Regulatory Compliance Manager

2 weeks ago

Tysons, United States FORVIS Full time
Requisition Number2233629 Description & Requirements

Our Financial Services Advisory practice brings our global footprint, clients, industry expertise, and innovative solutions together to help global companies exceed their strategic objectives and needs. We have a national and global footprint with a significant portfolio of financial services clients spanning banking, insurance, global markets, asset and wealth management, and payments. Our clients range from the largest, premier global banks, insurers, and financial institutions to super-regional and community banking clients, asset managers, and Fintech start-ups.

This position will serve as a member of the financial services client service team and be committed to regulatory compliance. This position offers an opportunity for candidates who possess excellent time management and communication skills and the ability to effectively interact with all levels of management. Forvis Mazars offers a challenging, dynamic, progressive work environment along with an opportunity to grow professionally. Dedication to client service is essential in this position.

How you will contribute:

Evaluating financial institution clients for compliance with laws and regulations Support team in day-to-day client related engagements Interface with the senior management of our clients Write reports, including key findings and recommendations Participate in client meetings and executive presentations Work individually and as part of a team to provide project execution on client engagements Contribute to strong client relationships through positive client support and sound expertise Manage engagement fundamentals (e.g., realization, utilization, leverage, accounts receivable, and expenses) Mentor, coach, and train staff
Minimum Qualifications:

5 years or more of experience in financial institution regulatory compliance Bachelor's degree in Accounting, Finance or related field Knowledge of, and experience working with, federal banking regulations, such as Bank Secrecy Act Regulations, Fair Lending, Electronic Funds Transfer, Truth in Savings and Availability of Funds, Truth in Lending, RESPA, Equal Credit Opportunity, Flood Insurance and other alphabet regulations. Strong analytical skills with high attention to detail and accuracy Excellent oral, written communication and presentation skills; able to communicate effectively Ability to multitask and prioritize in a high volume, fast paced environment Proficiency with Microsoft applications (Outlook, Word, Excel and PowerPoint)
Preferred Qualifications:

Certified Regulatory Compliance Manager (CRCM) Certified Anti-Money Laundering Specialist (CAMS) Certified AML and Fraud Professional (CAFP)
#LI-ATL, #LI-CNH, #LI-BOST, #LI-CLTSP, #LI-CLTU, #LI-OKC, #LI-DFW, #LI-HOU, #LI-SANT, #LI-TYS

#LI-RM1

Los Angeles County and City Fair Chance Ordinance", Forvis Mazars will consider for employment all qualified applicants, including those with criminal histories and conviction records, in a manner consistent with the requirements of applicable state and local laws, including but not limited to the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance, the LA County Fair Chance Ordinance, and the California Fair Chance Act."

With a legacy spanning more than 100 years, Forvis Mazars is committed to providing a different perspective and an unmatched client experience that feels right, personal and natural. We respect and reflect the range of perspectives, knowledge and local understanding of our people and clients. We take the time to listen to deliver consistent audit and assurance, tax, advisory and consulting services worldwide.

We nurture a deep understanding of our clients’ industries, delivering greater insight, deeper specialization and tailored solutions through people who listen to understand, are responsive and consult with purpose to deliver value.

About Forvis Mazars, LLP

Forvis Mazars, LLP is an independent member of Forvis Mazars Global, a leading global professional services network. Ranked among the largest public accounting firms in the United States, the firm’s 7,000 dedicated team members provide an Unmatched Client Experience through the delivery of assurance, tax, and consulting services for clients in all 50 states and internationally through the global network. Visit forvismazars.us to learn more.

Forvis Mazars, LLP is an equal opportunity/affirmative action employer. Employment selection and related decisions are made without regard to age, race, color, sex, sexual orientation, national origin, religion, genetic information, disability, protected veteran status, gender identity, or other protected classifications.
It is Forvis Mazars, LLP standard policy not to accept unsolicited referrals or resumes from any source other than directly from candidates.

Forvis Mazars, LLP expressly reserves the right not to consider unsolicited referrals and/or resumes from vendors including and without limitation, search firms, staffing agencies, fee-based referral services, and recruiting agencies.
Forvis Mazars, LLP further reserves the right not to pay a fee to a recruiter or agency unless such recruiter or agency has a signed vendor agreement with Forvis Mazars, LLP.Any resume or CV submitted to any employee of Forvis Mazars, LLP without having a Forvis Mazars, LLP vendor agreement in place will be considered the property of Forvis Mazars, LLP.

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