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Senior Legal Counsel

2 months ago

Philadelphia, Pennsylvania, United States Michael Page Full time
Newly created role with top financial institution with focus on '40 ActHybrid role in Philadelphia About Our Client

Financial services client.

Job Description

The Senior Legal Counsel will work closely with other members of the legal team, advising the business on the following legal matters:

Provide clear and concise legal advice to registered investment companies on a wide range of registration work, product development, transactions, marketing review, particularly focusing on 1940 Act supportReview regulatory filings, '40 Act fund registration statements, proxy statements and prospectusesEnsure all marketing, operational and investment matters are in compliance with various regulations pertaining to registered investment companiesAdvise on private placements, securities, derivatives and transactional general corporate legal matters Assist with fund creation, mergers and new product offerings/changes to existing products Prepare materials for board meetings and attend board meetings Work closely with the legal team a wide range of special projects Work directly with internal business partners

Please apply today to have your resume considered within 24 hours.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

The Successful Applicant

JD from a top US law schoolUS State Bar Admission6-10 years of experience gained at a top law firm and/or in-house with a financial services company must have experience providing advice on the Investment Company Act of 1940, Investment Advisers Act and other regulatory matters pertaining to a registered investment adviser/registered fundsExperience advising clients on investment company disclosure matters, corporate governance and securities law Experience reviewing board materials, '40 act fund registration statements, proxy statements, regulatory filings and prospectuses Excellent communication skillsWilling to work in-office in Philadelphia on a hybrid basis (must be local to Philadelphia) What's on Offer Competitive base salary Highly competitive bonus structureIndustry leading 401(k) matchBenefits package PTO Additional benefits and perksHybrid working environmentExcellent company culture