Associate - Compliance Analyst

1 month ago

Orlando, United States Capco Full time

About the team:

Capco Managed Services team partners with financial institutions to provide scalable solutions for our clients to run their operations effectively and efficiently, while in parallel, delivering strategic and transformative advisory services. Our value-added solutions enabled by AI and Automation are flexible and adaptable based on each client’s strategic objectives, products and services offered, as well as delivery channels. Our services and solutions are core agnostic and easily integrated. We supplement internal processes and talent with our diverse subject matter expertise and years of experience in the financial services industry. With a proven track record spanning 25+ years, our team is adept in delivering sustainable results, implementing quality control into all programs, adhering to strict SLAs, aligning delivery incentive with our clients, and delivering continuous improvement and value beyond cost efficiency. 

About the Job:

The Associate – Compliance Analyst will participate in compliance and operations monitoring, governance, oversight, and regulatory reporting activities in coordination with compliance and internal control teams. The role of the Compliance Analyst is to ensure that the firm and its employees conduct business in accordance with federal and state laws and rules and regulations, including the rules and regulations of the Securities and Exchange Commission, The Federal Reserve Bank, the Commodity Futures Trading Commission, Financial Industry Regulatory Authority (FINRA), and other governmental agencies, self-regulatory organizations and internal policies and industry best practices.

What You’ll Get to Do:

  • Manage: policy updates/edits/releases, posting and archiving, managing the policy database, managing disclosure requests, and posting compliance memos
  • Evaluate and monitor transactional activity to assess potential suspicious activity (e.g., money laundering)
  • Perform transaction monitoring alert reviews and sanctions hit reviews to be able to identify when activity requires further investigation
  • Interpret and implement client operating policies regarding financial data
  • Identify data anomalies and red flags for money laundering, terrorist financing, fraud, and sanctions violations, and escalate for second level review
  • Research, draft, and file Suspicious Activity Report (SAR) to enforcement networks, and document decisions not to file a SAR – exercising independent judgment and discretion while handling sensitive cases
  • Execute account maintenance updates and process client lifecycle related reports
  • Ensure client vetting data and document processing comply with regulations, guidelines, standards, and policies for all new accounts

What You’ll Bring with You:

  • 1+ year relevant experience
  • Associates or Bachelor’s Degree required
  • Excellent written, communication, and presentation skills
  • Ability to interact and work closely with business stakeholders at all levels of seniority
  • Possess strong analytical thinking and critical reasoning skills
  • Ability to work effectively in a team environment
  • Ability to effectively handle a fast-paced environment and successfully meet established deadline requirements
  • ACAMS and/or SIE certification a plus

Why Capco?

A career at Capco is a chance to help reshape the competitive landscape in financial services.  We launch new banks, transform existing ones, and help our clients navigate complex change.  As consultants, we work on the front-end business design all the way through to technology implementation.

We are the largest Financial Services focused consultancy in the world, serving everyone from global banks to emerging FinTechs, from strategy through digital transformation, design, business consulting, data and analytics, cyber, cloud, technology architecture, and engineering.

Capco is a young and growing firm. We maintain an entrepreneurial spirit and growth mindset, and have minimal bureaucracy. We have no internal silos that get in the way of your career opportunities or  ability to focus on our clients and make a difference to the business.  We offer the opportunity for everyone to learn rapidly, take on tough challenges, and get promoted quickly. We take pride in our creative, collaborative, diverse, and inclusive culture, where everyone can #BYAW.

We offer highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees. 

Ready to take the Next Step ?

If this sounds like you, we would love to hear from you.  This is an opportunity to make a difference and contribute to a highly successful company with a significant growth trajectory.


  • Associate Compliance Analyst

    3 weeks ago

    Orlando, United States Pacifica Continental Full time

    Our client is looking for a Associate Compliance Analyst to join their team in Orlando, FL. The individual will focus on monitor and review alerts in the BSA/AML system. The professional main responsibilities will be perform the administrative duties as directed by the Compliance Officers. Responsibilities: Observe and comply with scheduling of tasks...

  • Associate - Compliance Analyst

    3 weeks ago

    Orlando, United States Capco Full time

    About the team: Capco Managed Services team partners with financial institutions to provide scalable solutions for our clients to run their operations effectively and efficiently, while in parallel, delivering strategic and transformative advisory services. Our value-added solutions enabled by AI and Automation are flexible and adaptable based on each...

  • Associate - Compliance Analyst

    2 months ago

    Orlando, United States Capco, a Wipro Company Full time

    **About the team:** Capco Managed Services team partners with financial institutions to provide scalable solutions for our clients to run their operations effectively and efficiently, while in parallel, delivering strategic and transformative advisory services. Our value-added solutions enabled by AI and Automation are flexible and adaptable based on each...

  • Associate - Compliance Analyst

    3 weeks ago

    Orlando, United States Capco Full time

    About the team: Capco Managed Services team partners with financial institutions to provide scalable solutions for our clients to run their operations effectively and efficiently, while in parallel, delivering strategic and transformative advisory services. Our value-added solutions enabled by AI and Automation are flexible and adaptable based on each...

  • NERC Compliance Analyst

    1 week ago

    Orlando, United States Pivotal Solutions Full time

    -NERC CIP standards (Firewall rules Cyber, networking, Nerc Medium stds) going down the road to NERC medium-IT Compliance Analyst (Energy sector, NERC CIP, Medium)

  • Business Unit Compliance Analyst

    2 months ago

    Orlando, Florida, United States Regions Bank Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Senior IT Compliance Analyst

    6 days ago

    Orlando, United States Tews Company Full time

    Job DescriptionJob DescriptionSenior IT SOX & PCI Compliance Analyst100% RemoteExcellent benefits that start on day 1Unlock Your Potential: Join TEWS and Solve the Talent Equation for Your Career Success   TEWS has opportunities with leading companies for professionals at all career stages, whether you're a seasoned consultant, recent graduate, or...

  • Security Compliance Analyst

    2 months ago

    Orlando, United States TrovaSearch Full time

    IT SECURITY COMPLIANCE ANALYST The Security Compliance Analyst works in support of IT Security compliance requirements and company risk tolerance. This role ensures that adequate and effective security processes, controls, and lifecycles are followed and aligned to deliver compliance with security policy and regulatory requirements. The Security Compliance...

  • IS Clinical Applications Associate Analyst

    4 weeks ago

    Orlando, United States Nemours Full time

    Nemours is seeking an IS Clinical Applications Associate Analyst (Ancillary), to join our Nemours Children's Health team in Orlando, Florida.This is a hybrid position.This position is responsible for providing direct support to end users in the efficient and accurate utilization of IS clinical applications, bedside technology and the electronic medical...

  • Associate Transportation Analyst

    3 weeks ago

    Orlando, United States Cambridge Systematics Full time

    Cambridge Systematics, Inc. is shaping the future of transportation. We are industry leaders, transportation specialists dedicated to ensuring that transportation investments can deliver the best possible results. By providing innovative policy and planning solutions, objective analyses and technology applications, we help our clients anticipate and meet...

  • Functional Analyst Senior

    4 hours ago

    Orlando, United States General Dynamics Information Technology Full time

    Functional Analyst Senior Seize your opportunity to make a personal impact as a Functional Analyst Senior supporting VirtualShip® by supporting the product team and associated programs with programmatic support, Configuration management and quality assurance. GDIT is your place to make meaningful contributions to challenging projects and grow a rewarding...

  • Lead Analyst IT Compliance

    3 weeks ago

    Orlando, United States Hilton Grand Vacations Full time

    WORK FOR A WINNING TEAM THAT NOW OFFERS BENEFITS FROM DAY ONE, PLUS DAILY PAY* At Hilton Grand Vacations, you will become a part of a culture that encourages and motivates you toward achieving your goals. Here's why you will love it here: Recognition Programs and Rewards Excellent health care options, including medical, dental, and vision A people-first...

  • Associate Financial Analyst, Gift Card Accounting

    2 weeks ago

    Orlando, United States Darden Full time

    JOB OVERVIEW: The Associate Financial Analyst, Gift Card Accounting, is responsible for ensuring that accounting transactions related to Gift Cards are properly recorded in our financial statements. This includes the preparation of complex account reconciliations and quarterly reporting to management. This individual tracks activities with third parties,...

  • Senior Associate, Third Party Compliance

    2 months ago

    Orlando, Florida, United States KPMG Full time

    Business Title: Senior Associate, Third Party ComplianceRequisition Number: Function: Business Support ServicesArea of Interest:State: FLCity: OrlandoDescription:Known for being a great place to work and build a career, KPMG provides audit, tax and advisory services for organizations in today's most important industries. Our growth is driven by delivering...

  • EDD Analyst

    4 weeks ago

    Orlando, United States TheStaffed Full time

    Our client, a top tier Management & Strategy Consulting firm if looking for a qualified EDD Analyst consultant to join a top tier US Bank. The EDD Analyst will be responsible for conducting in-depth investigations and analyses of high-risk clients and transactions to ensure compliance with regulatory requirements and mitigate financial crime risks. Essential...

  • Senior Sourcing Analyst

    3 weeks ago

    Orlando, United States Raymond James Full time

    Job Description - Senior Sourcing Analyst (2401922) Job Description Senior Sourcing Analyst - 2401922 Description Job Summary The Senior Sourcing Analyst is responsible for overseeing and managing the sourcing activities for the company. This includes identifying new suppliers, managing supplier relationships, and negotiating contracts and agreements. The...

  • Tax Senior Associate

    1 month ago

    Orlando, Florida, United States tapwage Full time

    TitleTax Senior AssociateJob DescriptionThe Senior Income Tax Analyst will assist management in the annual preparation and review of income tax returns, compliance related processes, estimated tax payments, income tax accounting and federal/state tax credit program support. Additionally, the analyst will assist management with federal, state and local income...

  • Compliance Director

    2 months ago

    Orlando, United States CHARTER RESEARCH Full time

    Job DescriptionJob DescriptionCOMPANY DESCRIPTIONCharter Research is a highly experienced and quickly growing clinical research company, based in The Villages and Orlando, FL that is looking to add to our team to help us fulfill our mission of discovering future medicines. Our company is locally owned and prides itself on providing exceptional patient...

  • Senior Payroll Analyst

    1 month ago

    Orlando, United States Rose International Full time

    **Only those lawfully authorized to work in the designated country associated with the position will be considered.** **Please note that all Position start dates and duration are estimates and may be reduced or lengthened based upon a client’s business needs and requirements.*****Only qualified Senior Payroll Analyst candidates located in...

  • Compliance Director

    4 weeks ago

    Orlando, United States Charter Research Full time

    COMPANY DESCRIPTIONCharter Research is a highly experienced and quickly growing clinical research company, based in The Villages and Orlando, FL that is looking to add to our team to help us fulfill our mission of discovering future medicines. Our company is locally owned and prides itself on providing exceptional patient experience to our participants, as...