Chief Compliance Officer

A newly created role at full-service Broker Dealer in Emerging Markets due to team growth, this is an excellent chance to eventually succeed the Chief Compliance Officer, who plans to retire in the next ~5 years.Senior Compliance OfficerFull-Service Broker Dealer & Investment Bank Specializing in Emerging MarketsLocation: Greenwich, CT (Train Accessible,...

Job DescriptionJob DescriptionOur client in the Lower Fairfield, CT area has an opening for a Part-Time CFO. The Part-Time CFO will be responsible for managing financial activities, including budgeting, forecasting, and cash flow management. The role also involves preparing, analyzing, and presenting financial reports, including NAV calculations and...

About the jobCompany DescriptionPrentice Capital Management, LP is a low net long/short equity manager based in Greenwich, CT. The firm, founded by PM Michael Zimmerman, focuses on the U.S. Consumer sector and aims to produce strong risk-adjusted returns with little correlation to equity markets. Prentice emphasizes establishing variant views on companies...

About the jobCompany DescriptionPrentice Capital Management, LP is a low net long/short equity manager based in Greenwich, CT. The firm, founded by PM Michael Zimmerman, focuses on the U.S. Consumer sector and aims to produce strong risk-adjusted returns with little correlation to equity markets. Prentice emphasizes establishing variant views on companies...

About MMSMMS is an innovative data-focused CRO that supports pharmaceutical, biotech, and medical device industries with a proven scientific approach to complex trial data and regulatory submission challenges. With a global footprint across four continents, MMS maintains a 97 percent customer satisfaction rating.Our mission is to deliver high-quality service...

Job DescriptionJob DescriptionExecutive Assistant to Chief Officer  - Global tech firmA global company is hiring for an experienced, dedicated Executive Assistant to support one of their esteemed C-Suite Executives. The ideal candidate can multitask, prioritize, demonstrate exceptional organization, and take ownership over given assignments. This EA should...

Overview To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Reports to the Director, System Compliance Operations....

Job Summary: As a Chief Data Architect, you will play a crucial role in designing and implementing our data architecture framework, standards, and principles. This is a hybrid role (3 days in the office/2 days remote) that requires 15+ years of total IT experience, 8+ years of experience as a Data Modeler/Architect, and expertise in Oracle PL/SQL...

Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic...

About the RoleWe are seeking a highly motivated and detail-oriented Financial Compliance Specialist to join our team in Greenwich, CT. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with relevant regulations and industry best practices.The ideal candidate will have 1-3 years of...

At Interactive Brokers, we are seeking a skilled Regulatory Risk Manager to join our team. As the Head of Compliance Testing, you will be responsible for managing our annual compliance testing program, coordinating with stakeholders across various departments, and ensuring reviews are conducted in accordance with firm procedures.The primary responsibilities...

Are you a motivated and organized individual with a background in regulatory compliance? Do you have experience with systems like FINRA CAT and stock Trade Reporting Facilities?We are seeking a Compliance Expert in Regulatory Reporting to join our team at Interactive Brokers Group. As a key member of our Compliance department, you will be responsible for...

At iCapital, we are looking for a highly skilled Tax Vice President to join our Fund Finance Central Services team. This role will involve managing the U.S. tax compliance function for access funds, including private equity, hedge funds, and RICs.The ideal candidate will have 7+ years of experience in tax compliance, preferably with an asset manager and/or...

Join a multi $Bn Hedge Fund as a Compliance Associate in CT. Reporting directly to the CCO, this role has high upside, working 3-4 days in the office. Ideal candidates will have 1-3 years of compliance consulting or in-house experience.Qualifications for the Compliance Associate include:1-3 years of experience in compliance consulting or within a hedge...

Company Overview">MMS is a cutting-edge Contract Research Organization (CRO) that specializes in providing innovative data-focused services to the pharmaceutical, biotech, and medical device industries. With a proven scientific approach, MMS supports clients in navigating complex trial data and regulatory submission challenges.">Our mission is to deliver...

Job OverviewWe are seeking a highly skilled Senior Full Stack Developer to join our dynamic Compliance Technology group at Interactive Brokers Group, Inc.About the RoleThis is a hybrid position with three days in the office and two days remote. You will be part of a close-knit team that provides automated solutions for global and legal compliance...

We are looking for a Freelance Office Assistant for a top company in Greenwich, CT!Responsibilities:Constant and active time management regarding the executive’s calendar with 5-minute remindersPhone coverage of CEOs phoneManage domestic and international travel, including arranging transportation, reserving accommodations, preparing a detailed itinerary,...

Job DescriptionJob DescriptionWe are offering an exciting opportunity in the investment management industry in Greenwich, Connecticut. We are in search of a bilingual Spanish speaking Office Manager who will be an integral part of our team. This person will be the "go to resource" and first line of defense for our 30-person firm. The office manager will have...

About the RoleAs a Tax Director, you will be responsible for leading our Customer Tax team in ensuring compliance with US federal, state, and non-US requirements related to client tax reporting, withholding tax, and tax documentation. This includes periodic and year-end IRS Forms 1099 and 1042 in the US and applicable forms in foreign countries where...

OverviewTo be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. The Senior Foundation Major Gift Officer is responsible for...