Legal and Compliance Analyst

Firm: $100Bn Global Investment FirmPosition: Legal and Compliance AssociateLocation: New York City / MidtownWork Arrangement: Hybrid - 4 days in-office, 1 day remoteSalary: $130-150k base + bonusOur client is seeking a dedicated Compliance Analyst to enhance their compliance operations in New York City. This position provides a unique opportunity to...

Company: $100Bn Global Investment FirmPosition: Legal and Compliance AssociateLocation: New York City / MidtownWork Arrangement: Hybrid - 4 days in office, 1 day remoteSalary: $130-150k base + bonusOur esteemed client is seeking a Compliance Analyst to enhance their operations in New York City, working predominantly in the office. This position provides a...

Legal Financial Analyst - HybridSalary up to $95KOverviewA leading law firm in Manhattan is seeking a Legal Financial Analyst who will be instrumental in managing billing processes, matter budgeting, adherence to client guidelines, and system management. This role involves the setup and maintenance of budget-related information, particularly concerning...

Legal Financial Analyst - HybridSalary up to $95KOverviewA prominent law firm in Manhattan is seeking a Legal Financial Analyst who plays a pivotal role in billing, matter budgeting, compliance with client guidelines, and system management. This position is responsible for organizing and maintaining budget-related information, particularly regarding client...

Position Overview5 Legal is seeking a dedicated associate to enhance its Corporate Practice Group.Key Responsibilities:Engage in corporate and transactional matters.Provide legal support in M&A transactions and securities law compliance.Qualifications:2-4 years of relevant experience in corporate law.Admission to the NJ Bar is mandatory; NY Bar admission is...

Position Overview5 Legal is seeking a skilled associate to enhance its Corporate Practice Group.Key Responsibilities:Engage in corporate and transactional matters.Provide legal support in mergers and acquisitions.Assist with compliance related to securities law.Qualifications:2-4 years of relevant experience in corporate law.Admission to the New Jersey Bar...

Position Overview:The Indirect Tax Compliance Analyst plays a crucial role in ensuring that ONESOURCE applications and services adhere to relevant tax regulations and statutes.Key Responsibilities:In this role, you will be expected to:Conduct thorough research and analysis of tax laws and regulations to facilitate precise tax compliance and...

Job OverviewPosition Title: Associate Agency Services AnalystLocation: New York CityAppointment Type: Contingent-PermanentDepartment: Division of Minority & Women-owned Business DevelopmentRole Summary:The Associate Agency Services Analyst will operate under the guidance of the Director of Compliance for Minority and Women's Business Enterprises (MWBE). The...

Position Overview5 Legal is seeking a skilled associate to enhance its Corporate Practice Group.The ideal candidate will possess:2-4 years of experience in corporate or transactional law.New Jersey Bar Admission (additional New York admission is advantageous).Familiarity with Mergers & Acquisitions and/or compliance with securities regulations is a plus.This...

Position Overview:Location: Midtown ManhattanCompensation: $130k - $145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, and maintain compliance policies and procedures, ensuring alignment with new business practices or regulatory updates.Assist...

Position Overview:Location: Midtown ManhattanCompensation: $130k - $145k + BonusKey Responsibilities:Support a diverse range of regulatory, corporate, fund, and investment compliance issues across multiple strategies.Draft, implement, and maintain compliance policies and procedures, assisting the team in adapting these frameworks to accommodate new business...

Compliance Risk AnalystThe role of a Compliance Risk Analyst is essential in ensuring that the organization adheres to regulatory standards while safeguarding its clientele. This position demands meticulous attention to detail, robust reporting capabilities, thorough testing, and adept project management skills. A successful Compliance Risk Analyst must...

Nasdaq Technology is seeking a Regulatory Compliance Analyst to enhance our Broker Dealer team. If you are driven by innovation and efficiency, this role may be the perfect fit for you. At Nasdaq, we are committed to transforming markets and embracing new technologies to create cutting-edge solutions that shape the future. As a Regulatory Compliance Analyst,...

Job OverviewPosition Title: Associate Agency Services AnalystLocation: New York CityAppointment Type: Contingent-PermanentDepartment: Division of Minority & Women-owned Business DevelopmentRole Summary:The Associate Agency Services Analyst will operate under the guidance of the MWBE Director of Compliance. The primary responsibility is to ensure adherence to...

About Rockefeller Financial:Rockefeller Financial is a prominent independent advisory firm that has evolved from its origins as the family office of John D. Rockefeller, established in 1882. With a commitment to providing strategic guidance to high-net-worth individuals, families, institutions, and corporations, the firm operates in 30 markets across the...

About Rockefeller Financial:Rockefeller Financial is a prominent independent advisory firm that has been serving ultra- and high-net-worth individuals, families, institutions, and corporations since its inception. With a legacy dating back to 1882, the firm has evolved to provide strategic financial guidance from multiple locations across the United States...

About This Opportunity: Explore a cutting-edge digital commercial banking experience at Piermont Bank. Founded in 2019, we are dedicated to transforming the banking sector by integrating traditional banking practices with the dynamic nature of Fintech solutions. At Piermont, we are committed to delivering innovative banking products that meet the evolving...

Analysis of Anti-Money Laundering (AML) Risk frameworks, protocols, and operational procedures. Financial Crime Compliance Analysts conduct risk-based evaluations through Quality Analysis to determine whether alerts are appropriately resolved by Compliance Alerts Analysts.These analysts ensure that alert data is meticulously gathered and recorded,...

Job OverviewPosition Title: Associate Agency Services AnalystLocation: New York CityAppointment Type: Contingent-PermanentDepartment: Division of Minority & Women-owned Business DevelopmentCore Responsibilities:Oversee compliance with New York State Executive Law, Article 15-A, ensuring adherence to regulations regarding the engagement of Minority and...

About This Opportunity: Discover a pioneering and technology-driven digital commercial bank at Piermont Bank. Established with a vision to transform the banking landscape, we are committed to merging traditional banking with innovative Fintech solutions. At Piermont, we focus on delivering purposeful and advanced banking products designed for the modern...