Compliance Associate

Compliance Associate If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. may be the right choice for you. Overview Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal relationship with...

Description:CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The...

Position Overview:Location: Midtown ManhattanCompensation: $130k - $145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, and maintain compliance policies and procedures, assisting the team in adapting these frameworks to accommodate new business...

Employer Overview:Octagon Credit Investors, LLC is a well-established investment advisory firm with over 25 years of experience and a focus on leveraged loans, high yield bonds, and structured credit investments. Our investment team utilizes fundamental credit analysis and proactive portfolio management to uncover attractive relative value opportunities...

Senior Compliance AssociateFitch Ratings is looking for a compliance professional to provide administrative and operational support to the Global Chief Compliance Officer. The Compliance Department is comprised of 45 employees globally, and is charged with, among other activities, developing and implementing a program designed to ensure that Fitch Ratings...

Job Title: Programs Compliance AssociateCompany: Homes for the Homeless, Inc.We are seeking a highly detail-oriented and organized Programs Compliance Associate to support the children/youth program operations at Homes for the Homeless, Inc. This entry-level position requires a candidate with strong project management skills and experience in program...

About the RolePhaxis is seeking a highly skilled Fixed Income Supervision Associate to join our team. As a key member of our operations team, you will play a critical role in ensuring the smooth functioning of our Fixed Income Sales & Trading Floor.Key ResponsibilitiesSupport the Fixed Income Sales & Trading Floor: Collaborate with our sales and trading...

Job SummaryColumbia University seeks a highly skilled and experienced Associate Director, Investigations and Compliance to join our team. This is a critical role that requires a strong background in investigations, compliance, and Title IX.Key ResponsibilitiesConduct thorough and impartial investigations into complaints of sex discrimination, harassment, and...

About the RoleWe are seeking a highly skilled Senior Associate to join our Consumer Compliance Consulting team at RSM US LLP. As a key member of our team, you will be responsible for providing expert advice and guidance to our clients in the global banking sector.Key ResponsibilitiesConduct fieldwork and assessments to identify compliance risks and...

Position Overview:Location: Midtown ManhattanCompensation: $130k - $145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, and maintain compliance policies and procedures, ensuring alignment with new business practices or regulatory updates.Assist...

About the RoleThe Associate, Member & Provider Compliance Specialist will play a crucial tactical role in supporting compliance within Member and Provider Operations by analyzing challenges, coordinating responses, and delivering positive outcomes based on inputs from stakeholders.Key ResponsibilitiesCollaborate with team members and senior leaders to...

Job SummaryCayuga Centers is seeking a highly organized and detail-oriented Compliance Associate to join our team. As a Compliance Associate, you will play a critical role in ensuring the accuracy and integrity of our records management systems.Key ResponsibilitiesManage and maintain accurate and up-to-date records management systems, including inventory,...

About the TeamThe Sales Compliance division is tasked with the development and implementation of robust Sales Compliance and Control measures throughout the sales organization at The Ladders. This team operates within the broader Sales Strategy & Operations framework, which enhances productivity and formulates market entry strategies and processes to bolster...

About the RoleWe are seeking a highly skilled Associate, Member & Provider Compliance Specialist to join our Insurance Operations team at Oscar Health.The ideal candidate will have a strong background in compliance, regulatory, or data analysis, with experience in the healthcare or insurance industry.Key ResponsibilitiesLead and collaborate with...

Job SummaryCayuga Centers is seeking a highly organized and detail-oriented Compliance Associate to join our team. As a Compliance Associate, you will play a critical role in ensuring the accuracy and integrity of our records management systems.Key ResponsibilitiesManage and maintain accurate and up-to-date records management systems, including inventory,...

Job SummaryWe are seeking a highly skilled Tax Senior Associate to join our team at Keller Executive Search. As a Tax Senior Associate, you will be responsible for providing tax compliance and advisory services to our clients.Key ResponsibilitiesPrepare and Review Tax ReturnsPrepare and review individual, corporate, and partnership tax returns, ensuring...

Opportunity for a Compliance Advisor at LyftAre you an experienced legal professional eager to contribute to a prominent transportation organization that values diversity and inclusion? Lyft is on the lookout for a Compliance Advisor to engage with regulatory bodies, provide counsel on compliance matters, and ensure alignment with regulatory standards. In...

Opportunity for a Compliance Advisor at LyftAre you an experienced legal professional eager to contribute to a prominent transportation organization that values diversity and inclusion? Lyft is on the lookout for a Compliance Advisor who will engage with regulatory bodies, provide counsel on compliance matters, and ensure that all regulatory obligations are...

Job OverviewCompany Overview:Publicis Health is a cohesive, multidisciplinary team dedicated to delivering exceptional services in a dynamic and adaptable manner. We place our clients at the forefront, driving brand engagement swiftly by integrating real-time insights with top-tier creative, content, and media strategies to foster growth and maximize return...

Job SummaryCerity Partners is seeking a highly skilled Senior Associate to join our wealth management team in New York. As a Senior Associate, you will be responsible for providing tax planning and compliance services to high-net-worth individuals and their families, businesses, and nonprofit organizations.Key ResponsibilitiesPreparation and Review of Tax...