Compliance Director
3 weeks ago
Ameritas is seeking a highly skilled Compliance Director to join our team. As a key member of our organization, you will be responsible for ensuring compliance with state and federal laws, rules, and regulations.
Key Responsibilities- Lead a team of retirement administration professionals in providing excellent customer service.
- Manage productivity and required deadlines of non-discrimination testing and IRS Form 5500's.
- Coach and mentor staff, providing oversight of their work.
- Develop and implement process improvements, focusing on efficiency and effectiveness.
- Research and respond to escalated plan items.
- Consult with clients on various issues.
- Monitor the external markets to ensure competitiveness.
- Develop and implement compliance strategies to mitigate risk.
- Oversee the Ameritas' privacy programs, including annual privacy training.
- Secure approvals of policies and products, following up with regulators and business associates.
- Build and cultivate internal and external relationships to promote and grow the business.
- Direct and influence associate and business resources to achieve business results.
- Oversight and accountability of business plans, focusing on results and measurements.
- Bachelor's Degree or equivalent experience required.
- 7-10 years of related experience in the retirement plan industry required.
- Industry credentials strongly preferred (QKA, APR, APA, ERPA).
- Solid knowledge of ERISA, IRS & DOL regulations.
- Knowledge of FTWilliams compliance software preferred.
Ameritas is a mutual-based organization committed to professional development, opportunity, inclusion, and diversity. We prioritize team building and collaboration, offering a total rewards package with comprehensive health and welfare benefits, competitive pay, and incentives.
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