Compliance Program Management Vice President
2 days ago
Sumitomo Mitsui Banking Corp. is seeking a highly skilled Compliance Program Management Vice President - External Fraud Risk Assessment Lead to join our team. As a key member of our Compliance Department, you will be responsible for establishing and enhancing Financial Crime Compliance (FCC) Risk Assessments, focusing on External Fraud Risk Assessment.
Key Responsibilities:- Establish a comprehensive External Fraud Risk Assessment framework for the SMBC Group Americas Division.
- Coordinate with key stakeholders to develop and administer control surveys.
- Develop relevant KRIs/KPIs and project management reports to communicate results and manage project timelines.
- Develop and manage robust and detailed project plans that may include multiple sub-plans and cross-functional dependencies.
- Write comprehensive reports based on inherent risk and controls analysis.
- Stay abreast of the changing regulatory landscape and update the Risk Assessment methodology as necessary.
- Assist the FCC Risk Assessment team with ABC/AML/Sanctions Risk Assessment efforts.
- Minimum of 7-10 years of relevant experience.
- Minimum of 3 years of experience in project management with a minimum of 2 years in the financial services industry addressing regulatory issues and optimizing operations.
- Bachelor's or master's Degree in relevant discipline (e.g., Accounting, Finance, Banking, Law or other related field).
- Knowledge and understanding of Japanese culture and foreign banks in general are desirable.
- Knowledge of banking products and services.
- Strong relationship-building skills.
- Extensive experience with, and knowledge of Fraud risks, controls, regulatory expectation related to Fraud Program; BSA/AML/OFAC laws, rules and regulations.
Sumitomo Mitsui Banking Corp. offers a competitive salary and benefits package, as well as opportunities for professional growth and development. We are an equal employment opportunity employer and welcome applications from diverse candidates.
-
Compliance Program Management Vice President
7 days ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corporation (SMBC) Full timeJob Title: Compliance Program Management Vice President - External Fraud Risk Assessment LeadSumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Compliance Program Management Vice President to lead our External Fraud Risk Assessment...
-
Vice President of Product Management
2 days ago
Jersey City, New Jersey, United States FMR LLC dba Fidelity Investments Full timeJob Title: Vice President, IT Product ManagementAt FMR LLC d/b/a Fidelity Investments, we are seeking a highly skilled Vice President, IT Product Management to lead our technology solutions delivery team. As a key member of our organization, you will be responsible for designing, developing, and maintaining dynamic software products that support our risk and...
-
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeJob Title: Vice President, Trade Surveillance ComplianceSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced professional to join our team as a Vice President, Trade Surveillance Compliance. In this role, you will be responsible for monitoring and analyzing trade surveillance data to identify potential market abuse and other compliance...
-
Vice President, Trade Surveillance Compliance
8 hours ago
Jersey City, New Jersey, United States SMBC Full timeJob Title: Vice President, Trade Surveillance ComplianceAt SMBC, we are seeking a highly skilled and experienced Vice President, Trade Surveillance Compliance to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and analyzing trade surveillance data to identify potential market abuse and other compliance...
-
Compliance Program Management Vice President
9 hours ago
Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full timeJob Title:Compliance Program Management Vice President - External Fraud Risk Assessment LeadJob Summary:We are seeking a highly skilled Compliance Program Management Vice President to lead our External Fraud Risk Assessment efforts. The successful candidate will be responsible for establishing and enhancing Financial Crime Compliance Risk Assessments,...
-
Compliance Program Management Vice President
1 week ago
Jersey City, New Jersey, United States Sumitomo Mitsui Financial Group, Inc. Full timeJob Title: Compliance Program Management Vice President - External Fraud Risk Assessment LeadSumitomo Mitsui Financial Group, Inc. is a leading global financial institution with a rich history and diverse range of financial services. We are seeking a highly skilled Compliance Program Management Vice President to lead our External Fraud Risk Assessment...
-
Vice President of IT Product Management
7 days ago
Jersey City, New Jersey, United States Fidelity TalentSource LLC Full timeJob Description:As a Vice President of IT Product Management, you will be responsible for designing, developing, and maintaining dynamic software products that support a risk and compliance platform. You will drive and manage application development technology teams to execute on specific software product features using technical project management tools,...
-
Risk Governance Vice President
1 day ago
Jersey City, New Jersey, United States Goldman Sachs Full timeJob Title: Risk Governance Vice PresidentJoin Goldman Sachs as a Risk Governance Vice President and play a critical role in ensuring the firm's financial control and reporting obligations are met. As a key member of the Controllers Risk Governance Office (CRGO), you will be responsible for identifying, measuring, and mitigating firmwide financial reporting...
-
Compliance Program Management Vice President
2 weeks ago
Jersey City, New Jersey, United States SMBC Full timeJob SummaryWe are seeking a highly skilled Compliance Program Management Vice President to join our team at SMBC. As a key member of our Financial Crime Compliance department, you will be responsible for establishing and enhancing Financial Crime Compliance Risk Assessments, focusing on External Fraud Risk Assessment.Key ResponsibilitiesEstablish a...
-
Vice President, FX Specialist
7 days ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeJob Title: Vice President, FXSumitomo Mitsui Banking Corp. is seeking a highly skilled and experienced Vice President, FX to join our team. As a key member of our Compliance Department, you will be responsible for monitoring and reporting on compliance risks and issues related to FX and fixed income activities.Key Responsibilities:Review and follow up on...
-
Vice President of Communications Oversight
4 weeks ago
Jersey City, New Jersey, United States Sumitomo Mitsui Banking Corp Full timeSumitomo Mitsui Banking Corp is a premier global financial institution with a rich history spanning over 400 years. Headquartered in Tokyo, the organization provides a comprehensive suite of financial services, including banking, leasing, securities, credit cards, and consumer finance. With a presence in nearly 40 countries and a workforce exceeding 80,000...
-
Tax Audit Controversy Vice President
7 days ago
Jersey City, New Jersey, United States JPMorganChase Full timeJob Title: Tax Audit Controversy Vice PresidentWe are seeking a highly skilled Tax Audit Controversy Vice President to join our Corporate Tax Department at JPMorgan Chase. As a key member of our State and Local Tax team, you will play a critical role in handling state and local corporate income tax audits, interacting with state tax auditors, and...
-
Vice President of Casualty Claims Management
1 month ago
Jersey City, New Jersey, United States AIG Full timeVice President of Casualty Claims ManagementYour Future TeamAt AIG, we are transforming the way we assist clients in managing their risks. Join us as a Vice President of Casualty Claims Management to contribute to this evolution. In this role, you will collaborate with some of the most skilled professionals in claims and underwriting, tackling complex claims...
-
Vice President of Quantitative Finance
4 weeks ago
Jersey City, New Jersey, United States Bank of America N.A. Full timePosition Overview:Bank of America N.A. is seeking a Vice President of Quantitative Finance to oversee model performance evaluation, continuous monitoring, and data integrity assessments. This role involves conducting in-depth analytical research on model outcomes and testing results, as well as assessing model efficacy.Key Responsibilities:- Execute...
-
Vice President of Fixed Income Valuation
1 month ago
Jersey City, New Jersey, United States Ashton Lane Group, Inc Full timeVice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products. This role will focus on credit, rates, and LATAM markets, ensuring accurate and reliable valuations.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed...
-
Vice President of Fixed Income Valuation
4 weeks ago
Jersey City, New Jersey, United States Ashton Lane Group, Inc Full timeVice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the valuation and pricing of Fixed Income products, particularly in the areas of credit, rates, and Latin American markets.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed Income securitiesLead...
-
Vice President of Fixed Income Valuation
4 weeks ago
Jersey City, New Jersey, United States Ashton Lane Group, Inc Full timeVice President of Fixed Income ValuationAshton Lane Group, Inc. is seeking a Vice President of Fixed Income Valuation to oversee the pricing and assessment of Fixed Income assets. This pivotal role will focus on credit, interest rates, and Latin American financial products.Key Responsibilities:Execute Independent Price Verification (IPV) for Fixed Income...
-
Vice President of Casualty Claims Management
1 month ago
Jersey City, New Jersey, United States AIG Full timeVice President of Casualty Claims ManagementYour Future TeamAt AIG, we are transforming the way we assist clients in navigating risk. Join us as a Vice President of Casualty Claims Management to contribute to this evolution. You will collaborate with some of the industry's leading claims and underwriting professionals, tackling complex claims and intricate...
-
Vice President of Quantitative Analysis
4 weeks ago
Jersey City, New Jersey, United States Park Hudson International Full timePosition OverviewThe Vice President of Quantitative Analysis at a leading financial institution offers a competitive base salary of up to $155,000, commensurate with experience, along with a substantial bonus structure and comprehensive benefits package.Key ResponsibilitiesLead and manage quantitative research initiatives within the organization.Develop and...
-
Senior Vice President, Platform Manager
5 days ago
Jersey City, New Jersey, United States The Citco Group Limited Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Vice President, Platform Owner to join our Transformation Office. As a key member of our team, you will be responsible for leading the development and implementation of our Investran platform, ensuring it meets the needs of our business and clients.Key ResponsibilitiesDevelop and maintain a...