Current jobs related to Profit Formula Senior Registered Client Associate - Walnut Creek - WELLS FARGO BANK
-
Senior Client Service Associate
1 week ago
Walnut Creek, California, United States Wealth Enhancement Group Full timeAbout Wealth Enhancement GroupWealth Enhancement Group is a leading independent wealth management firm dedicated to delivering exceptional client experiences. Our team of experts is passionate about helping high-net-worth individuals achieve their financial goals through personalized financial planning and investment management services.Job SummaryWe are...
-
Senior Client Service Associate
7 days ago
Walnut Creek, California, United States Wealth Enhancement Group Full timeAbout Wealth Enhancement GroupWealth Enhancement Group is a leading independent wealth management firm dedicated to delivering exceptional client experiences. Our team of experts is passionate about helping high-net-worth individuals achieve their financial goals through personalized financial planning and investment management services.Job SummaryWe are...
-
Senior Client Service Associate
1 day ago
Walnut Creek, California, United States Wealth Enhancement Group Full timeAbout Wealth Enhancement GroupWealth Enhancement Group is a leading independent wealth management firm dedicated to delivering exceptional client experiences. Our team of experts is passionate about helping clients achieve their financial goals through personalized financial planning and investment management services.Job SummaryWe are seeking a highly...
-
Senior Client Service Associate
2 weeks ago
Walnut Creek, California, United States Wealth Enhancement Group Full timeAbout Wealth Enhancement GroupWealth Enhancement Group is a leading independent wealth management firm dedicated to delivering exceptional financial services to our clients. With a strong passion for enriching the lives of our clients, we strive to perfect our craft of personalized financial planning through our team-based approach. Our unique financial...
-
Senior Client Relations Manager
3 weeks ago
Walnut Creek, California, United States GGB - Global Full timeIntroductionEmbrace your enthusiasm for resolving challenges and take on the excitement of managing risk at GGB - Global's esteemed brokerage team. Become part of a diverse group of professionals, driven by a shared commitment to excellence. In this role, you will be the cornerstone of protection, ensuring businesses are safeguarded while empowering their...
-
Registered Wealth Management Client Associate
3 weeks ago
Walnut Creek, United States Bank of America Full timeRegistered Wealth Management Client Associate Location: Walnut Creek Time Type: Full time Posted On: Posted 6 Days Ago Job Requisition ID: 24021929 Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver...
-
Tax Senior Manager
2 weeks ago
Walnut Creek, California, United States Moss Adams LLP Full timeJob SummaryMoss Adams LLP is seeking a highly skilled Tax Senior Manager to join our Private Client Services team. As a key member of our team, you will be responsible for delivering quality tax solutions to public and privately owned middle-market companies, not-for-profit organizations, and high net worth individuals.Key ResponsibilitiesServe as the...
-
Caregiver for Elderly Female Client
2 weeks ago
Walnut Creek, California, United States Amada Senior Care Full timeJob Title: Caregiver for Elderly Female ClientWe are seeking a compassionate and reliable caregiver to provide daily care for our elderly female client living at home with her husband.Key Responsibilities:Assist with daily living activities, including personal care and meal preparationProvide companionship and engage in activities to promote mental and...
-
Client Associate
2 weeks ago
Walnut Creek, California, United States Rockefeller Financial Full time{"title": "Client Associate", "description": "About Rockefeller FinancialRockefeller Financial is a leading independent financial advisory services firm. With a rich history dating back to 1882, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from offices in 30 markets...
-
Client Associate
2 weeks ago
Walnut Creek, California, United States Rockefeller Financial Full time{"title": "Client Associate", "subtitle": "Join Our Team", "content": "About Rockefeller Capital Management:We are a leading independent financial advisory services firm, established in 1882 as the family office of John D. Rockefeller. Our firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and...
-
Senior Associate Attorney
2 weeks ago
Walnut Creek, California, United States Gpac Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Associate Attorney to join our team at GPAC. As a key member of our litigation team, you will be responsible for handling complex civil matters and working closely with senior attorneys and clients to deliver exceptional results.Key ResponsibilitiesCase Management: Independently manage a...
-
Client Associate
2 months ago
Walnut Creek, United States Rockefeller Financial Full timeAbout Rockefeller Capital Management Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations...
-
Client Associate
3 months ago
Walnut Creek, United States Rockefeller Financial Full timeAbout Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations...
-
Senior Client Relationship Manager
2 days ago
Walnut Creek, California, United States Mutual of America Full timeJob Title: Senior Client Relationship ManagerMutual of America is seeking a highly skilled Senior Client Relationship Manager to join our team. As a key member of our sales team, you will be responsible for building and maintaining long-term relationships with clients and key personnel.Responsibilities:Manage the day-to-day operations and servicing of group...
-
Senior Client Relationship Manager
5 days ago
Walnut Creek, California, United States Mutual of America Full timeJob Title: Senior Client Relationship ManagerMutual of America is seeking a highly skilled Senior Client Relationship Manager to join our team. As a key member of our sales team, you will be responsible for building and maintaining long-term relationships with our clients and key personnel.Responsibilities:Manage the day-to-day operations and servicing of...
-
Client Service Associate
2 weeks ago
Walnut Creek, California, United States Raymond James Financial Incorporated Full timeJob SummaryRaymond James Financial Incorporated is seeking a highly motivated and detail-oriented Client Service Associate to join our team. As a Client Service Associate, you will play a critical role in providing high-quality administrative support to our Financial Advisors and their clients.Key ResponsibilitiesProvide exceptional customer service to...
-
Senior Structural Design Engineer
5 days ago
Walnut Creek, California, United States Blackstone Global Full timeJob Title: Senior Structural Design EngineerBlackstone Global is seeking a highly skilled Senior Structural Design Engineer to join our team. As a key member of our engineering team, you will be responsible for leading the design and development of structural engineering projects.Key Responsibilities:Lead the design and development of structural engineering...
-
Audit Senior Associate
3 weeks ago
Walnut Creek, California, United States Gpac Full timeExciting Opportunity for a REMOTE Audit Senior Associate:Lead and complete audits with a Top 50 CPA firmDevelop and maintain strong client relationshipsSupervise and train staff to achieve exceptional resultsRequirements for Audit Senior Associate:Accounting degree or equivalent from a reputable institutionMinimum 2+ years of experience in public...
-
Senior Accounting Associate
4 weeks ago
Walnut Creek, California, United States MDD Forensic Accountants Full timePosition: Forensic Accounting SpecialistCompany: MDD Forensic AccountantsStatus: Full Time, SalaryAbout MDD Forensic AccountantsMDD Forensic Accountants, established in 1933, is recognized as a leading firm in forensic accounting, focusing on the quantification of economic damages. With a presence in over 40 offices across 5 continents, MDD provides...
-
Senior Client Relationship Manager
6 days ago
Walnut Creek, California, United States Mutual of America Full timeJob Title: Senior Client Relationship ManagerMutual of America is seeking a highly skilled Senior Client Relationship Manager to join our team. As a key member of our sales team, you will be responsible for building and maintaining long-term relationships with our clients and key personnel.Responsibilities:Build and maintain strong relationships with clients...
Profit Formula Senior Registered Client Associate
4 months ago
Wells Fargo is seeking a Profit Formula Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at wellsfargojobs.com .
In this role you will:
- Assist Profit Formula (PF) Financial Advisor(s) with sales, service, and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
- Facilitate Profit Formula Financial Advisor and client requests for account related information and/or quotes, schedule and prepare for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account inquiries and/or issues
- Execute various administrative functions for the Profit Formula Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, coordinating, and executing marketing campaigns, establishing, and maintaining files to meet the firm's regulatory requirements, and establishing and maintaining filing and record keeping necessary to support efforts to service and grow client relationships
- Act as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable
- Utilize prior experience in the Registered Client Associate role to anticipate and proactively seek resolutions to client and business-related issues
- Demonstrate seasoned judgment by handling complex clients with a high degree of professionalism
- Viewed by peers as a subject matter expert and sought by others for advice or guidance
- Provide knowledge and systems support to branch personnel and training for entry-level Client Associates
- 4+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
- Brokerage client support experience
- Administrative support experience in financial services
- Experience interacting directly with customers
- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
- Client service focus with the ability to listen to customer needs and recommend solutions
- Ability to prioritize work, meet deadlines, achieve goals, and work in a dynamic and complex environment
- US only: Obtaining and/or maintaining appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA licensing review process at the time of offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required
This position is not eligible for Visa sponsorship.
Posting location:
- 2033 N Main St Ste 800 & 1075 Walnut Creek, California 94596
$27.74 - $49.38
Benefits
Wells Fargo provides all eligible full- and part-time employees with a comprehensive set of benefits designed to protect their physical and financial health and to help them make the most of their financial future. Visit Benefits - Wells Fargo Careers for an overview of the following benefit plans and programs offered to employees.
- 401(k) Plan
- Paid Time Off
- Parental Leave
- Critical Caregiving Leave
- Discounts and Savings
- Health Benefits
- Commuter Benefits
- Tuition Reimbursement
- Scholarships for dependent children
- Adoption Reimbursement
12 Jun 2024
* Job posting may come down early due to volume of applicants.
We Value Diversity
At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.
Applicants with Disabilities
To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
Drug and Alcohol Policy
Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.