Current jobs related to Regulatory Compliance Risk Senior Manager - Dallas - Grant Thornton (US)

  • Regulatory Compliance and Risk Management Associate

    4 weeks ago

    Dallas, Texas, United States Grant Thornton Full time

    Position OverviewAs an Experienced Associate in Regulatory Compliance and Operational Risk, you will play a pivotal role in supporting our clients' business objectives. Your expertise will be essential in navigating the complexities of regulatory frameworks and ensuring compliance across various sectors.Key ResponsibilitiesProvide comprehensive insights into...

  • Regulatory Compliance Risk Associate

    4 weeks ago

    Dallas, Texas, United States Grant Thornton Full time

    Position OverviewAs an Experienced Associate in Regulatory Compliance and Operational Risk, you will play a pivotal role in enhancing our clients' operational frameworks. Your expertise will be essential in navigating the complexities of compliance and risk management.Key ResponsibilitiesProvide comprehensive insights on emerging regulations that impact our...

  • Regulatory Compliance Risk Manager

    4 weeks ago

    Dallas, United States Grant Thornton Full time

    As a Banking Compliance Risk Manager, you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Manager, Risk, Compliance, Regulatory, Banking, Manager, Accounting

  • Legal Officer of Regulatory Compliance and Risk Management

    17 hours ago

    Dallas, Texas, United States Integrity Marketing Shared Services Center Full time

    About IntegrityIntegrity is a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning. With a strong focus on insurtech, we offer a broad and innovative approach to serving agents and clients alike. Our mission is to help people protect their life, health and wealth so they can...

  • Legal Officer of Regulatory Compliance and Risk Management

    6 days ago

    Dallas, Texas, United States Integrity Marketing Shared Services Center Full time

    About Integrity At Integrity, we're dedicated to helping people protect their life, health, and wealth. As a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning, we're committed to meeting Americans wherever they are - in person, over the phone, or online. We're seeking a...

  • Regulatory Compliance Risk Associate

    4 weeks ago

    Dallas, Texas, United States Grant Thornton Full time

    Position OverviewAs an Experienced Associate in Regulatory Compliance and Operational Risk, you will play a pivotal role in enhancing our clients' operations by delivering comprehensive insights into evolving regulations.Key ResponsibilitiesProvide expert guidance on Risk Management and Compliance strategies.Assist organizations in navigating complex...

  • Senior Compliance Officer

    4 hours ago

    Dallas, United States Standish Compliance Services, LLC Full time

    Company DescriptionStandish Compliance Services, LLC (Standish Compliance) is comprised of a team of former SEC regulators, seasoned private fund experts, certified AML/KYC specialists, IT-proficient staff, and professional compliance consultants. We serve as an extension of our clients’ in-house compliance team to provide the regulatory and compliance...

  • Regulatory Compliance Officer

    3 weeks ago

    Dallas, Texas, United States Integrity Marketing Shared Services Center Full time

    About Integrity Marketing Shared Services CenterIntegrity Marketing Shared Services Center is a leading provider of innovative solutions for life, health, and wealth management. With a strong focus on technology and a commitment to excellence, we help millions of Americans protect their life, health, and wealth.Job SummaryWe are seeking a highly experienced...

  • Senior Compliance Officer

    2 days ago

    Dallas, Texas, United States Western Alliance Bank Full time

    Job Title:Senior Compliance Officer - Advisory and GuidanceLocation:CityScapeJob Summary:The Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business products, services, and processes to...

  • IT Compliance and Risk Management Specialist

    7 hours ago

    Dallas, Texas, United States Omni Hotels Full time

    Job Title: IT Compliance, Data, and Risk Management SpecialistAbout the Role:Omni Hotels and Resorts is seeking a highly skilled IT Compliance, Data Governance, and Risk Management Specialist to join our team. As a key member of our IT department, you will be responsible for ensuring our IT systems, data, and processes comply with regulatory standards,...

  • QA Regulatory Compliance Manager

    3 months ago

    Dallas, United States GBC Food Services Full time

    Job DescriptionJob DescriptionDescription:Job Overview:The QA Regulatory Compliance Manager will be responsible for ensuring that all products and processes within GBC Food Services, LLC comply with regulatory requirements and internal quality standards. This role involves managing audits, maintaining compliance documentation, and implementing corrective...

  • QA Regulatory Compliance Manager

    4 days ago

    Dallas, United States GBC Food Services Full time

    Job DescriptionJob DescriptionDescription:Job Overview:The QA Regulatory Compliance Manager will be responsible for ensuring that all products and processes within GBC Food Services, LLC comply with regulatory requirements and internal quality standards. This role involves managing audits, maintaining compliance documentation, and implementing corrective...

  • Compliance Manager

    3 weeks ago

    Dallas, Texas, United States Discovery Senior Living Full time

    Job SummaryDiscovery Senior Living is seeking a highly skilled and experienced professional to join our legal team as a Compliance Officer or Compliance Manager. This is a unique opportunity to work with a leading senior housing provider and contribute to the development and implementation of our Compliance Program.About Discovery Senior LivingDiscovery...

  • Senior Risk Management Specialist

    24 hours ago

    Dallas, Texas, United States US Bank Full time

    Job SummaryWe are seeking a highly skilled Senior Auditor to join our team at U.S. Bank. As a Senior Auditor, you will play a critical role in ensuring the integrity of our financial systems and processes.Key ResponsibilitiesPartner with our Line of Business and Risk/Compliance/Audit teams to identify and mitigate risksDevelop and implement effective risk...

  • Compliance Leader

    3 weeks ago

    Dallas, Texas, United States Texas Regional Bank Full time

    Job SummaryThe Chief Compliance Officer is a critical role at Texas Regional Bank, responsible for ensuring the bank's Capital Markets Division adheres to relevant laws, regulatory requirements, internal policies, and procedures. This position plans, organizes, and controls the division's day-to-day operational compliance activities, advises on emerging...

  • Risk and Compliance Operations Manager

    4 weeks ago

    Dallas, Texas, United States Bank of America Full time

    Risk and Compliance Operations Manager - Trade SurveillanceLocation: Various locations across the United StatesPosition Overview:At Bank of America, our mission is to enhance financial well-being through meaningful connections. We are committed to Responsible Growth, which reflects our dedication to our clients, employees, communities, and shareholders.We...

  • Manager of Compliance and Operational Risk

    4 weeks ago

    Dallas, Texas, United States Bank of America Full time

    Manager of Compliance and Operational Risk - Data GovernanceLocation: Multiple LocationsOverview:At Bank of America, our mission is to enhance financial well-being through meaningful connections. We prioritize Responsible Growth, which is reflected in our commitment to our clients, employees, communities, and shareholders.We strive to create an inclusive and...

  • Senior Risk and Compliance Analyst, Information Security

    4 weeks ago

    Dallas, Texas, United States UT Southwestern Medical Center Full time

    Why Join UT Southwestern?With a legacy of over 75 years in the Dallas-Fort Worth area, UT Southwestern is dedicated to excellence, innovation, collaboration, and empathy. As a globally recognized medical and research institution, we seek strategic thinkers to help safeguard the security and compliance of our organization. A career in our Information...

  • Compliance and Operational Risk Specialist

    3 weeks ago

    Dallas, Texas, United States Bank of America Full time

    Job SummaryThe Global Financial Crimes Manager will be responsible for executing substantive money laundering, economic sanctions, and fraud compliance and operational risk practices. This role will work directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk...

  • IT Compliance, Data, and Risk Management Specialist

    4 weeks ago

    Dallas, United States Omni Hotels Full time

    Overview: Omni Hotels and Resorts creates genuine, authentic guest experiences at 60 distinctive luxury hotels and resorts in leading business gateways and leisure destinations across North America. Omni Hotels is known for its exemplary culture, authenticity to the markets in which we operate, innovation and exceptional service. Our commitment to career...

Regulatory Compliance Risk Senior Manager

3 months ago

Dallas, United States Grant Thornton (US) Full time

Locations: Dallas, Charlotte, NY, Philadelphia and Phoenix


As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth technical knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice – all with the resources, environment, and support to help you excel. You’ll collaborate with teams to provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure.


From day one, you’ll be empowered by the greater Regulatory Compliance team to help clients make the moves that will help them achieve their vision and help you achieve more, confidently.

Your day-to-day may include:

  • Perform engagement oversight responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management
  • Lead and support business development activities, such as proposals, capture, account teams, whitepapers, conferences, and/or other thought leadership material
  • Lead testing team for Consent Order Validation and independent monitoring engagements, responsible for overseeing execution of testing to verify clients address issues identified and meet requirements set forth by regulators.
  • Build, maintain, and utilize networks of client relationships and industry involvement and communicating our value proposition
  • Active communication with clients to manage expectations, ensure satisfaction, and become a trusted business partner
  • Drive new business and meet or exceed sales targets for new and follow-on work
  • Meet or exceed targeted billing hours (utilization)
  • Develop and track engagement work plans, timelines, budgets, and resource allocations
  • Oversee development of, and completion of, engagement and testing activities
  • Manage and minimize engagement risk by proactively identifying issues and recommended courses of remediation
  • Research, analyze, and understand current marketplace issues and emerging regulatory requirements and guidance
  • Develop thought leadership and whitepapers on emerging regulatory and risk requirements.
  • Participate in and speak at industry conferences, seminars, and associations
  • Communicate externally with clients, regulators, and internally with all levels of the organization
  • Direct communications and meetings with client and regulators to discuss status, results of testing activities and issues
  • Adhere to the highest degree of professional standards and strict client confidentiality
  • Manage, develop, train, mentor staff on projects and assess performance for engagement and year-end reviews
  • Actively participates in recruiting top talent to the firm and interviews campus and/or experienced candidates
  • Other duties as assigned


You have the following technical skills and qualifications:

  • Bachelor’s degree in Accounting, Economics, Finance, Information Technology, MIS, or related field required
  • Minimum 10 of related work experience in financial services, federal regulator, similar consulting practice or function servicing cross-industry clients at a national level required
  • Certification required, CPA, CRCM, CRMA, CCEP, CRMP, CIA, Certified Federal Bank Examiner, Attorney (concentration in banking law, securities law, financial services regulation, or similar), or related license/certification
  • Depth of knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection laws (TILA, ECOA, RESPA, Flood Insurance, HMDA, FDCPA, FCRA, UDAAP, TISA, EFTA, EFAA, SCRA, MLA, Privacy, Fair Lending etc.)
  • Depth of knowledge and practical use with regulatory guidelines including but not limited to CFPB, FDIC, FRB, OCC, and NCUA compliance examination procedures
  • Compliance, Operational Risk and/or Regulatory Compliance or related consulting experience
  • Exceptional client service with a demonstrated ability to develop and maintain outstanding client relationships
  • Experience in creating and tracking of engagement work plans, timelines, budgets, project management, and resource allocations
  • Excellent oral and written communication skills including Strong computer skills including proficiency in Microsoft Office Suite
  • Strong administrative skills: project workflow; budgets; billing and collections; and preparing and/or coordinating complex written presentation materials
  • Can travel as needed


The base salary range for this position in Manhattan/New York City only is between $162,00 to 270,000