Fintech Regulatory Specialist
2 weeks ago
We are seeking a dynamic individual to join our growing financial services practice, representing pioneering companies in the industry.
About the RoleThis role demands intellectual curiosity, regulatory rigor, and knowledge of cutting-edge technologies in the financial services sector. The successful candidate will provide strategic securities law counseling for launching new investment products and platforms, as well as discrete counseling on laws and regulations applicable to issuers and intermediaries in securities transactions.
Key Responsibilities- Provide strategic securities law counseling for launching new investment products and platforms.
- Discrete counseling on laws and regulations applicable to issuers and intermediaries in securities transactions.
- 1-3 years of experience related to investment products and securities intermediaries.
- Knowledge of investment adviser, broker-dealer, and/or other securities and commodities regulations, particularly with a focus on fintech companies.
- Strong oral and written communication skills.
$60,000 - $80,000 per year.
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