Current jobs related to UC Compliance Associate - New York, New York - Cayuga Centers


  • New York, New York, United States Vibrant Emotional Health Full time

    Job Title: UC Support Engineer IIVibrant Emotional Health is seeking a highly skilled UC Support Engineer II to join our IT team. As a key member of our team, you will be responsible for providing technical support and maintenance for our Unified Communications (UC) platform.Key Responsibilities:Provide Tier II support and receive escalations to ensure final...

  • Compliance Associate

    3 weeks ago


    New York, New York, United States Advisor Group Full time

    Compliance Associate Job DescriptionWe are seeking a detail-oriented Compliance Associate to join our team within Ladenburg Thalmann Asset Management. The Compliance Associate will have an integral role with LTAM, assisting with monitoring accounts and ensuring compliance with industry regulations.Key Responsibilities:Track and monitor accounts with...


  • New York, New York, United States Optima Partners Holdings LLC Full time

    Job DescriptionOptima Partners Holdings LLC is seeking a highly skilled Compliance Associate to join its team in New York City. The ideal candidate will have a strong background in regulatory compliance and a proven track record of success in conducting compliance reviews and advisory assessments for asset managers, hedge funds, private equity, and...


  • New York, New York, United States Michael Page Full time

    Job DescriptionThe Compliance Associate will be responsible for managing employee licensing, completing U4/U5 filings, supporting onboarding and offboarding, maintaining compliance records, communicating with stakeholders, conducting compliance audits, assisting in policy updates, liaising with regulators, and supporting general compliance tasks.Key...

  • Compliance Associate

    2 weeks ago


    New York, New York, United States Oscar Health Full time

    About the RoleOscar Health is seeking a highly skilled Compliance Associate to join our Insurance Operations team. As a key member of our team, you will play a crucial role in supporting compliance within Member and Provider Operations.Key ResponsibilitiesCollaborate with team members and senior leaders to address process gaps and improvements.Perform data...


  • New York, New York, United States The Educational Alliance Full time

    Educational Alliance is seeking a highly skilled Compliance Associate Director to join our team.The ideal candidate will have a strong background in compliance and risk management, with a proven track record of ensuring regulatory compliance and implementing effective risk management strategies.The Compliance Associate Director will be responsible for...

  • Compliance Associate

    2 weeks ago


    New York, New York, United States Maxim Group LLC Full time

    Maxim Group LLC is seeking a highly motivated Compliance Associate to join their team. The ideal candidate will have a strong understanding of securities industry rules and regulations and be able to implement and enforce Firm policies and procedures.Key Responsibilities: Collaborate with investment banking personnel, salespeople, and management to ensure...


  • New York, New York, United States Bank of China Limited, New York Branch Full time

    {"title": "Compliance Governance Associate", "content": "Job SummaryBank of China Limited, New York Branch is seeking a highly motivated and detail-oriented Compliance Governance Associate to join our team. In this role, you will assist with maintaining the centralized inventory of all LCD policies and procedures, ensuring compliance with regulatory...


  • New York, New York, United States The Educational Alliance Full time

    Educational Alliance seeks a highly skilled Compliance Associate Director to join our team. The ideal candidate will be responsible for monitoring compliance standards of the Center for Recovery Wellness (CRW) residential and outpatient components.The Compliance Associate Director will oversee the adherence to all relevant regulations and lead quality...


  • New York, New York, United States The Educational Alliance Full time

    Job Title: Compliance Associate DirectorEducational Alliance is seeking a highly skilled Compliance Associate Director to join our team. As a key member of our compliance department, you will be responsible for monitoring compliance standards of the Center for Recovery Wellness (CRW) residential and outpatient components.The ideal candidate will have a...


  • New York, New York, United States Advisor Group Full time

    Compliance Associate RoleWe are seeking a detail-oriented Compliance Associate to join our team within Ladenburg Thalmann Asset Management. The Compliance Associate will have an integral role with LTAM that entails assisting with monitoring the accounts. This includes tracking and monitoring accounts with systematic withdrawals, restricted positions, pending...


  • New York, New York, United States The Educational Alliance Full time

    Job Title: Associate Director of ComplianceEducational Alliance is seeking a highly skilled Associate Director of Compliance to join our team. As a key member of our compliance department, you will be responsible for ensuring that our organization adheres to all relevant regulations and laws.Key Responsibilities:Monitor and ensure compliance with established...


  • New York, New York, United States Bank of China Limited, New York Branch Full time

    Job SummaryWe are seeking a highly motivated and detail-oriented Compliance Governance Associate to join our team at Bank of China Limited, New York Branch. This role will assist with maintaining the centralized inventory of all LCD policies and procedures, ensuring compliance with regulatory expectations and bank practices.Key ResponsibilitiesMaintains the...


  • New York, New York, United States Public Full time

    About Public:Public is an investing platform that makes building a multi-asset portfolio fast, frictionless, and secure. Members can trade stocks, options, bonds, crypto, ETFs, and alternative assets-all in one place. Alongside its robust suite of investing tools, Public offers Alpha, a layer of artificial intelligence that provides fundamental data and...


  • New York, New York, United States Lutheran Social Services of New York - Safe Haven Full time

    Job SummaryThe Lutheran Social Services of New York - Safe Haven is seeking a highly skilled Bilingual Case Management Support Specialist to join our team. This role will provide administrative support to Case Managers in the evening and weekend hours, ensuring the smooth operation of our Unaccompanied Minors Program.Key Responsibilities:Complete Intake...


  • New York, New York, United States Piermont Bank Full time

    About Us:Piermont Bank is a digital commercial bank that combines the best of banking and fintech to deliver an unparalleled experience. Founded in 2019, our mission is to revolutionize the banking industry by providing innovative products and services that cater to the needs of today's digital economy.We are a purpose-driven organization that values...


  • New York, New York, United States Maxim Group LLC Full time

    Compliance AssociateMaxim Group LLCMaxim Group is a leading, diversified financial services company seeking a Compliance Associate to help implement and enforce Firm policies and procedures and conduct surveillance with the goal of achieving compliance with securities industry rules and regulations. The job function generally includes reviewing exception...


  • New York, New York, United States The Educational Alliance Inc. Full time

    Job DescriptionEducational Alliance is seeking a highly skilled Associate Director of Compliance to join our team. In this role, you will be responsible for monitoring compliance standards of the Center for Recovery Wellness (CRW) residential and outpatient components.Key Responsibilities:Assure compliance with established record-keeping standardsEnsure...


  • New York, New York, United States Cover Whale Full time

    About Cover WhaleCover Whale is a pioneering company that combines insurance products with data-driven driver coaching and safety programs to improve road safety. Our mission is to save lives while delivering better insurance for our drivers.The RoleWe are seeking a Senior Compliance Associate to play a critical role in supporting our insurance product...


  • New York, New York, United States Cover Whale Full time

    About the RoleCover Whale is seeking a highly skilled Senior Compliance Associate to support our insurance product filing and regulatory compliance efforts. As a key member of our team, you will play a critical role in ensuring compliance with state and federal regulations, enhancing risk management, and developing strategies that align with our business...

UC Compliance Associate

2 months ago


New York, New York, United States Cayuga Centers Full time
Job Summary

Cayuga Centers is seeking a highly organized and detail-oriented Compliance Associate to join our team. As a Compliance Associate, you will play a critical role in ensuring the accuracy and integrity of our records management systems.

Key Responsibilities
  • Manage and maintain accurate and up-to-date records management systems, including inventory, tracking, and retrieval of files.
  • Ensure compliance with federal and state regulations, as well as internal policies and procedures.
  • Coordinate with cross-functional teams to ensure timely submissions and fulfill requests.
  • Develop and implement processes to improve file management and tracking systems.
  • Serve as a point of contact for external requests for files and information.
Requirements
  • Minimum 2 years of experience in records management or a related field.
  • Excellent attention to detail and organizational skills.
  • Strong communication and interpersonal skills.
  • Ability to work in a fast-paced environment and prioritize multiple tasks.
  • Proficient in Microsoft Office and Google Workspace.
Benefits
  • Competitive salary and benefits package.
  • Opportunities for professional growth and development.
  • Collaborative and dynamic work environment.
  • Recognition and rewards for outstanding performance.
About Cayuga Centers

Cayuga Centers is a leading provider of human services, dedicated to delivering high-quality programs and services to individuals and families. We are committed to excellence, innovation, and making a positive impact in our communities.