Compliance Officer

Lasalle Network is partnered with a cutting-edge fin-tech company that specializes in consumer lending and they are seeking a Compliance Officer to enhance their compliance function. In this role, you will report directly to the Compliance Manager and play a critical part in ensuring their organization adheres to all relevant Federal, State and Agency...

Job Title: Compliance OfficerLocation: Chicago, IL (Hybrid)Duration: 4 monthsContract Type: W2 onlyPay Rate Range: $36.00 - $41.00/HourRole Responsibilities:Registering all individuals for current client roles in according with FINRA.Monitor and ensure items such as registrations, licenses, exams, study orders, continuing education requirements are all...

Job DescriptionJob DescriptionFinancial services company has an immediate need for a compliance officer to join its team. Bachelor’s degree required, preferably in Finance or other business-related concentration, minimum 5 years of financial services industry experience including advertising review experience concerning mutual funds, ETFs, and multi-asset...

Job DescriptionJob Descriptiondestinationone Consulting specializes in recruitment across various sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, and more. We are proactively building a data bank for opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable roles when...

destinationone Consulting specializes in recruitment across various sectors including Healthcare Health Tech Government Municipalities NonProfits Legal and more. We are proactively building a data bank for opportunities in these fields. By applying you ensure our recruiters can quickly match you with suitable roles when they arise.Location: Various locations...

Harrison Gray Search has partnered with a unique investment management firm to find the next member of their Compliance team.The Legal and Compliance team is responsible for delivering comprehensive legal, regulatory, and compliance services and solutions to our organization and its subsidiaries. This role is part of the Distribution Compliance team, which...

Harrison Gray Search has partnered with a unique investment management firm to find the next member of their Compliance team.The Legal and Compliance team is responsible for delivering comprehensive legal, regulatory, and compliance services and solutions to our organization and its subsidiaries. This role is part of the Distribution Compliance team, which...

Job DescriptionJob DescriptionHarrison Gray Search has partnered with a unique investment management firm to find the next member of their Compliance team.The Legal and Compliance team is responsible for delivering comprehensive legal, regulatory, and compliance services and solutions to our organization and its subsidiaries. This role is part of the...

EXCLUSIVE — Our client, a leading, public, technology manufacturing company with 7,000 employees and sales, engineering and manufacturing locations in North America, Europe, Middle East, and Asia, seeks a Chief Compliance Officer in its Chicago headquarters. Reporting directly to the General Counsel, the Chief Compliance Officer will develop, implement,...

Position Summary: The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. This role is key to ensuring Oxford complies with SEC regulatory rules and to lead the compliance team in its activities. The CCO is responsible for the...

Senior Officer, Compliance – Remote Opportunity Are you prepared to leverage your compliance expertise within one of the leading FinTech companies globally? Are you eager to be part of an international organization dedicated to enhancing financial transactions for the better? If you are interested in a diverse workplace that values unique contributions...

Senior Officer, Compliance – Remote Opportunity Are you prepared to leverage your compliance expertise within one of the largest financial technology firms globally? Do you aspire to be part of a worldwide organization dedicated to enhancing financial transactions? Are you keen on becoming a member of a diverse global team that values and celebrates...

Senior Officer, Compliance – Remote Opportunity Are you prepared to leverage your compliance expertise within one of the leading FinTech companies globally? Do you aspire to be part of a worldwide organization dedicated to enhancing financial transactions? Are you keen on contributing to a diverse workforce that values individual contributions and...

Job OverviewPosition: Compliance Specialist Location: Fully Remote – Operating on EST or CST hours. Sector: Wealth Management Compensation: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished entity in the wealth management industry, dedicated to delivering extensive investment and financial advisory services. We are in the process of...

AFS Compliance Officer - Chicago, ILThis is an exempt level position.Position Summary:We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. ("AFS") a registered Introducing Broker (IB) with the National Futures Association. This position reports to the IB Director and will work closely with the...

Senior Officer, Compliance – Work from HomeAre you ready to leverage your compliance expertise for a leading FinTech organization? Do you want to work for a global business that is committed to moving money for the better? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing...

About Bitnomial:Bitnomial is building the next generation US-based global derivatives exchange, starting with digital assets and progressively expanding to encompass a full spectrum of commodities worldwide. Bitnomial operates a US CFTC regulated exchange (DCM),clearinghouse (DCO), and brokerage (FCM). Bitnomial offers the Bitcoin Complex comprising...

About Bitnomial:Bitnomial is building the next generation US-based global derivatives exchange, starting with digital assets and progressively expanding to encompass a full spectrum of commodities worldwide. Bitnomial operates a US CFTC regulated exchange (DCM),clearinghouse (DCO), and brokerage (FCM). Bitnomial offers the Bitcoin Complex comprising...

About Bitnomial:Bitnomial is building the next generation US-based global derivatives exchange, starting with digital assets and progressively expanding to encompass a full spectrum of commodities worldwide. Bitnomial operates a US CFTC regulated exchange (DCM),clearinghouse (DCO), and brokerage (FCM). Bitnomial offers the Bitcoin Complex comprising...

About Bitnomial:Bitnomial is building the next generation US-based global derivatives exchange, starting with digital assets and progressively expanding to encompass a full spectrum of commodities worldwide. Bitnomial operates a US CFTC regulated exchange (DCM),clearinghouse (DCO), and brokerage (FCM). Bitnomial offers the Bitcoin Complex comprising...