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Risk and Compliance Operations Manager

2 months ago

Dallas, Texas, United States Bank of America Full time

Risk and Compliance Operations Manager - Trade Surveillance

Location: Various locations across the United States

Position Overview:

At Bank of America, our mission is to enhance financial well-being through meaningful connections. We are committed to Responsible Growth, which reflects our dedication to our clients, employees, communities, and shareholders.

We strive to create an inclusive and diverse workplace where all employees can thrive. Our investment in our team members and their families includes comprehensive benefits that support their overall well-being.

Bank of America values collaboration and flexibility, tailoring our approach to meet the diverse needs of our workforce.

Joining Bank of America means embarking on a fulfilling career with opportunities for personal and professional growth, enabling you to make a significant impact.

Key Responsibilities:

  • Evaluate risks and the effectiveness of compliance and operational risk controls to ensure adherence to relevant laws and regulations, while addressing regulatory inquiries and audits.
  • Provide independent oversight of compliance and operational risk management, ensuring alignment with established policies and procedures.
  • Identify and escalate compliance and operational risk issues, driving initiatives to address root causes.
  • Maintain a comprehensive inventory of processes, risks, and controls, reporting any compliance violations.
  • Assist in developing risk management reports for governance and management routines.
  • Analyze and interpret laws and regulations to offer clear guidance to stakeholders and manage risks effectively.
  • Review and challenge compliance processes and assessments, monitoring regulatory changes that impact operations.
  • Promote a culture of risk awareness and ensure effective controls are in place.

Essential Skills:

  • Advisory and Compliance Expertise
  • Monitoring and Testing Capabilities
  • Regulatory Knowledge
  • Risk Management Proficiency
  • Analytical and Critical Thinking Skills
  • Effective Communication and Negotiation Skills
  • Process Management and Decision-Making Abilities

The Risk and Compliance Operations Manager plays a crucial role in overseeing compliance and operational risk for Front Line Units or Control Functions. This position requires proactive risk identification and management, ensuring alignment with regulatory standards and internal policies.

As part of a dedicated team, the manager collaborates with other compliance officers to provide comprehensive oversight and prepares for regulatory examinations. This role also involves developing risk coverage plans and monitoring compliance metrics to ensure effective risk management.

Qualifications:

  • Extensive experience in Risk Management, particularly in compliance and operational risk.
  • Strong understanding of governance practices and issue management.
  • Ability to critically assess and challenge compliance processes.
  • Experience in Trade Surveillance is highly desirable.

Bank of America is an equal opportunity employer, committed to creating a diverse environment. We consider all qualified applicants without regard to race, gender, age, or any other characteristic protected by law.