Current jobs related to Registered Brokerage Service Assistant - Charlotte, North Carolina - First Citizens Bank
-
Customer Service Representative 3
6 days ago
Charlotte, North Carolina, United States Wells Fargo Full timeAbout the Role:Wells Fargo is seeking a skilled Customer Service Representative to support our Brokerage Services team. As a key member of our team, you will be responsible for providing exceptional customer service, identifying opportunities to improve the customer experience, and resolving complex customer issues.Key Responsibilities:Support financial...
-
Charlotte, North Carolina, United States Truist Full timeJob Title: Client Service RepresentativeCompany: Truist Financial CorporationJob Overview:As a vital member of our team, you will provide exceptional service support to self-directed brokerage clients and Financial Advisor assigned account holders. Your role will involve collaborating with senior staff or management to ensure client satisfaction.Key...
-
Brokerage Division Support Specialist
20 hours ago
Charlotte, North Carolina, United States Truist Financial Corporation Full timeJob DescriptionWe are seeking a highly skilled and organized individual to join our team as a Brokerage Division Support Specialist. This role will provide critical support to the Wealth Brokerage sales management platform, ensuring seamless operations and effective management of the Financial Advisor network.Key ResponsibilitiesDirect incoming needs of the...
-
Brokerage Client Services Associate
2 weeks ago
Charlotte, North Carolina, United States Truist Full timePosition Title: Client Services RepresentativeCompany: Truist Financial CorporationPosition Overview:Deliver exceptional service support through phone interactions for self-directed brokerage clients and Financial Advisor assigned account holders, leveraging assistance from senior personnel or management.Develop a comprehensive understanding of product...
-
Brokerage Escalation Specialist
7 days ago
Charlotte, North Carolina, United States Strategic Staffing Solutions Full timeJob SummaryWe are seeking a highly skilled Brokerage Escalation Specialist to join our team at Strategic Staffing Solutions. As a key member of our organization, you will be responsible for providing exceptional customer service and resolving complex issues related to financial products and services.Key ResponsibilitiesCustomer Service: Support internal and...
-
Wealth Brokerage Trader
2 weeks ago
Charlotte, North Carolina, United States Truist Full timeJob SummaryWe are seeking a highly skilled and experienced Wealth Brokerage Trader to join our team at Truist. As a key member of our financial services team, you will be responsible for providing trade facilitation services to internal and external clients in a call center environment.Key ResponsibilitiesHandle inbound call flow within a call center...
-
Performance Analyst
3 days ago
Charlotte, North Carolina, United States BCI - Brokerage Consultants Inc Full timePerformance AnalystBCI - Brokerage Consultants Inc is seeking a skilled Performance Analyst to join our Performance/Analytics Team. As a key member of the team, you will be responsible for ensuring the integrity of portfolio/composite/index performance data, maintaining composite assignments, and reviewing benchmark data.Key Responsibilities:Maintain...
-
Client Services Representative
1 week ago
Charlotte, North Carolina, United States Dexian Full timeJob Summary:Dexian is seeking a highly skilled Client Services Representative to join our team in Charlotte, NC. As a Complaints Specialist - Series 7 Trading, you will be responsible for providing support services in account management, operations, documentation, customer service, and technical support.Key Responsibilities:Participate in moderately complex...
-
Financial Services Specialist
1 day ago
Charlotte, North Carolina, United States Summit Advisory Group Full time{"h1": "Unlock Your Potential with Summit Advisory Group", "p": "At Summit Advisory Group, we empower financial professionals to thrive in a unique team-oriented atmosphere. Our philosophy is centered around servant leadership, where we serve not only the communities we live in but also the financial professionals who support those communities.Our approach...
-
Shop Assistant
2 weeks ago
Charlotte, North Carolina, United States AAA Cooper Transportation Full timeAbout AAA Cooper TransportationAAA Cooper Transportation is a leading asset-based multi-regional trucking company providing a range of transportation services, including less-than-truckload, truckload, dedicated contract carriage, brokerage, and international services.With a strong presence in the Southeast, Southwest, Midwest, and Puerto Rico, and a network...
-
Financial Services Advocate
2 weeks ago
Charlotte, North Carolina, United States Truist Full timeJob SummaryThis role is responsible for providing exceptional client service and support to self-directed brokerage clients and Financial Advisors assigned account holders.Key ResponsibilitiesProvide service support via phone to clients, assisting with account inquiries, transactions, and documentation.Develop and maintain a proficient understanding of...
-
Client Services Consultant
1 week ago
Charlotte, North Carolina, United States Randstad USA Full timeJob Summary:We are seeking a highly skilled Client Services Consultant to join our team at Randstad USA. As a Client Services Consultant, you will be responsible for providing exceptional customer service to our clients, analyzing customer service assignments and challenges, and developing recommendations for resolving complex situations.Key...
-
Investment Services Client Advocate
2 weeks ago
Charlotte, North Carolina, United States Truist Full timePosition Title: Client Service RepresentativeCompany: Truist Financial CorporationRole Overview:Deliver exceptional service support through phone interactions for self-directed brokerage clients as well as account holders assigned to Financial Advisors, with guidance from senior personnel or management.Develop a comprehensive understanding of product...
-
Project Coordination Assistant
3 weeks ago
Charlotte, North Carolina, United States Allen Lund Company, LLC Full timeJob OverviewCompany BackgroundFounded in 1976, Allen Lund Company has grown from a single office in Los Angeles to a robust network of 41 offices nationwide. Our commitment to excellence in the transportation brokerage industry is reflected in our dedicated workforce and outstanding customer service.Position SummaryWe are seeking an Assistant Project...
-
Project Coordination Assistant
3 weeks ago
Charlotte, North Carolina, United States Allen Lund Company, LLC Full timeJob OverviewCompany BackgroundFounded in 1976, Allen Lund Company has grown from a single office in Los Angeles to a network of 41 offices nationwide. Our commitment to excellence in the transportation brokerage industry is reflected in our dedicated workforce and outstanding customer service.Why Choose Us?Inclusive workplace cultureOpportunities for...
-
Project Coordination Assistant
3 weeks ago
Charlotte, North Carolina, United States Allen Lund Company, LLC Full timeJob OverviewCompany BackgroundFounded in 1976, Allen Lund Company has grown from a single office in Los Angeles to a network of 41 offices nationwide. Our commitment to excellence in the transportation brokerage industry is matched only by our dedication to our employees.Why Work With Us?Inclusive and supportive workplace cultureComprehensive training and...
-
Customs Clearance Specialist
3 weeks ago
Charlotte, North Carolina, United States Expeditors International Full timePosition OverviewAt Expeditors International, we pride ourselves on being leaders in global supply chain management. Our ethos is centered around professionalism, leadership, and a collaborative environment that promotes innovative logistics solutions.Key ResponsibilitiesFacilitate a seamless and efficient customs processing workflow.Ensure precise and...
-
Project Coordination Assistant
3 weeks ago
Charlotte, North Carolina, United States Allen Lund Company, LLC Full timeJob OverviewCompany BackgroundFounded in 1976, Allen Lund Company has grown from a single office in Los Angeles to a network of 41 offices nationwide. Our commitment to excellence in the transportation brokerage industry has been the cornerstone of our success.Our CultureWe pride ourselves on fostering a dynamic and inclusive workplace that encourages...
-
Customer Support Representative
1 week ago
Charlotte, North Carolina, United States Apex Systems Full timeJob Summary:We are seeking a highly skilled Customer Support Specialist to join our team at Apex Systems. As a key member of our brokerage operations team, you will be responsible for providing exceptional customer service to our large banking clients.Key Responsibilities:Respond to and resolve customer complaints in a timely and professional...
-
Customs Clearance Specialist
3 weeks ago
Charlotte, North Carolina, United States Expeditors Full timeJob OverviewAt Expeditors, we pride ourselves on being leaders in the global supply chain management sector. Our commitment to professionalism and customer service is evident in everything we do.Key ResponsibilitiesFacilitate a seamless customs processing experience.Perform precise and timely data entry into our operational systems.Monitor and report on...
Registered Brokerage Service Assistant
4 months ago
This position provides operational and trading support to financial planning associates and clients. Facilitates high service standards by ensuring efficient daily operations. Answers client calls for operational inquiries or account requests. Responsible for compliance documentation and filing. Processes paperwork in an accurate, timely fashion. Maintains knowledge of the Bank's policies, procedures, and systems in order to resolve operational issues.
Responsibilities:- Operations Support - Addresses operational client service questions and inquiries. Researches, resolves, and communicates updates to the appropriate parties. Assists with time-sensitive operational projects and deadlines. Ensures all unsolicited client trading requests are executed correctly and in a timely manner.
- Account Servicing - Creates, maintains, and updates client accounts. Utilizes department systems to input account information such as money movement requests, cashier records, and other items. Identifies outstanding process needs or account actions and ensures all necessary documentation is present.
- Documentation - Responsible for filing, completing, and maintaining department forms, including client paperwork. Assists in processing compliance files and sourcing information needed for daily activities.
- Collaboration - Works closely with associates, management, clients, and business team in fulfilling daily requests and providing necessary information. Ensures outstanding items are appropriately followed-up and deadlines met in a team environment.
- High School Diploma or GED and 2 years of experience in Financial Services or Brokerage industryLicense or Certification Type: Must have or obtain within 180 days all required licenses: Series 7, Series 63 & 65 or 66 as well as state-specific life, health, and long term care insurance licenses Required Skill(s): Experience in Financial Brokerage Operations in supporting client and advisors relationships