Securities Regulatory Advisor
5 days ago
**Financial Services Opportunity**
KHAWAJA PARTNERS is a leading financial services practice that represents pioneering companies in the industry. We are seeking a talented individual to join our team as a Fintech Financial Services Specialist.
In this role, you will provide strategic securities law counseling for launching new investment products and platforms, as well as discrete counseling on laws and regulations applicable to issuers and intermediaries in securities transactions.
The successful candidate will have 1-3 years of experience related to investment products and securities intermediaries, with a strong understanding of regulatory requirements and the ability to navigate complex securities transactions.
We estimate the salary for this position to be around $90,000 - $140,000 per year, depending on experience. If you are passionate about the financial services sector and have a talent for regulatory compliance, we encourage you to apply.
**Required Skills and Qualifications:**
- Knowledge of investment adviser, broker-dealer, and/or other securities and commodities regulations, particularly with a focus on fintech companies.
- Strong oral and written communication skills.
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