Regulatory Compliance Specialist

Job Title:Regulatory Compliance SpecialistAbout the Role:We are seeking an experienced Regulatory Compliance Specialist to join our team at the City of New York. As a key member of our Regulatory Compliance Unit, you will play a critical role in ensuring that our facilities comply with statutory, regulatory, and contractual obligations.The ideal candidate...

Job TitleRegulatory Compliance Specialist - Sanctions ProgramJob SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our sanctions program team. As a key member of our compliance department, you will play a critical role in supporting sanctions programs, conducting reviews, and ensuring regulatory excellence.Key Responsibilities...

Job Description:Citigroup, Inc. is seeking a highly skilled Regulatory Compliance Specialist to join our team in New York. As a key member of the ICRM department, you will be responsible for overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance...

Job OverviewIn a dynamic environment, we are seeking an experienced Regulatory Compliance Specialist to join our team. The successful candidate will manage regulatory examinations across wholesale businesses, including operations, finance, reporting, and sales and trading.This role involves preparing personnel for regulator meetings and deep-dive reviews, as...

OKX is a leading crypto exchange and developer of the OKX Wallet, providing millions with access to crypto trading and decentralized applications.About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team. As a key member of our Compliance department, you will be responsible for coordinating effective training efforts and...

Job Overview: LaSante Health Center in Brooklyn is seeking a Regulatory Compliance Specialist to join our team. In this role, you will be responsible for ensuring that our documentation meets all relevant regulatory requirements. Your strong analytical and problem-solving skills will enable you to identify areas for improvement and implement changes to...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team in New York. This is an exciting opportunity to work with a mid-sized organization that specializes in property management services and real estate development.

We are seeking a seasoned Regulatory Compliance Specialist to join our Financial Services practice. As part of our team, you will support clients in navigating complex regulatory landscapes and developing effective remediation strategies.About Sia PartnersSia Partners is a cutting-edge management consulting firm that combines AI and design capabilities to...

Job Title: Regulatory Compliance SpecialistAbout Us: Wedbush Securities is a leading investment bank offering innovative financial solutions. We are currently seeking an experienced professional to oversee controls and protect confidential information.Responsibilities:- Analyze data and identify risk indicators using business intelligence tools- Implement...

Unlock Your Career Potential at QuantexaWe are seeking an exceptional Regulatory Compliance Specialist to join our team. This is a unique opportunity to work with a leading data analytics company, driving growth and innovation while ensuring regulatory compliance.About the Role:Align Quantexa's practices with global regulatory standards, including NIST, CMMC...

About the RoleHold Brothers Capital, LLC is a leading self-clearing broker-dealer seeking a highly skilled and experienced public equities trading compliance officer to join its team.The Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules...

We are looking for a highly skilled Compliance Manager to join our team at Brex. In this role, you will be responsible for ensuring compliance with regulatory requirements and internal policies. With 5+ years of experience in compliance management, preferably in financial services, you will develop and enhance the organization's compliance program to align...

Job SummaryWe are seeking a highly skilled Regulatory Exam Compliance Specialist to join our team. This role will be responsible for managing regulatory examinations, preparing business personnel for regulator meetings, and supporting TD's ongoing supervision program.About the RoleThe ideal candidate will have 5-7 years of related experience, with a strong...

Job Overview:S&P Global, Inc. is seeking a highly skilled Senior Regulatory and Compliance Solutions Specialist to join our team. This role will play a crucial part in developing and enhancing our suite of regulatory compliance solutions. As a Senior Regulatory and Compliance Solutions Specialist, you will work closely with cross-functional teams, including...

Job Overview:We are seeking a Regulatory Compliance Specialist to join our team in New York. The successful candidate will be responsible for ensuring compliance with FRB regulatory reporting requirements and will have a strong understanding of corporate banking/treasury banking business knowledge.The ideal candidate will have the following skills and...

Citigroup, Inc. is seeking a highly skilled Regulatory Compliance Oversight Specialist to join its team in New York.The successful candidate will have extensive experience in risk management and control, with a strong background in leading large-scale recovery and resolution planning projects and regulatory remediation.This role requires a deep understanding...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at BlackRock, Inc. This is an exciting opportunity to work in a fast-paced environment where you will have the chance to make a significant impact on our business.Job Summary: The successful candidate will be responsible for providing legal coverage of...

Company OverviewSia Partners is a cutting-edge management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to our clients.We have a global footprint with over 3,000 consultants across 19 countries, generating USD 420 million in turnover for the current fiscal year. Our expertise spans more than 30 sectors and...

About the TeamOur Liquidity Regulatory Reporting team at Mizuho Bank Ltd is responsible for daily and monthly reporting and submission of FR2052A reports for multiple entities. The team also produces and monitors daily LCR reporting derived from FR2052a data.In this role, you will support the Liquidity Regulatory Reporting Change initiatives, partner with...

Regulatory Compliance Officer Job SummaryWe are seeking a highly skilled Equities Regulatory Compliance Officer to join our team in New York. As a key member of our Americas Compliance team, you will be responsible for providing regulatory/compliance advice and support to our equity and equity derivatives trading and operational functions.This role is ideal...