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Commercial Compliance Manager

2 months ago


Dallas, United States Hamlyn Williams Full time

Commercial Compliance Manager

Multiple Locations/Remote


As a Commercial Compliance Manager you will:

  • Assist Commercial in interpreting existing organization-wide compliance risk policies and procedures and provide support in the development of compliance procedures specific to Commercial.
  • Collaborate with other compliance advisory team members for different lines of business to drive consistency in compliance programs across the enterprise and ensure sharing of best practices.
  • Key participant and advisory support in risk assessment processes, including RCSA and Compliance Risk Assessment.
  • Support the Commercial leadership in understanding new and existing laws, rules, and regulations to determine requirements for various areas and changes that need to be implemented.
  • Ensure that Commercial has adequate policies, procedures, and processes in place to comply with relevant laws, rules, and regulations.
  • Provide compliance expertise to support timely remediation of issues when identified within Commercial, including internal audit issues.
  • Participate in regulatory exams, internal audit reviews, and other forums as the compliance subject matter expert, assisting in addressing compliance-related questions and ensuring responses submitted are appropriate, accurate, and adequately address the request.


As a Commercial Compliance Manager, you will need:

  • B.S. Degree or 5 years of relevant experience
  • 8 years of experience in banking regulatory compliance or related legal experience
  • 5 years of experience in Commercial compliance or comparable work experience
  • 5 years of experience in working with lines of business in interpreting and applying relevant laws and regulations to products and services
  • Must be a U.S. Citizen or Greencard Holder