Market Compliance Expert

TP ICAP, a leading provider of market infrastructure, seeks a Compliance Expert to support its fixed income trading and operational functions in the Americas region.About the RoleThis role is responsible for providing regulatory and compliance advice to ensure that the firm operates in accordance with applicable laws and regulations. The Compliance Expert...

About Wedbush SecuritiesWedbush Securities is a leading securities firm and investment bank in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Our commitment to providing relentless, customized service is the foundation of our consistent growth.Job...

Global Markets Division Compliance RoleWe are seeking a skilled professional to assist our firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within the Global Markets Division.The ideal candidate will have a strong understanding of trading rules and regulations, as well as excellent communication skills and the...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

Job SummaryAs a Vice President of Investment Banking Compliance, you will provide expert advisory on complex Investment Banking matters with senior business stakeholders on a consistent basis. You will guide the Equity Capital Markets team in providing guidance on business trading inquiries, identifying and assessing regulatory, market conduct, and...

Company Overview: PIMCO is a leading global investment management firm with expertise in active fixed income. Our team of experts navigates complex debt markets to deliver strong risk-adjusted returns for clients.PIMCO seeks a Senior Compliance Officer to join its global compliance team, focusing on the US Registered Funds 38a-1 compliance program. This...

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

As a Compliance Expert at Ankura Consulting Group, LLC, you will have the opportunity to lead Client engagements and serve as a Subject Matter Expert in AML / BSA / OFAC, and Consumer protection. This role requires at least 10 years of related experience in regulatory environments, with a focus on Governance, Risk and Compliance.The ideal candidate will have...

About Argo GroupArgo Group is a leading provider of specialty insurance products in the property and casualty (P&C) market. We work closely with independent agents, wholesale brokers, and retail brokerage partners to deliver collaborative solutions for niche markets.Job SummaryWe are seeking an experienced Senior Compliance Data Analyst to join our team. As...

Role OverviewThe TP ICAP Group is a leading provider of market infrastructure, with a global presence and a team of 5,300 people.We operate from over 60 offices in 27 countries and are the largest interdealer broker in the world by revenue. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery,...

Job DescriptionThe Staff Accountant position at DBI requires a detail-oriented individual to manage financial operations and ensure compliance. Key responsibilities include preparing company reports and statements, planning and organizing internal control procedures, and maintaining financial integrity.Salary RangeThe estimated annual salary for this...

Energy Markets ExpertWe are a leading proprietary trading firm, and we're seeking an experienced Power Trader to join our team. As an Energy Markets Expert, you will be responsible for owning P&L in one or multiple areas of the power business, building and maintaining fundamental and quantitative trading models, and working closely with risk management teams...

NYC Health Hospitals is seeking an experienced Medicare Operations and Compliance Expert to join our team. In this role, you will support the Senior Manager of Medicare Operations in providing oversight of integrated plans and vendor operations. This includes ensuring compliance with regulatory requirements and strategic goals, as well as analyzing data to...

About MacquarieMacquarie is a global financial services group operating in 34 markets with 55 years of unbroken profitability. We are committed to providing a working environment that embraces diversity, equity, and inclusion.Role OverviewThis role offers an opportunity to join our Risk Management Group as a Derivatives Regulatory Expert. You will be part of...

**Job Description**We are seeking a highly skilled IT Compliance Expert to join our team at Goldman Sachs in New York. The successful candidate will have a strong background in computer science or a related field and at least one year of experience in a related role, or a Bachelor's degree with three years of experience.**Key Responsibilities**Evaluate the...

IEX Group is looking for a skilled Senior Compliance Officer to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.The ideal candidate will have 5+ years of experience in a compliance-related role, with a strong understanding of...

Job Title: Insurance Compliance Expert for Regulatory ExcellenceLocation: NYC – Hybrid MustDuration: 6+ monthsEstimated Salary: $120-$160 per hour based on market rates and experience in insurance compliance.Job OverviewWe are seeking an experienced Insurance Compliance Expert to ensure our company remains compliant with evolving insurance regulations and...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

Role OverviewWe are seeking a highly skilled Market Sustainability Expert to join our team in New York. As a key member of our North American office, you will play a pivotal role in driving growth and establishing a strong presence in the environmental markets.About OTC FlowOTC Flow is a global leader in environmental commodity markets, providing innovative...

Market Microstructure Expert\">We are seeking a skilled Market Microstructure Expert to join our team at Point72. As a Market Microstructure Expert, you will be responsible for staying current and reporting on changes in market microstructure.\">Analyze market data to identify trends and patterns.Collaborate with cross-functional teams to design and...