Financial Services Compliance Associate

About Rockefeller Financial:Rockefeller Financial is a prominent independent advisory firm that has evolved from its origins as the family office of John D. Rockefeller, established in 1882. With a commitment to providing strategic guidance to high-net-worth individuals, families, institutions, and corporations, the firm operates in 30 markets across the...

About Rockefeller Financial:Rockefeller Financial is a prominent independent advisory firm that has been serving ultra- and high-net-worth individuals, families, institutions, and corporations since its inception. With a legacy dating back to 1882, the firm has evolved to provide strategic financial guidance from multiple locations across the United States...

Job SummaryWe are seeking a highly skilled Compliance EDD Manager to join our team at ACG Resources. As a key member of our financial services team, you will be responsible for ensuring compliance with all relevant laws and regulations.Key ResponsibilitiesDevelop and Maintain Compliance KnowledgeStay up-to-date with the latest developments in anti-money...

Position: Legal Counsel - Financial ServicesLocation: New York, NY (in-office)Webull Financial is on the lookout for a dedicated and skilled attorney at the junior or mid-level to enhance our legal department and support various business functions. This role presents an excellent opportunity for professional growth within a vibrant and evolving organization....

HR Specialist Position at Phaxis - Financial ServicesWe are seeking a meticulous HR Specialist to enhance our human resources department. Below are the primary responsibilities associated with this position:Interpret and apply HR policies: Ensure that all HR policies and procedures are effectively communicated and adhered to.Support Talent Acquisition:...

Associate CounselLocation: New York, NY (in-office)Webull Financial is on the lookout for a dedicated and driven attorney at the junior or mid-level to bolster our legal department and support various business operations. This role presents an excellent opportunity for professional advancement within a vibrant and evolving organization. The successful...

Position: Associate CounselLocation: New York, NY (in-office)Webull Financial is in search of a dedicated and driven attorney at the junior to mid-level to enhance our legal department and support various business operations. This role presents an excellent opportunity for professional advancement within a fast-paced and evolving organization. The successful...

Job OverviewPosition Summary: We are seeking a highly skilled Lead Financial Accountant to join our team at Phaxis - Financial Services. This role is essential in ensuring the integrity of our financial reporting and compliance.Key Responsibilities:Prepare monthly and year-end closing journal entries, including those related to investment accounts.Ensure the...

Job DescriptionPPI company overview:PPI (an independent subsidiary of iA Financial) is an Insurance Marketing Organization that sits between independent advisors and insurance companies. From coast-to-coast, we provide value-added services and support such as digital tools, education, marketing, and processing, to help Advisors elevate and grow their...

About the RoleMDRC is seeking a highly skilled Project Financial Services Associate to join our team. As a key member of our Project Financial Services Department, you will play a critical role in supporting the financial management of our projects.Key ResponsibilitiesFinancial Planning and Analysis: Develop and maintain detailed spending plans and...

Financial Operations AssociateHybrid Work ArrangementAbout the Organization & RoleOur client is a reputable property management company situated in a prime location, easily accessible via various public transport options.Experience in the real estate sector is advantageous but not mandatory; this position is ideal for individuals with accounting expertise...

Compliance Associate If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. may be the right choice for you. Overview Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal relationship with...

About Our Client:Creative Financial Staffing is proud to partner with a boutique investment management firm located in Manhattan. This esteemed organization has been serving high-net worth individuals for approximately 20 years, providing exceptional wealth management services.Responsibilities:Client Services:Manage incoming requests from high-net worth...

Position OverviewRole Summary: The HR Specialist will play a crucial role in fostering a positive workplace culture within Phaxis - Financial Services.Key Responsibilities:Support employee relations and facilitate conflict resolution.Enhance performance management systems to drive employee success.Revise and improve the onboarding experience for new...

Company Overview: Taylor Root is collaborating with multiple clients in the Financial Services sector seeking professionals with extensive broker-dealer compliance expertise. Position Overview: These opportunities span various levels of seniority, with a primary focus on mid-level compliance roles. The positions are primarily based in the NYC area and...

About the RoleThe Financial Services Associate will play a key role in providing investment operations and consulting support to clients. This position requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.ResponsibilitiesProvide investment operations support to clients, including data analysis and...

Job Classification:Finance & Accounting - Finance & AccountingAt Prudential, we believe talent is key to achieving our vision. When you join Prudential, you'll unlock a motivating and impactful career - all while growing your skills and advancing your profession at one of the world's leading financial services institutionsPrudential is a company built on the...

About Taurus Search:We are a leading recruitment agency specializing in placing top talent in the financial services industry.Your New Role:As a Senior Audit Associate, you will play a key role in supporting the development of audit planning, review, and strategy for clients within the Not-for-Profit and Healthcare sectors.Your Key Responsibilities:Conduct...

Join Prudential Financial as a Financial Services SpecialistPrudential Financial is seeking motivated and ambitious individuals in the Buffalo-Niagara region who are eager to embark on a rewarding career in financial services. We are dedicated to supporting your professional growth and providing valuable resources for you and your clients. At Prudential, you...

Position OverviewEmbark on a journey as a FINANCIAL PROFESSIONALElevate your career with Prudential Advisors by making a significant impact in the lives of others.We are seeking a driven and analytical individual to become part of our dynamic team in New York City. The ideal candidate will thrive in an entrepreneurial environment and collaborate with...