Senior Compliance Specialist

3 weeks ago

IRVING, United States Wells Fargo Full time

About this role:

Wells Fargo is seeking a Senior Compliance Specialist as part of Corporate Risk to join the Consumer and Small Business Banking Program and Governance team. In this role, the Senior Compliance Specialist will be responsible for the issue management function aligned to CSBB. Learn more about the career areas and lines of business at wellsfargojobs.com .

In this role, you will:

  • Monitor the reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding CSBB compliance risk issues

  • Oversee the business aligned compliance officers' execution on Issue Management review/challenge requirements related to compliance risk issues

  • Work with complex business units, rules, and regulations on moderate to high-risk compliance matters

  • Interface with Audit, Legal, external agencies, on risk related topics

  • Interpret policies, procedures, and compliance requirements

  • Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area

  • Provide direction to the business on developing corrective action plans and effectively managing regulatory change

  • Consult for projects and initiatives with moderate risk for a business line

  • Identify and recommend opportunities for process improvement and risk control development

  • Create reporting for management committees

  • Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

  • Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements Required Qualifications, US:

  • 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications:

  • Experience with issue management and root cause analysis

  • Experience with systems: SHRP, Veritas, Tableau, MicroStrategy

  • Demonstrated experience with compliance programs that support adherence to financial services regulations and/or prudential regulatory guidance

  • Experience leading or providing meaningful contributions to projects or initiatives

  • Strong organization skills, able to review information and present it in a logical manner

  • Strong presentation skills, creating PowerPoints with varying levels of information

  • Strong analytical skills with high level of attention to detail and accuracy

  • Highly proficient in creating work product using Microsoft Office: Word, PowerPoint, Excel

  • Ability to collaborate and consult with colleagues and managers to resolve problems and achieve goals

Job Expectations:

Locations:

  • NC-Charlotte: 401 S Tryon St - Charlotte, NC

  • TX-Irving: 250 E John Carpenter Frwy - Irving, TX

  • IA-West Des Moines: 800 S Jordan Creek Parkway - West Des Moines, IA

  • MN-Minneapolis: 600 S 4th St - Minneapolis, MN

  • AZ-Tempe: 1150 W Washington St - Tempe, AZ

  • MO-Saint Louis: 114 N Beaumont - Saint Louis, MO

  • This position offers a hybrid work schedule

  • Required location(s) listed above. Relocation assistance is not available for this position.

  • This position is not eligible for Visa sponsorship

Posting End Date:

25 Aug 2024

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Company: WELLS FARGO BANK

Req Number: R-392491-2

Updated: Thu Aug 22 02:56:21 UTC 2024

Location: IRVING,Texas

  • Senior Compliance Specialist in International Trade

    2 weeks ago

    Irving, Texas, United States Africa Import Export Full time

    Africa Import Export is seeking a Senior Compliance Specialist in International Trade to enhance our operations and ensure adherence to global trade regulations.The Senior Compliance Specialist will play a pivotal role in supporting our organization with comprehensive export and import compliance strategies, as well as anticorruption initiatives. This...

  • Senior Compliance Specialist

    3 weeks ago

    Irving, Texas, United States Wells Fargo Full time

    About this role:Wells Fargo is seeking a Senior Compliance Specialist as part of Corporate Risk to join the Consumer and Small Business Banking Program and Governance team. In this role, the Senior Compliance Specialist will be responsible for the issue management function aligned to CSBB. Learn more about the career areas and lines of business at .In this...

  • Lead Compliance Risk Specialist

    1 week ago

    Irving, Texas, United States Wells Fargo Full time

    Position Overview:Wells Fargo is seeking a Senior Compliance Specialist to support the Director in Consumer Lending Shared Services (CLSS) Compliance, focusing on Complaints Management and governance functions within the CLSS Compliance framework.Key Responsibilities:Establish, implement, and uphold risk standards and programs to ensure adherence to federal,...

  • Senior Compliance Officer

    2 weeks ago

    Irving, United States GPAC Full time

    We are looking for a Senior Compliance Officer for a strong community bank that offers a collaborative culture and outstanding leadership. Must have at least 5-7 years of Compliance experience!Job Description – Compliance OfficerThe role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws,...

  • Compliance Risk Control Specialist

    1 week ago

    Irving, Texas, United States Citigroup Inc Full time

    Position OverviewThe Compliance Risk Control Specialist within the Governance & Control team at Citigroup Inc. plays a pivotal role in enhancing and streamlining the processes associated with business issue management. This strategic position is responsible for:Identifying and documenting evidence related to business issues.Conducting thorough root cause...

  • Compliance Analyst

    2 weeks ago

    Irving, Texas, United States Resolute Investment Managers Full time

    Job OverviewResolute Investment Managers, Inc. is a prominent multi-affiliate asset management firm that collaborates with both affiliated and independent investment managers. Our clientele includes corporate defined benefit plans, institutions, and individual investors. With a legacy dating back to 1986, we have established a strong reputation for...

  • Senior Auditor

    4 months ago

    Irving, United States U.S. Bancorp Full time

    The Corporate Audit Services Senior Auditor is primarily responsible for completing audit engagement assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, id Auditor, Internal Auditor, Regulatory, Compliance, Audit, Senior, Accounting, Banking

  • Senior Compliance Risk Analyst

    5 days ago

    Irving, Texas, United States Citigroup Inc Full time

    Job SummaryWe are seeking a highly skilled Compliance Risk Management Senior Analyst to join our team at Citigroup Inc. The ideal candidate will have a strong background in compliance risk management and a proven track record of developing and implementing effective risk management strategies.Key ResponsibilitiesDesign, develop, and deliver best-in-class...

  • Code Compliance Specialist

    2 weeks ago

    Irving, Texas, United States City of Irving Full time

    Position Overview The Code Compliance Specialist plays a crucial role in maintaining community standards and ensuring adherence to local regulations. Key Responsibilities Conduct thorough investigations of public concerns and inspect both residential and commercial properties for compliance with established codes and zoning regulations. Issue...

  • Lead Compliance Analyst

    2 weeks ago

    Irving, Texas, United States WELLS FARGO BANK Full time

    About this position:Wells Fargo is seeking a Senior Compliance Specialist within the Corporate Risk division to enhance the Consumer and Small Business Banking Program and Governance team. In this capacity, the Senior Compliance Specialist will oversee the management of compliance issues pertinent to CSBB. Discover more about our career paths and business...

  • Lead Compliance Analyst

    2 weeks ago

    Irving, Texas, United States Wells Fargo Full time

    Position Overview:Wells Fargo is looking for a Senior Compliance Specialist to support the Director in the Consumer Lending Shared Services (CLSS) Compliance team, focusing on Complaints Management and governance functions.Key Responsibilities:Develop, implement, and uphold risk standards and programs to ensure adherence to federal, state, agency, legal,...

  • Product Compliance Specialist

    1 week ago

    Irving, Texas, United States Aborder Products Inc. Full time

    About the RoleAborder Products Inc. is seeking a highly skilled and experienced compliance professional to join our team as a Product Compliance Officer in Las Colinas, Texas.Key ResponsibilitiesDevelop and implement a comprehensive product regulatory compliance program to ensure Aborder's products comply with all relevant laws, regulations, standards, and...

  • Senior Lead Compliance Officer

    4 weeks ago

    Irving, United States WELLS FARGO BANK Full time

    About this role:Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Consumer Lending Compliance. Learn more about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer is part of the Auto Lending Business Aligned Compliance (BACO) Team. You will be responsible for providing...

  • Lead Compliance Risk Analyst

    1 week ago

    Irving, Texas, United States Wells Fargo Full time

    About the Position:Wells Fargo is looking for a Senior Compliance Specialist to support a Director in the Consumer Lending Shared Services (CLSS) Compliance area, focusing on Complaints Management and governance functions.Key Responsibilities:Develop, implement, and uphold risk standards and programs to ensure adherence to federal, state, agency, legal,...

  • Product Compliance Specialist

    5 days ago

    Irving, Texas, United States Aborder Products Inc. Full time

    About Aborder Products Inc.Aborder Products Inc. is a leading company in the consumer products industry, dedicated to research and development of innovative products that enhance consumers' daily lives. With a strong focus on quality and customer satisfaction, we strive to bring the best products to market while maintaining the highest standards of...

  • Tax Compliance Specialist

    2 weeks ago

    Irving, Texas, United States Thomas, Edwards Group Full time

    Join Our Team as a Tax Compliance SpecialistWe are on the lookout for a meticulous and driven professional to become a part of our Tax Department at Thomas, Edwards Group. This role is pivotal in managing compliance related to sales and use tax, property tax, and unclaimed property. Key tasks will encompass the preparation of tax returns and journal entries,...

  • Product Compliance Specialist

    1 week ago

    Irving, Texas, United States W3Global Inc Full time

    Job DescriptionW3Global Inc is a leading provider of innovative consumer products, dedicated to delivering exceptional quality and value to our customers. We are seeking a highly skilled and experienced Product Compliance Officer to join our team in Las Colinas, Texas.Position Overview:We are looking for a talented and experienced compliance professional to...

  • Compliance Risk Management Senior Analyst

    1 day ago

    Irving, Texas, United States Citigroup Inc Full time

    Job SummaryCitigroup Inc. is seeking a highly skilled Compliance Risk Management Senior Analyst to join our team. As a key member of our Compliance and Control department, you will play a critical role in establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Key...

  • Coding Compliance Specialist I

    1 week ago

    Irving, Texas, United States Christus Health Full time

    Overview:*CHRISTUS Health System is seeking a Coding Quality Assurance Specialist I for a remote position. Candidates must reside in specific states to be considered for this role.* The Coding Quality Assurance Specialist is responsible for conducting internal coding assessments to support the operational needs of the Coding Department. This role plays a...

  • Procurement Specialist Senior

    1 week ago

    Irving, Texas, United States CornerStone Staffing Full time

    Job Summary:CornerStone Staffing is seeking a highly skilled Procurement Specialist Senior to join our team. As a key member of our procurement team, you will be responsible for managing the procurement process, ensuring timely and accurate delivery of goods and services, and maintaining strong relationships with vendors.Key Responsibilities:Procurement...