Compliance Program Management Vice President

2 days ago


Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full time
Job Title: Compliance Program Management Vice President - External Fraud Risk Assessment Lead

Sumitomo Mitsui Banking Corp. is seeking a highly skilled Compliance Program Management Vice President - External Fraud Risk Assessment Lead to join our team. As a key member of our Compliance Department, you will be responsible for establishing and enhancing Financial Crime Compliance (FCC) Risk Assessments, focusing on External Fraud Risk Assessment.

Key Responsibilities:
  • Establish a comprehensive External Fraud Risk Assessment framework for the SMBC Group Americas Division.
  • Coordinate with key stakeholders to develop and administer control surveys.
  • Develop relevant KRIs/KPIs and project management reports to communicate results and manage project timelines.
  • Develop and manage robust and detailed project plans that may include multiple sub-plans and cross-functional dependencies.
  • Write comprehensive reports based on inherent risk and controls analysis.
  • Stay abreast of the changing regulatory landscape and update the Risk Assessment methodology as necessary.
  • Assist the FCC Risk Assessment team with ABC/AML/Sanctions Risk Assessment efforts.
Requirements:
  • Minimum of 7-10 years of relevant experience.
  • Minimum of 3 years of experience in project management with a minimum of 2 years in the financial services industry addressing regulatory issues and optimizing operations.
  • Bachelor's or master's Degree in relevant discipline (e.g., Accounting, Finance, Banking, Law or other related field).
  • Knowledge and understanding of Japanese culture and foreign banks in general are desirable.
  • Knowledge of banking products and services.
  • Strong relationship-building skills.
  • Extensive experience with, and knowledge of Fraud risks, controls, regulatory expectation related to Fraud Program; BSA/AML/OFAC laws, rules and regulations.
What We Offer:

Sumitomo Mitsui Banking Corp. offers a competitive salary and benefits package, as well as opportunities for professional growth and development. We are an equal employment opportunity employer and welcome applications from diverse candidates.



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