Regulatory Examinations Consultant

Rate: up to $80/hourProvide advanced administrative support to the Compliance Manager in the Group Chief Operating Office.Review documents and correspondence received into the office pertaining to regulatory examinations.Follow-up on inquiries made by the Compliance Manager either via phone, text or email in a timely fashion.Ability to direct queries to the...

Bank of America Credit Review Senior Examiner Stamford, Connecticut Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the...

Position Overview The Credit Review team plays a crucial role in providing an impartial evaluation of credit decisions and the efficiency of credit procedures throughout the bank's credit infrastructure. This function is essential for identifying both current and potential risks, and it communicates findings to key stakeholders, including executive...

Compensation: Up to $80/hourRole Overview: This position involves providing high-level administrative assistance to the Compliance Manager within the Group Chief Operating Office.Key Responsibilities:Assess and analyze documents and communications related to regulatory assessments.Timely follow-up on inquiries from the Compliance Manager through various...

** National Bank Examiner/Bank Examiner (Retail Credit), NB 570-5.2** **Department of the Treasury** **As a National Bank Examiner/Bank Examiner (Retail Credit), you will conduct and assist in the supervision of retail credit activities such as installment, mortgage and credit card lending. Midsize Bank Supervision Synchrony National Bank Stamford, CT**...

Position Title: National Bank Risk SupervisorDepartment: Department of the TreasuryOverview: As a National Bank Risk Supervisor, you will play a crucial role in overseeing retail credit operations, including various lending activities such as installment loans, mortgages, and credit card services.Key Responsibilities:Evaluate operational risks associated...

Compensation: Up to $80/hourKey Responsibilities:Deliver high-level administrative assistance to the Compliance Manager within the Group Chief Operating Office.Assess and manage documentation and communications related to regulatory assessments.Promptly address inquiries from the Compliance Manager through various communication channels.Guide inquiries to...

Position Title: Senior Associate, Financial CrimesRequisition Number: Function: AdvisoryArea of Interest: Financial ServicesLocation: United StatesKPMG's Advisory division is recognized as our most rapidly expanding sector. We are experiencing significant demand from clients, and we foresee this trend continuing. In this dynamic market landscape, our...

Job DescriptionJob Title: Series 3 Licensed Investment Strategy ConsultantCompany: DA BrandsLocation: RemoteJob Type: Full-TimeAbout Us: DA Brands is a pioneering firm dedicated to reshaping investment and real estate landscapes. We are seeking enthusiastic and skilled investment strategy consultants who hold a Series 3 license to enhance our growing...

Asset Manager is looking to hire a Compliance AssociateLead and manage all compliance-related task deadlines, ensuring timely completion.Oversee the process for employee personal trade reviews, certifications, and gift/entertainment requests.Assist in monitoring firm-wide trade compliance, ensuring adherence to regulations.Collaborate with investor relations...

Asset Manager is looking to hire a Compliance AssociateLead and manage all compliance-related task deadlines, ensuring timely completion.Oversee the process for employee personal trade reviews, certifications, and gift/entertainment requests.Assist in monitoring firm-wide trade compliance, ensuring adherence to regulations.Collaborate with investor relations...

Position Overview The Credit Review function is dedicated to delivering an impartial evaluation of credit decisions and the efficiency of credit operations across the bank's credit framework. This role is crucial in identifying both current and potential risks, and communicating findings to key stakeholders, including senior management, the Board of...

Position Overview The Credit Review function is responsible for delivering an impartial evaluation of credit decisions and the efficacy of credit operations throughout the bank's credit framework. This role plays a crucial part in identifying both current and potential risks, while also communicating findings to key stakeholders, including senior...

About the RoleWe are seeking a highly skilled Senior Associate to join our Financial Crimes Analytics team in the Consulting practice. As a Senior Associate, you will play a key role in addressing financial crimes matters across all three lines of defense for various financial institutions.ResponsibilitiesAssist in addressing financial crimes (BSA, AML, and...

About the RoleAs a Financial Consultant at Charles Schwab, you will have the opportunity to learn and grow within our Branch Network at the ground floor. This role provides the exposure and experience required to advance in this challenging space. You will learn what it takes to build a book of business through proactive, outbound calls to existing clients,...

Senior Manager – Accounting AdvisoryAs a Senior Manager, you will collaborate closely with executive leadership of diverse organizations, ranging from Fortune 500 companies to emerging startups. In this role, you will spearhead project teams and engage with clients and their Big 4 auditors across all facets of engagements, which includes crafting reports,...

Position Title: Senior Associate, Financial CrimesRequisition Number: Function: AdvisoryArea of Interest: Financial ServicesLocation: United StatesOverview:KPMG's Advisory division is experiencing significant growth, driven by increasing client demand. Our professionals are expected to be flexible and excel in a collaborative environment. At KPMG, we...

Senior Manager – Accounting AdvisoryAs a Senior Manager, you will collaborate closely with executive leadership from Fortune 500 companies, mid-sized firms, and emerging enterprises. In this role, you will spearhead project teams and engage with clients and their Big 4 auditors across various facets of assignments, including drafting reports, cultivating...

Senior Manager – Accounting AdvisoryAs a Senior Manager, you will collaborate closely with executive leadership from Fortune 500 companies, mid-sized firms, and emerging enterprises. In this role, you will spearhead project teams and engage with clients alongside their Big 4 auditors, addressing all facets of engagements, which include drafting reports,...

Position Overview:We are looking for a dedicated and skilled Wealth Management Consultant to provide tailored financial guidance and investment strategies to our clientele. The ideal candidate will engage with clients to comprehend their financial aspirations and create personalized plans to help them reach their objectives.Key Responsibilities:- Deliver...