Business Unit Compliance Analyst

2 weeks ago

Orlando, Florida, United States Regions Bank Full time

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.

Job Description:

At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures that business unit activities follow necessary rules and regulations and comply with legal boundaries and jurisdictions. Associates at this level are expected to contribute to workflow or process change and redesign, and to form a strong basic understanding of the specific product or process within a specific line of business. Focus is on execution within defined parameters, with some expansion based on developing capabilities and or experiences.

Primary Responsibilities

  • Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
  • Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance
  • Conducts research of laws and regulations that impact the business unit compliance to include partnering with the second line of defense to assess new laws and regulations or changes to existing laws and regulations and how they impact the business group
  • Researches potential violations to determine potential compliance needs and escalates issues as needed for resolution
  • Reviews processes and procedures to identify gaps or potential issues
  • Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
  • Delivers training to assigned line of business to increase compliance awareness
  • Gathers information requested by regulatory agencies
  • Assists with the development of business group policies and procedures

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

Requirements

  • High School Diploma or GED and seven (7) years of experience in Compliance, Quality Assurance/Control, Audit, or other related compliance function specific to a line of business
  • Or Bachelor's degree and three (3) years of experience in Compliance, Quality Assurance/Control, Audit, or other related compliance function specific to a line of business

Preferences

  • Master's degree

Skills and Competencies

  • Ability to learn additional systems as needed
  • Ability to research, analyze data, and derive facts
  • Ability to work in a team environment when applicable
  • Ability to work autonomously, with minimal guidance
  • Ability to work under pressure and meet deadlines
  • Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
  • Strong verbal, written communication, and organizational skills
  • Strong work ethic and self-motivation

This role can work remote within a reasonable driving distance to a Professional Office Building with the primary locations being for Birmingham, Atlanta, Charlotte, Nashville, Tampa, and Orlando. Regions will not provide relocation assistance for this position and would be at your own expense.

Additional preferences:

  • Risk Management and Compliance experience
  • GRC system experience
  • Strong technical writing and editing skills
  • Multi-tasking with strong prioritization skills

Additional duties:

  • Primary POC for the OCS for Audit, Compliance and Legal
  • Manage GRC for the OCS related to control and metrics
  • Support OCS Risk Assessment activities
  • Write, edit and review policies, procedures and documentation for the OCS
  • Advise the OCS Leadership Team on Risk and Compliance matters

Position Type

Full time

Compensation Details

Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.

The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.

Job Range Target:

Minimum:

$63,296.00 USD

Median:

$80,830.00 USD

Incentive Pay Plans:

This job is not incentive eligible.

Benefits Information

Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. ) Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.

  • Paid Vacation/Sick Time
  • 401K with Company Match
  • Medical, Dental and Vision Benefits
  • Disability Benefits
  • Health Savings Account
  • Flexible Spending Account
  • Life Insurance
  • Parental Leave
  • Employee Assistance Program
  • Associate Volunteer Program

Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions' benefits, please click or copy the link below to your browser.

Location Details

Regions Center

Location:

Birmingham, Alabama

Bring Your Whole Self to Work

We have a passion for creating an inclusive environment that promotes and values diversity of race, color, national origin, religion, age, sexual orientation, gender identity, disability, veteran status, genetic information, sex, pregnancy, and many other primary and secondary dimensions that make each of us unique as individuals and provide valuable perspective that makes us a better company and employer. More importantly, we recognize that creating a workplace where everyone, regardless of background, can do their best work is the right thing to do.

OFCCP Disclosure: Equal Opportunity Employer/Disabled/Veterans

Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.


  • Security Compliance Analyst

    1 week ago

    Orlando, Florida, United States TrovaSearch Full time

    IT Security Compliance AnalystAbout the Job:The IT Security Compliance Analyst plays a crucial role in ensuring that the company meets IT security compliance requirements and manages risk effectively. They are responsible for overseeing security processes, controls, and lifecycles to ensure alignment with security policies and regulations.This position...

  • Manager, Business Analysts

    1 week ago

    Orlando, Florida, United States AssistRx Full time

    SUMMARY: The Manager, Business Analysts is responsible for leading/managing a team of Business Analysts and/or Senior Business Analysts, to enable the delivery of technology solutions that deliver the intended business value. Our Business Analyst team works on a variety of projects, both internal, product improvement and client implementations. Our Business...

  • Business Analyst

    1 week ago

    Orlando, Florida, United States AssistRx Full time

    The Business Analyst will be working on a variety of interesting projects, and work closely with our clients as well as internal teams (including, but not limited to, Project Managers, Development, QA, Sales, and Executive Leadership), in a fast paced and dynamic environment. We are looking for a Business Analyst that is detail oriented, flexible when faced...

  • Sr. Compliance Analyst, Work Authorization

    1 month ago

    Orlando, Florida, United States Darden Restaurants, Inc. Full time

    Sr. Compliance Analyst, Work Authorization & Investigations Sr. Compliance Analyst, Work Authorization & Investigations 1000 Darden Center Dr, Orlando FL 32837 Job Description JOB OVERVIEW:The Sr. Compliance Analyst position is responsible for providing guidance on I-9 and work authorization matters. This position works closely with total rewards and leads...

  • Sr. Compliance Analyst, Work Authorization

    4 weeks ago

    Orlando, Florida, United States Darden Restaurants, Inc. Full time

    Sr. Compliance Analyst, Work Authorization & Investigations Sr. Compliance Analyst, Work Authorization & Investigations 1000 Darden Center Dr, Orlando FL 32837 Job Description JOB OVERVIEW:The Sr. Compliance Analyst position is responsible for providing guidance on I-9 and work authorization matters. This position works closely with total rewards and leads...

  • Lead Business Analyst

    1 week ago

    Orlando, Florida, United States INSPYR Solutions Full time

    Title: Lead Business Analyst Location: Orlando, FL (Hybrid Onsite- 1 day/week onsite) Duration: 24 month initial contract Compensation: $70-$74/hr Work Requirements: US Citizen, GC Holders or Authorized to Work in the US Job Description: The Lead Business Analyst works to identify, plan, and coordinate a set of business analysis activities to support...

  • Sr. Compliance Analyst, Work Authorization

    3 months ago

    Orlando, Florida, United States Darden Restaurants, Inc. Full time

    Sr. Compliance Analyst, Work Authorization & Investigations 1000 Darden Center Dr, Orlando FL 32837 Job Description JOB OVERVIEW:The Sr. Compliance Analyst position is responsible for providing guidance on I-9 and work authorization matters. This position works closely with total rewards and leads I-9 case administration and system requirements. This...

  • Sr. Compliance Analyst, Work Authorization

    4 weeks ago

    Orlando, Florida, United States Darden Restaurants, Inc. Full time

    Sr. Compliance Analyst, Work Authorization & Investigations 1000 Darden Center Dr, Orlando FL 32837 Job Description JOB OVERVIEW:The Sr. Compliance Analyst position is responsible for providing guidance on I-9 and work authorization matters. This position works closely with total rewards and leads I-9 case administration and system requirements. This...

  • Lead Analyst IT Compliance

    1 week ago

    Orlando, Florida, United States Hilton Grand Vacations Full time

    Job DescriptionWORK FOR A WINNING TEAM THAT NOW OFFERS BENEFITS FROM DAY ONE, PLUS DAILY PAY*At Hilton Grand Vacations, you will become a part of a culture that encourages and motivates you toward achieving your goals.Here's why you will love it here:Recognition Programs and RewardsExcellent health care options, including medical, dental, and visionA...

  • Sr. Business Data Analyst

    2 months ago

    Orlando, Florida, United States Electronic Arts Full time

    SummaryReporting to a Development Director, A Senior Business Data Analyst is responsible for analyzing and improving our data collection, storage, and analysis processes, in order to support data-driven decision-making.Your Responsibilities You will establish, manage, and facilitate the Data Governance Committee to ensure all team members are aligned with...

  • Business Analyst

    1 week ago

    Orlando, Florida, United States Omni Inclusive Full time

    Job Description:We are looking for a skilled Business Analyst with over 8 years of experience in the sales and marketing field. The ideal candidate will have a strong background in CRM and marketing operations, with hands-on experience. Additionally, they should have worked with analytics and visualization tools such as PowerBI, Tableau, and Alteryx....

  • Senior Business Analyst

    1 week ago

    Orlando, Florida, United States Equis Staffing Full time

    The Senior Business Analyst role will be part of a delivery team responsible for delivery and sustainment of DCL Crew Systems. This role requires a high degree of analytical skill to derive and validate nebulous business requirements, and coordinate with vendor resources for delivery. Must have an enterprise project perspective and will assist the Program...

  • Business Analyst

    1 week ago

    Orlando, Florida, United States Software Guidance and Assistance, Inc. Full time

    Company: Software Guidance & Assistance, Inc. (SGA)Position: Business AnalystLocation: Orlando, FLResponsibilities:Business AnalysisCreating User storiesDeveloping technical specsSupporting a new service lineWorking closely with the product teamRequired Skills:Strong written and verbal communication skillsAbility to work within a dynamic environment...

  • Small Business Compliance Administrator

    2 months ago

    Orlando, Florida, United States Greater Orlando Aviation Authority Full time

    Coordinate the preparation, review and processing of contracts and agreements for assigned programs. Responsible for compliance reviews and confirming that contractors meet project participation goals. Monitor payment compliance. Maintain accurate information for regulatory compliance reporting. Perform analyses and studies to determine contract compliance...

  • Small Business Compliance Administrator

    4 weeks ago

    Orlando, Florida, United States Greater Orlando Aviation Authority Full time

    Coordinate the preparation, review and processing of contracts and agreements for assigned programs. Responsible for compliance reviews and confirming that contractors meet project participation goals. Monitor payment compliance. Maintain accurate information for regulatory compliance reporting. Perform analyses and studies to determine contract compliance...

  • Sr. Business Data Analyst

    1 week ago

    Orlando, Florida, United States Electronic Arts (EA) Full time

    We are a global team of creators, storytellers, technologists, experience originators, innovators and so much more. We believe amazing games and experiences start with teams as diverse as the players and communities we serve. At Electronic Arts, the only limit is your imagination.SummaryReporting to a Development Director, A Senior Business Data Analyst is...

  • Sr. Business Data Analyst

    1 month ago

    Orlando, Florida, United States Electronic Arts (EA) Full time

    We are a global team of creators, storytellers, technologists, experience originators, innovators and so much more. We believe amazing games and experiences start with teams as diverse as the players and communities we serve. At Electronic Arts, the only limit is your imagination.SummaryReporting to a Development Director, A Senior Business Data Analyst is...

  • Business Analyst

    1 week ago

    Orlando, Florida, United States Insight Global Full time

    Job DescriptionGather requirements from external customers specific to functionality -- HR, Supply Chain, FinanceWork directly with external business team to identify processes, work flows and gather documentation specific to M&ACreating work flows and process to assist internal customer and external customer to identify gaps in M&AInteract with PM to...

  • Business Analyst

    2 weeks ago

    Orlando, Florida, United States Insight Global Full time

    Job DescriptionGather requirements from external customers specific to functionality -- HR, Supply Chain, FinanceWork directly with external business team to identify processes, work flows and gather documentation specific to M&ACreating work flows and process to assist internal customer and external customer to identify gaps in M&AInteract with PM to...

  • Cyber Risk and Compliance Analyst

    4 weeks ago

    Orlando, Florida, United States Katmai Full time

    Do you want to work in a dynamic and demanding atmosphere where you can make a difference as an information technology professional and have fun doing so? A large vision necessitates a large task. As we expand, so does our need for additional expertise in information security, privacy, governance, risk, and compliance (GRC). To satisfy the expectations of...