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Financial Risk Analyst

1 month ago


Chicago, United States MindSpring Partners LLC Full time

Our client, an asset manager in Chicago, is looking to add an Analyst to their Governance and Risk team.


Responsibilities

  • Review AML related reports and dashboard data
  • Complete workflows that relate to new shareholders, Suspicious Activity, and other generated reports pertaining to departmental risks
  • Prepare Suspicious Activity Reports (SARs) and participate in industry calls that pertain to risk/regulatory issues
  • Create and maintain governance programs and oversee additional governance programs (related to change management and data security
  • Report suspicious persons/items to the Anti-Money Laundering Compliance Officers


Qualifications

  • Bachelor's degree (Finance, Economics, or other business-related focus)
  • 2-5 years experience in financial services (experience in risk/compliance preferred)
  • FINRA Series 6 and Series 63 REQUIRED
  • Series 26 preferred (required to be obtained within 90 days of hire)
  • Certified Anti-Money Laundering Specialist (CAMS) Certification is preferred
  • Strong business writing skills