Investment Advisory Program Associate

2 weeks ago


New York, New York, United States Oppenheimer & Co. Full time

About Oppenheimer & Co. Inc.:

Oppenheimer & Co. Inc. stands as a distinguished mid-market investment banking and full-service brokerage firm, with a legacy that extends back to 1881. The organization operates within diverse sectors of the financial services landscape, providing a range of offerings including retail securities brokerage, institutional sales and trading, investment banking, equity and fixed income research, as well as asset management services.

Position Overview:

The Program Advisory team at Oppenheimer Asset Management is seeking a Wealth and Advisory Program Associate.

Key Responsibilities:

  • Assist in the formulation and enhancement of advisory programs
  • Conduct continuous assessments of investment advisory platforms
  • Collaborate with Financial Advisors regarding program resources
  • Support technology initiatives such as proposal creation and performance evaluation
  • Facilitate communication with Financial Advisors and clients
  • Provide program management assistance and training
  • Coordinate interactions with third-party service providers and investment managers
  • Oversee onboarding processes for investment vehicles
  • Revise and update Standard Operating Procedures
  • Work alongside Compliance and Legal teams on regulatory compliance matters

Qualifications:

  • Bachelor's degree in finance, economics, or business management is required
  • 2-5 years of experience in wealth management or advisory services is essential
  • Exceptional attention to detail and strong organizational capabilities
  • Proficiency in Microsoft Word, Excel, and Access is necessary
  • Experience with tools such as Morningstar is preferred
  • Possession of Series 7, 6, or 66 licenses is advantageous

Compensation Details:

The anticipated base salary range for this position is between $85,000 and $100,000. Additionally, certain roles may include discretionary bonuses.



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