Compliance Specialist

Job Title: Tax Compliance SpecialistNeptune Retail Solutions is seeking a Tax Compliance Specialist to join our team. As a Tax Compliance Specialist, you will be responsible for preparing state and local income tax returns for a partnership and a C-Corp, as well as assisting in preparing federal income tax returns.Key Responsibilities:Prepare state and local...

Job SummaryMMS Group is seeking an experienced Compliance Specialist to join our team. As a Compliance Specialist, you will be responsible for performing all management duties associated with certifications for programs such as Section 8 Housing Choice Vouchers, Family Self Sufficiency, Moderate Rehabilitation, HOME, Rural Development, Low Income Housing Tax...

Job Opportunity: We are seeking a highly motivated and detail-oriented Warehouse Compliance Specialist to join our team at Capstone Logistics. About the Role: As a Warehouse Compliance Specialist, you will be responsible for auditing inbound and outbound pallets of freight, performing pre-shift checks of equipment, and verifying product and quantity. Key...

Job Summary:As a Logistics Compliance Specialist at Capstone Logistics, you will be responsible for ensuring the accuracy and integrity of our freight management operations. This includes conducting audits of inbound and outbound pallets, performing pre-shift checks of equipment, and verifying product and quantity. If you have a strong work ethic and prior...

Job Summary:Interstate Waste Services is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will be responsible for ensuring that our operations, safety, IT, risk, and data teams maintain cross-functional compliance with all NYC Local Laws, Rules, Regulations, and Contract Requirements established for the NYC...

Job SummaryWe are seeking an Environmental Compliance Specialist to join our team at Actalent. This role will involve developing and implementing environmental and regulatory compliance strategies for hydropower projects.Key ResponsibilitiesConduct environmental impact assessments and ensure compliance with federal, state, and local regulations.Collaborate...

Job DescriptionJefferies is seeking a highly skilled Regulatory Compliance Specialist to join its Regulatory Group. The successful candidate will be responsible for assisting in the administration of the Firm's branch inspection program, including conducting inspections, preparing reports, and participating in industry regulatory initiatives.Key...

Job SummaryCitigroup is seeking a highly skilled Compliance Risk Management Specialist to join our team. As a key member of our Independent Compliance Risk Management (ICRM) team, you will be responsible for assessing significant compliance risks and controls implemented by the first and second line of defense. Your expertise will be essential in developing,...

Job SummaryWe are seeking a highly skilled Compliance and Product Services Specialist to join our team at Verisk Analytics. As a key member of our team, you will play a critical role in the development of new and revised insurance programs, ensuring compliance with regulatory requirements and industry standards.Key Responsibilities* Develop policy language...

Job DescriptionLenmar Consulting seeks a seasoned Compliance Testing Specialist to join our team. The ideal candidate will possess a strong background in regulatory requirements, processes, and controls, with a focus on U.S. securities, commodities, and banking regulations.Key Responsibilities:Apply knowledge of rules and regulations to various trading and...

Job SummaryThis is a Hybrid role that requires a strong understanding of financial services regulations and compliance. The successful candidate will be a member of the Firm's Regulatory Group, focusing on branch inspections, regulatory exams, and ad-hoc tasks.Key ResponsibilitiesConduct branch and non-branch location inspections, both in-person and...

Regulatory Reporting ManagerMadison-Davis, LLC is seeking a highly experienced Regulatory Reporting Manager to oversee daily and monthly regulatory filings, ensuring compliance with all swap dealer financial regulatory requirements. The ideal candidate will have 8+ years of experience with CFTC Swap Dealer Regulatory Reporting and a deep understanding of...

Job SummaryWe are seeking a highly skilled Compliance Independent Assessment Officer to join our team at Citigroup Inc. This role is responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Key ResponsibilitiesDevelop, implement, and execute compliance testing and reporting programs in accordance...

Serves as a key member of the Independent Compliance Risk Management (ICRM) team responsible for assessing significant compliance risks and controls implemented by the first and second line of defense.Responsible for performing independent testing activities to assess the design and effectiveness of key controls designed to address compliance risks;...

Job SummarySMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial...

Job SummaryThe Compl AML Core Sr Analyst is a seasoned professional role that requires a deep understanding of Anti-Money Laundering (AML) regulations and compliance practices. The ideal candidate will have a strong analytical background and excellent communication skills to effectively collaborate with cross-functional teams.Key Responsibilities Enhance and...

Job DescriptionThe Compl AML Core Sr Analyst is a seasoned professional role.Key Responsibilities:Enhance and implement best-in-class AML Compliance policies and practices.Provide expert advice on AML Compliance policies to the AML/Financial Crime Support teams and the business.Perform AML Compliance quality and testing, evaluate process deficiencies,...

About Futu US Inc.Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management...

About the RoleWe are seeking an experienced Sales Executive to join our team at FIS Global. As a Sales Executive, you will be responsible for uncovering new business sales opportunities and scheduling meetings for our suite of risk, order management, market access, and data analytics solutions in North America.You will be part of a team of self-motivated,...

Job SummaryThis role is responsible for the management, oversight, and continued maturation of Chubb's Global Technology SOX Compliance program for Infrastructure. The successful candidate will ensure adherence to all applicable controls and provide leadership in the continued refinement of controls related to infrastructure, including cloud.Key...