Senior BSA AML Analyst

2 weeks ago

Westlake, United States Equity Trust Company Full time

*This position may report out of our Westlake, OH, Sioux Falls SD or Fort Myers, FL locations and is eligible for a hybrid schedule after the probationary period.



JOB OVERVIEW

The Senior BSA/AML Analyst manages administration, monitoring, and reporting related to Bank Secrecy Act (BSA) / Anti-Money Laundering (AML) compliance. The position is responsible for maintaining systems and processes to comply with applicable laws and regulations while partnering with departments throughout the company to prevent, detect, and deter financial crimes.



RESPONSIBILITIES & DUTIES

  • Assess the company’s BSA/AML risk profile to apply appropriate risk management processes.
  • Develop and maintain policies, procedures, and controls for ongoing compliance.
  • Utilize manual and automated systems for performance of program functions.
  • Conduct reviews for Customer Identification Program (CIP), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD).
  • Monitor and analyze customer accounts for potentially suspicious activity.
  • Submit Suspicious Activity Reports (SARs) as applicable for reportable activity.
  • Complete Office of Foreign Assets Control (OFAC) and watchlist scans.
  • Manage 314(a) and 314(b) information sharing requests.
  • Prepare reports to management and committees.
  • Stay abreast of new regulatory requirements and industry trends through continuing education and professional organizations.
  • Recommend improvements to incorporate best practices, address emerging risks, and create efficiencies.
  • Design and deliver companywide and role-based training to promote a culture of compliance.
  • Provide frontline support by responding to questions regarding compliance matters.
  • Coordinate and handle requests for audits and examinations of the program.
  • Participate in Compliance projects.
  • Perform other duties as assigned.



QUALIFICATIONS

  • Minimum 5 years of experience in Compliance and/or Audit department of financial services or other regulated business (bank, broker-dealer, or trust company preferred)
  • Bachelor’s degree in business administration, finance, or related field; relevant work experience in lieu of a degree may be considered




PROFESSIONAL CERTIFICATIONS

  • Certified Anti-Money Laundering Specialist (CAMS)



TECHNICAL SKILLS

To be successful in this role, you should have experience with and an understanding of the following:

  • Knowledge in trust/financial service industry preferred
  • Familiarity with South Dakota Division of Banking Trust Company regulations, Internal Revenue Service requirements, and other federal laws preferred
  • Proficiency working with Microsoft Office suite



CULTURAL COMPETENCIES

In addition to our core company competencies of Cultivates Innovation, Nimble Learning, Action Oriented, Collaborates, and Being Resilient, a successful candidate in this role should exhibit the following behavioral competencies:

  • Financial Acumen
  • Communicates Effectively
  • Action Oriented
  • Instills Trust



Equity Trust Company is an equal opportunity at will employer and does not discriminate against any employee or applicant for employment because of age, race, religion, color, disability, sex, sexual orientation, or national origin. If you have a disability that requires accommodation or paper application, please contact us at careers@trustetc.com.

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