Document Compliance Analyst

Required Skills & ExperienceHigh school diploma or equivalent Minimum of 1+ year experience within the mortgage industry and knowledge of the overall consumer mortgage lending process (loan inception through closing) Strong customer service skills, problem solving experience, and computer aptitudeNice to Have Skills & ExperienceMortgage compliance background...

Required Skills & ExperienceHigh school diploma or equivalent Minimum of 1+ year experience within the mortgage industry and knowledge of the overall consumer mortgage lending process (loan inception through closing) Strong customer service skills, problem solving experience, and computer aptitude Nice to Have Skills & ExperienceMortgage compliance...

Required Skills & ExperienceHigh school diploma or equivalent Minimum of 1+ year experience within the mortgage industry and knowledge of the overall consumer mortgage lending process (loan inception through closing) Strong customer service skills, problem solving experience, and computer aptitude Nice to Have Skills & ExperienceMortgage compliance...

Job Title: Surveillance Compliance AnalystAtria Wealth Solutions, Inc. is a leading wealth management solution holding company focused on delivering a clear path to the future of financial advice for financial professionals, financial institutions, and their clients.Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries...

Job Title: Cybersecurity Compliance Support AnalystRSI Security is seeking a highly skilled Cybersecurity Compliance Support Analyst to join our team. As a key member of our Service Delivery team, you will play a pivotal role in supporting our clients with their cybersecurity compliance needs.The ideal candidate will have a strong background in...

Job SummaryWe are seeking a highly skilled and detail-oriented Labor Compliance Analyst to join our team at the Department of Industrial Relations. As a key member of our Public Works Program, you will play a critical role in ensuring compliance with labor laws and regulations.Key ResponsibilitiesConduct thorough investigations and analyses of labor-related...

Job OverviewAtria Wealth Solutions, Inc. is seeking a highly skilled Compliance Surveillance Analyst to join our team. As a key member of our compliance department, you will be responsible for performing trade surveillance reviews, monitoring daily surveillance reports, and analyzing exception report data for trending purposes.Key ResponsibilitiesConduct...

Job DescriptionAtria Wealth Solutions, Inc. is a wealth management solution holding company focused on delivering a clear path to the future of financial advice. We are seeking a Compliance Surveillance Analyst to join our team.Key Responsibilities:Perform general trade surveillance reviews with a focus on potential sales practice exceptionsMonitor daily...

Job Description and DutiesWe are seeking a highly skilled and detail-oriented Labor Compliance Analyst to join our team in the Department of Industrial Relations. As a key member of our Public Works Program, you will play a critical role in ensuring compliance with labor laws and regulations.Key Responsibilities:Conduct thorough investigations and analyses...

LeadStack Inc. is an award-winning, one of the nation's fastest-growing, certified minority-owned (MBE) staffing services provider of contingent workforce.As a recognized industry leader in contingent workforce solutions and Certified as a Great Place to Work, we're proud to partner with some of the most admired Fortune 500 brands in the...

Job Title: Administrative Compliance AnalystWe are seeking a highly skilled Administrative Compliance Analyst to join our team at the County of Calaveras, CA. As an Administrative Compliance Analyst, you will play a critical role in ensuring the County's compliance with federal, state, and local laws and regulations.Key Responsibilities:Develop and maintain...

About Compliance Solutions IncCompliance Solutions Inc is a leading provider of AI safety and research solutions. We are committed to building reliable, interpretable, and steerable AI systems that are safe and beneficial for our customers and society as a whole.Job DescriptionWe are seeking a highly skilled Compliance Specialist to join our team. The...

The surveillance analyst position works directly with the Senior Analyst team leader. The role will include post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. This role will also include the identification of trends and patterns of the advisor’s trading behavior to mitigate undue risk to the...

The surveillance analyst position works directly with the Senior Analyst team leader. The role will include post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. This role will also include the identification of trends and patterns of the advisor’s trading behavior to mitigate undue risk to the...

About the JobWe are seeking a highly skilled and detail-oriented Sponsored Research Contracting and Compliance Analyst to join our team at the San Diego State University Research Foundation. As a key member of our Sponsored Research Contracting and Compliance department, you will play a critical role in supporting the foundation's mission by providing...

About the RoleThe SDSU Research Foundation is seeking a highly skilled and detail-oriented Sponsored Research Contracting and Compliance Analyst to join our team. As a key member of our Sponsored Research Contracting and Compliance department, you will play a critical role in supporting the Foundation's mission by providing effective award negotiations,...

Job Title: Senior BSA AnalystEndeavor Bank is seeking a highly skilled Senior BSA Analyst to join our team. As a key member of our compliance department, you will play a crucial role in the implementation, monitoring, and administration of our Bank Secrecy Act (BSA) compliance program.Key Responsibilities:Conduct complex Enhanced Due Diligence (EDD) reviews...

Cetera Financial Group is currently seeking a Compliance Analyst for Ad Review. This is a great opportunity to join our team and ensure that all retail communication complies with firm policy, FINRA, and SEC rules.This is a hybrid role.What you will do:Review retail communication against applicable laws, firm policy, and regulations.Be able to explain the...

Job SummaryThis is a fully remote position. The Clinical Senior Compliance Analyst reports directly to the Associate Director of Revenue Cycle Compliance within the Office of Healthcare Compliance & Privacy (OHCP).The Clinical Analyst serves as a centralized resource for planning, supporting, and conducting the claims appeal processes related to third-party...

Job Title: Legal and Compliance Senior AnalystAtlantic Group is seeking a highly skilled Legal and Compliance Senior Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the firm's adherence to regulatory requirements and industry standards.Responsibilities:Assist with a wide range of regulatory,...