We have other current jobs related to this field that you can find below
-
Senior Compliance Oversight Analyst
6 days ago
Orlando, Florida, United States Truist Financial Full timeJob Title: Senior Compliance Oversight AnalystCompany: Truist Financial CorporationJob Overview:As a Senior Compliance Oversight Analyst at Truist Financial Corporation, you will be instrumental in managing compliance and risk oversight functions for designated business sectors. Your role will encompass the evaluation of key controls, examination of...
-
Business Unit Compliance Analyst
4 weeks ago
Orlando, Florida, United States Regions Bank Full timeThank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...
-
Senior IT Compliance Analyst
1 month ago
Orlando, United States Tews Company Full timeJob DescriptionJob DescriptionSenior IT SOX & PCI Compliance Analyst100% RemoteExcellent benefits that start on day 1Unlock Your Potential: Join TEWS and Solve the Talent Equation for Your Career Success TEWS has opportunities with leading companies for professionals at all career stages, whether you're a seasoned consultant, recent graduate, or...
-
BSA Compliance Analyst II
6 days ago
Orlando, Florida, United States Linscomb & Williams Full timePosition OverviewThe BSA Compliance Analyst II plays a critical role in ensuring adherence to the Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations. This position involves coordinating, planning, and executing various systems-related activities to maintain compliance.Key ResponsibilitiesRegulatory Compliance: Assist in the preparation and...
-
PCI Compliance Specialist
3 days ago
Orlando, Florida, United States Kforce Inc. Full timeJob Summary:Kforce Inc. is seeking a highly skilled PCI Analyst to join our team in Orlando, FL. As a PCI Analyst, you will play a critical role in ensuring the client's PCI DSS 4.0 project is a success.Key Responsibilities:Act as a project coordinator to shore up gaps in the PCI DSS 4.0 projectInteract with various teams to ensure documentation and progress...
-
Research Compliance Specialist
3 weeks ago
Orlando, Florida, United States Actalent Full timeJob Title: Research Compliance Specialist - Orlando, FL Job DescriptionThe Research Compliance Analyst assists with implementation of the Research Compliance Program by conducting compliance research, reviewing and synthesizing regulations and industry publications, and assisting with the development of training materials and other department guidance...
-
Research Compliance Specialist
3 weeks ago
Orlando, United States Actalent Full timeJob Title: Research Compliance Specialist - Orlando, FL Job Description The Research Compliance Analyst assists with implementation of the Research Compliance Program by conducting compliance research, reviewing and synthesizing regulations and industry publications, and assisting with the development of training materials and other department...
-
Operational Compliance Associate Manager
7 days ago
Orlando, Florida, United States Sunnyside Full timePosition Title: Operational Compliance Associate Manager - Remote in FloridaCompany Overview: Cresco Labs, recognized as one of Entrepreneur magazine's Top 100 Cannabis Leaders, stands as a leading vertically-integrated multi-state cannabis operator in the United States. Our mission is to become a pivotal player in the cannabis sector by leveraging a...
-
Trade Compliance Analyst
7 days ago
Orlando, United States The Bolton Group Full timeUS and MX Customs Broker experience2 to 5 years’ experience with Mexico Import – Exports Customs & Compliance 5 to 8 years’ experience with US Customs and ComplianceExtensive Customs and Compliance knowledge for US and MXAnalytical SkillsPresentation SkillsCommunication skillsExperience with Gov’t RulingsExperience dealing with government...
-
Trade Compliance Analyst
1 week ago
Orlando, United States The Bolton Group Full timeUS and MX Customs Broker experience2 to 5 years’ experience with Mexico Import – Exports Customs & Compliance 5 to 8 years’ experience with US Customs and ComplianceExtensive Customs and Compliance knowledge for US and MXAnalytical SkillsPresentation SkillsCommunication skillsExperience with Gov’t RulingsExperience dealing with government...
-
Research Compliance Specialist
5 days ago
Orlando, United States Actalent Full timeJob Title: Research Compliance Specialist *** This role is remote other than traveling into the office 2x a month Job Description The Research Compliance Analyst assists with implementation of the Research Compliance Program by conducting compliance research, reviewing and synthesizing regulations and industry publications, and assisting with the development...
-
Analyst II, Financial Data Compliance
4 weeks ago
Orlando, Florida, United States ReSource Pro Full timeDo you enjoy working with data and spreadsheets? Does working as part of a close-knit, friendly team inspire you? MIS, a ReSource Pro company, is seeking a talented and motivated Analyst II to assist with the maintenance of long term, detailed and accurate financial records on behalf of MIS' clients and submitting data reports to various regulatory bodies...
-
Functional Analyst Senior
1 month ago
Orlando, United States General Dynamics Information Technology Full timeFunctional Analyst Senior Seize your opportunity to make a personal impact as a Functional Analyst Senior supporting VirtualShip® by supporting the product team and associated programs with programmatic support, Configuration management and quality assurance. GDIT is your place to make meaningful contributions to challenging projects and grow a rewarding...
-
Analyst II, Financial Data Compliance
4 weeks ago
Orlando, Florida, United States ReSource Pro Full timeDo you enjoy working with data and spreadsheets? Does working as part of a close-knit, friendly team inspire you? MIS, a ReSource Pro company, is seeking a talented and motivated Analyst II to assist with the maintenance of long term, detailed and accurate financial records on behalf of MIS' clients and submitting data reports to various regulatory bodies...
-
Analyst II, Financial Data Compliance
3 days ago
Orlando, United States ReSource Pro Full timeJob DescriptionJob DescriptionDo you enjoy working with data and spreadsheets? Does working as part of a close-knit, friendly team inspire you? MIS, a ReSource Pro company, is seeking a talented and motivated Analyst II to assist with the maintenance of long term, detailed and accurate financial records on behalf of MIS’ clients and submitting data...
-
Lead Financial Analyst
6 days ago
Orlando, Florida, United States Russell Tobin & Associates Full timeWhat are we seeking in our Lead Financial Analyst (Remote)? Russell Tobin & Associates is collaborating with a prominent global entertainment corporation to find a Lead Financial Analyst for a remote position.Contract W2Compensation: $85.00 per hour, based on experienceFully RemoteThe Financial Reporting team plays a crucial role in consolidating and...
-
Senior Sourcing Analyst
2 months ago
Orlando, United States Raymond James Full timeJob Description - Senior Sourcing Analyst (2401922) Job Description Senior Sourcing Analyst - 2401922 Description Job Summary The Senior Sourcing Analyst is responsible for overseeing and managing the sourcing activities for the company. This includes identifying new suppliers, managing supplier relationships, and negotiating contracts and agreements. The...
-
Analyst II, Financial Data Compliance
3 weeks ago
Orlando, United States ReSource Pro Full timeDo you enjoy working with data and spreadsheets? Does working as part of a close-knit, friendly team inspire you? MIS, a ReSource Pro company, is seeking a talented and motivated Analyst II to assist with the maintenance of long term, detailed and accurate financial records on behalf of MIS’ clients and submitting data reports to various...
-
Analyst II, Financial Data Compliance
4 weeks ago
Orlando, United States ReSource Pro Full timeJob DescriptionJob DescriptionDo you enjoy working with data and spreadsheets? Does working as part of a close-knit, friendly team inspire you? MIS, a ReSource Pro company, is seeking a talented and motivated Analyst II to assist with the maintenance of long term, detailed and accurate financial records on behalf of MIS’ clients and submitting data...
-
Analyst II, Financial Data Compliance
7 days ago
Orlando, United States ReSource Pro Full timeJob DescriptionJob DescriptionDo you enjoy working with data and spreadsheets? Does working as part of a close-knit, friendly team inspire you? MIS, a ReSource Pro company, is seeking a talented and motivated Analyst II to assist with the maintenance of long term, detailed and accurate financial records on behalf of MIS’ clients and submitting data...
Associate - Compliance Analyst
2 months ago
About the team:
Capco Managed Services team partners with financial institutions to provide scalable solutions for our clients to run their operations effectively and efficiently, while in parallel, delivering strategic and transformative advisory services. Our value-added solutions enabled by AI and Automation are flexible and adaptable based on each client’s strategic objectives, products and services offered, as well as delivery channels. Our services and solutions are core agnostic and easily integrated. We supplement internal processes and talent with our diverse subject matter expertise and years of experience in the financial services industry. With a proven track record spanning 25+ years, our team is adept in delivering sustainable results, implementing quality control into all programs, adhering to strict SLAs, aligning delivery incentive with our clients, and delivering continuous improvement and value beyond cost efficiency.
About the Job:
The Associate – Compliance Analyst will participate in compliance and operations monitoring, governance, oversight, and regulatory reporting activities in coordination with compliance and internal control teams. The role of the Compliance Analyst is to ensure that the firm and its employees conduct business in accordance with federal and state laws and rules and regulations, including the rules and regulations of the Securities and Exchange Commission, The Federal Reserve Bank, the Commodity Futures Trading Commission, Financial Industry Regulatory Authority (FINRA), and other governmental agencies, self-regulatory organizations and internal policies and industry best practices.
What You’ll Get to Do:
Manage: policy updates/edits/releases, posting and archiving, managing the policy database, managing disclosure requests, and posting compliance memos
Evaluate and monitor transactional activity to assess potential suspicious activity (e.g., money laundering)
Perform transaction monitoring alert reviews and sanctions hit reviews to be able to identify when activity requires further investigation
Interpret and implement client operating policies regarding financial data
Identify data anomalies and red flags for money laundering, terrorist financing, fraud, and sanctions violations, and escalate for second level review
Research, draft, and file Suspicious Activity Report (SAR) to enforcement networks, and document decisions not to file a SAR – exercising independent judgment and discretion while handling sensitive cases
Execute account maintenance updates and process client lifecycle related reports
Ensure client vetting data and document processing comply with regulations, guidelines, standards, and policies for all new accounts
What You’ll Bring with You:
1+ year relevant experience
Associates or Bachelor’s Degree required
Excellent written, communication, and presentation skills
Ability to interact and work closely with business stakeholders at all levels of seniority
Possess strong analytical thinking and critical reasoning skills
Ability to work effectively in a team environment
Ability to effectively handle a fast-paced environment and successfully meet established deadline requirements
ACAMS and/or SIE certification a plus
Why Capco?
A career at Capco is a chance to help reshape the competitive landscape in financial services. We launch new banks, transform existing ones, and help our clients navigate complex change. As consultants, we work on the front-end business design all the way through to technology implementation.
We are the largest Financial Services focused consultancy in the world, serving everyone from global banks to emerging FinTechs, from strategy through digital transformation, design, business consulting, data and analytics, cyber, cloud, technology architecture, and engineering.
Capco is a young and growing firm. We maintain an entrepreneurial spirit and growth mindset, and have minimal bureaucracy. We have no internal silos that get in the way of your career opportunities or ability to focus on our clients and make a difference to the business. We offer the opportunity for everyone to learn rapidly, take on tough challenges, and get promoted quickly. We take pride in our creative, collaborative, diverse, and inclusive culture, where everyone can #BYAW.
We offer highly competitive benefits, including medical, dental and vision insurance, a 401(k) plan, tuition reimbursement, and a work culture focused on innovation and creation of lasting value for our clients and employees.
Ready to take the Next Step
?
If this sounds like you, we would love to hear from you. This is an opportunity to make a difference and contribute to a highly successful company with a significant growth trajectory.
#J-18808-Ljbffr
