Senior Compliance Officer, Compliance Program Management
3 weeks ago
Application Deadline:05/16/2024 Address:320 S Canal Street. Job Family Group:Audit, Risk & Compliance. The U.S. Compliance Program Management Team (CPM) is a central compliance governance function that establishes, implements, and administers framewo Compliance, Compliance Officer, Officer, Program, Management, Senior, Banking, Business Services
-
Senior Manager, Growth Marketing
2 days ago
Chicago, United States Harbor Compliance Full timeElevate Your Career at Harbor Compliance! Location: Full-time Remote (Excluding CA, CO, MT, NY) About Harbor Compliance: Harbor Compliance is a trailblazer in the compliance sector, dedicated to simplifying the complexities of business licensing and legal entity management for nonprofits and businesses. A recognized leader with accolades from Inc. 5000 and...
-
Senior Compliance Officer
13 hours ago
Chicago, Illinois, United States Optiver Full timeWho we are:Optiver Chicago's culture parallels the energetic city we're immersed in. Home to the Chicago Board of Trade, Chicago Board Options Exchange, and Chicago Mercantile Exchange, Chicago has established itself as the trading capital of the US. Active on leading US exchanges, Optiver's Chicago office trades a wide range of products from listed...
-
Senior Compliance Program Analyst
1 week ago
Chicago, United States Help At Home Full timeJob DescriptionJob Description Help at Home is the leading national provider of in-home personal care services, where our mission is to enable individuals to live with independence and dignity at home. Our team supports 66,000 clients monthly with the help of 53,000 compassionate caregivers across 12 states. We’re looking for people who care about others,...
-
Senior Compliance Program Analyst
10 hours ago
Chicago, United States Help At Home Full timeJob DescriptionJob Description Help at Home is the leading national provider of in-home personal care services, where our mission is to enable individuals to live with independence and dignity at home. Our team supports 66,000 clients monthly with the help of 53,000 compassionate caregivers across 12 states. We’re looking for people who care about others,...
-
Senior AFC
7 days ago
Chicago, United States Deutsche Bank Full timeJob Description: Employer: DWS Group Title: Senior AFC & Compliance Officer - Alternatives Location: Chicago About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets under management (as of 30 June 2022). Building on more than 60 years of experience, it has a reputation for excellence in Germany, Europe, the Americas...
-
Senior Compliance Officer
1 week ago
Chicago, United States Chicago Trading Company Full timeCTC is a cutting-edge proprietary trading firm with a long-term vision and a clear focus on helping the world price and manage risk. Our fun and trusting culture inspires us to solve the industry's most challenging problems and take calculated risks in a collaborative environment. We strive to be the most innovative firm in the industry today, tomorrow, and...
-
Senior Compliance Officer
8 hours ago
Chicago, United States Chicago Trading Company Full timeCTC is a cutting-edge proprietary trading firm with a long-term vision and a clear focus on helping the world price and manage risk. Our fun and trusting culture inspires us to solve the industry's most challenging problems and take calculated risks in a collaborative environment. We strive to be the most innovative firm in the industry today, tomorrow, and...
-
Senior AFC
1 week ago
Chicago, United States Deutsche Bank Full timeJob Description: Employer: DWS Group Title: Senior AFC & Compliance Officer - Alternatives Location: Chicago About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets under management (as of 30 June 2022). Building on more than 60 years of experience, it has a reputation for excellence in Germany, Europe, the Americas...
-
Senior AFC
12 hours ago
Chicago, United States Deutsche Bank Full timeJob Description: Employer: DWS Group Title: Senior AFC & Compliance Officer - Alternatives Location: Chicago About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets under management (as of 30 June 2022). Building on more than 60 years of experience, it has a reputation for excellence in Germany, Europe, the Americas...
-
Senior Compliance Officer
1 week ago
Chicago, United States Chicago Trading Company Full timeCTC is a cutting-edge proprietary trading firm with a long-term vision and a clear focus on helping the world price and manage risk. Our fun and trusting culture inspires us to solve the industry's most challenging problems and take calculated risks in a collaborative environment. We strive to be the most innovative firm in the industry today, tomorrow, and...
-
Compliance Officer
1 month ago
Chicago, United States Gelber Group Full timeWe are Gelber Group - Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...
-
Compliance Officer
1 week ago
Chicago, United States Gelber Group Full timeWe are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...
-
Compliance Officer
4 weeks ago
Chicago, United States Gelber Group Full timeWe are Gelber Group -- Passion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...
-
Compliance Officer
1 month ago
Chicago, United States Gelber Group Full timeJob DescriptionJob DescriptionWe are Gelber Group -- Passion for Trading. Powered by Technology.Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading...
-
Compliance Officer
1 month ago
Chicago, United States Gelber Group Full timeWe are Gelber GroupPassion for Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we have set the bar as one of the industry's most innovative and enduring proprietary trading firms. Our success derives from a relentless pursuit of new trading ideas and careful attention to...
-
Senior AFC
1 week ago
Chicago, United States DWS Group Full timeEmployer: DWS Group Title: Senior AFC & Compliance Officer - Alternatives Location: Chicago, IL About DWS: DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets under management (as of 30 June 2022). Building on more than 60 years of experience, it has a reputation for excellence in Germany, Europe, the Americas and Asia. DWS...
-
Head, Enterprise Compliance Programs
2 days ago
Chicago, United States BMO US Full time320 S Canal Street Chicago Illinois,60606 - and second-line compliance activities. - Provides Second Line oversight, including Effective Challenge and adherence to the Enterprise Compliance Program Manual for First Line Corporate Area regulatory requirements (e.g., insider trading requirements) - Within the mandate of this role and BMO’s three lines model,...
-
Compliance Officer
1 week ago
Chicago, United States Simmons & Hanbury Full timeOur client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices. Role Specifications: Work with the Senior US Compliance Officer to develop and maintain the Compliance framework for the US Broker Dealer entity as part of the global Compliance framework. Review the Compliance Monitoring Plan and...
-
Compliance Officer
11 hours ago
Chicago, United States Simmons & Hanbury Full timeOur client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices. Role Specifications: Work with the Senior US Compliance Officer to develop and maintain the Compliance framework for the US Broker Dealer entity as part of the global Compliance framework. Review the Compliance Monitoring Plan and...
-
Compliance Officer
1 week ago
Chicago, United States Simmons & Hanbury Full timeOur client are a market-leading proprietary trading firm. They are seeking a Compliance Officer to join their Chicago offices.Role Specifications:Work with the Senior US Compliance Officer to develop and maintain the Compliance framework for the US Broker Dealer entity as part of the global Compliance framework.Review the Compliance Monitoring Plan and the...