Chief Legal Compliance Officer, Securities and Capital Markets

1 week ago

Atlanta, Georgia, United States Coca Cola Full time

Description

The Chief Legal Compliance Officer, Securities and Capital Markets will oversee various legal and securities matters as part of the Office of the Secretary. The ideal candidate will have approximately 5-10 years of corporate securities experience in private practice or at a publicly-traded company and a strong financial background. All candidates must possess strong expertise on the '33 and '34 Act and New York Stock Exchange regulations. The candidate must be detail-oriented and have the ability to exercise judgment. The ideal candidate must have the ability to effectively communicate and interact with clients at all levels of the organization, as well as with external stakeholders, and be able to work independently in a fast-paced environment.

Key Responsibilities:

  • Advise on compliance matters under SEC rules and regulations, NYSE listing standards, Sarbanes-Oxley requirements, and other corporate governance rules and regulations.
  • Review and/or prepare all SEC and foreign securities filings, including proxy statements, Form 10-K, Form 10-Q, Form 8-K, Section 16, and Form 11-K filings.
  • Advise on disclosure matters, including press releases, earnings materials, investor presentations, and other external communications.
  • Assist with corporate secretarial functions, including preparation and review of Board and Committee materials.
  • Prepare and periodically update corporate governance and related policies.
  • Support on review and counsel of ESG matters.
  • Assist the Director of Corporate Governance with investor outreach.
  • Advise and assist with the Company's Annual Meeting of Shareowners.
  • Monitor insider trading policy compliance.
  • Advise management on executive compensation issues and matters related to the Company's equity compensation plans.
  • Assist in the maintenance of corporate books and records, including subsidiary management.
  • Keep current on SEC and NYSE rules and regulations.
  • Support Public Affairs, Human Resources, Investor Relations, and Treasury Functions on compliance-related matters.
  • Collaborate effectively with other specialists, internal lawyers, and other functions on corporate governance and compliance matters.

Requirements:

  • At least 5 years of relevant work experience at a major law firm or in-house legal department for a publicly-traded company.
  • Corporate securities experience in private practice or at a publicly-traded company.
  • Strong financial background.
  • Must possess strong expertise on the '33 and '34 Act and New York Stock Exchange regulations.

Skills:

  • Securities Governance and Compliance: Prepare filings to comply with US securities laws and exchange regulations and related documents; provide advice and support to the business to ensure compliance with US securities laws; interpret and monitor existing and proposed US securities legislation, regulations, case law, and guidance; participate in strategic decisions regarding US securities law compliance, including the drafting of internal policies and guidelines and preparation of filings and disclosures.
  • Proxy Statement: Ensure compliance around all corporate and director matters, including writing and producing the annual proxy statement; track SEC developments on proxy reporting.
  • Governance and Compliance: Drive and promote an ethical culture and ensure compliance and governance standards are followed; administer compliance with regulatory and policy requirements.
  • Participate in preparing RFAs: Participate in preparing internal Requests for Approvals as required by relevant corporate governance documents.

What We Offer:

  • Iconic & Innovative Brands: Our portfolio represents over 200 products with some of the most popular brands in the world, including Coca-Cola, Costa Coffee, Innocent, Fairlife, and Topo Chico.
  • Commitment to Diversity: We are paving the way to create change in the industry and our leadership is committed to diversity, inclusion, and belonging.
  • Agile Work Environment: We embrace agile, with leadership that believes in removing barriers, so you are empowered to innovate and discover new solutions to complex problems.

Skills:Corporate Governance, Legal Practices, Policy Compliance, Proxy Statements, SEC Audits, Securities Finance, Securities Laws, U.S. SEC Filings

Pay Range: $194,300 - $236,000

  • Capital Markets and Securities Associate

    4 weeks ago

    Atlanta, Georgia, United States Direct Counsel, LLC Full time

    Direct Counsel, LLC is seeking a seasoned mid-level associate to join its Business Group. The ideal candidate will have 4-7 years of experience in capital markets and securities law.The selected individual will work closely with regional and national clients as a member of the Capital Markets & Securities and Corporate Governance practice team.Key...

  • Senior Capital Market Risk Officer

    3 weeks ago

    Atlanta, Georgia, United States Truist Inc Full time

    Job DescriptionJob Title: Senior Capital Market Risk OfficerJob Summary: We are seeking a highly skilled Senior Capital Market Risk Officer to join our team at Truist Inc. The successful candidate will be responsible for providing independent quantitative and qualitative assessments of risk management practices and risk levels.Key Responsibilities:Provide...

  • Chief Compliance Officer

    4 weeks ago

    Atlanta, Georgia, United States Emory Healthcare Full time

    Unlock Your Potential at Emory HealthcareAt Emory Healthcare, we're committed to fostering a culture of excellence and innovation. As a key member of our team, you'll have the opportunity to make a meaningful impact in the lives of our patients and communities.As a Chief Compliance Officer, you'll play a critical role in ensuring that our organization...

  • Corporate Securities Specialist

    4 weeks ago

    Atlanta, Georgia, United States 5 Legal Full time

    Job Overview5 Legal seeks a skilled Securities Associate to join its Capital Markets group in a dynamic and challenging role.Key responsibilities include working on securities matters, including securities offerings and periodic reporting for public companies.Experience with SPAC Transactions is highly valued, but not required.Requirements:2-5 years of...

  • Capital Markets Risk Officer

    3 weeks ago

    Atlanta, Georgia, United States Truist Inc Full time

    Job DescriptionWe are seeking a highly skilled Capital Markets Risk Officer to join our team at Truist Inc.The successful candidate will be responsible for providing senior managers with independent quantitative and qualitative assessments of risk management practices and risk levels.Key Responsibilities:Support the company's strategic direction for Trading...

  • Chief Financial Officer

    4 weeks ago

    Atlanta, Georgia, United States Southface Full time

    Job Title: Chief Financial OfficerSouthface Institute is seeking a highly skilled and experienced Chief Financial Officer to join their team. The ideal candidate will have a strong background in financial leadership, with a minimum of seven years of progressive experience in nonprofit financial management.The Chief Financial Officer will be responsible for...

  • Head of Legal

    3 weeks ago

    Atlanta, Georgia, United States BitPay Full time

    Job Title: Head of LegalBitPay is seeking a highly experienced and strategic Head of Legal to join our team. As a key member of the Risk Management team, you will lead the Legal Department and provide counsel to the President and Chief Operating Officer.The ideal candidate will have a strong background in corporate law, preferably in a fast-growing...

  • Personal Injury Legal Intake Coordinator

    4 weeks ago

    Atlanta, Georgia, United States CEO Capital Financing Full time

    Job Title: Personal Injury Legal Intake SpecialistWe are seeking a highly skilled and detail-oriented Personal Injury Legal Intake Specialist to join our team at Capital Financing. As a key member of our team, you will be responsible for managing attorney schedules, coordinating awareness initiatives, and providing exceptional customer service to our...

  • Director of Finance and Capital Markets

    3 weeks ago

    Atlanta, Georgia, United States Invest with Roots Full time

    Job Title: Director of Finance and Capital MarketsAt Invest with Roots, we're seeking a highly skilled and experienced Director of Finance and Capital Markets to join our team. As a key member of our leadership team, you will be responsible for developing and executing our financial strategy, leading capital markets activities, and driving our real estate...

  • Capital Markets Risk Management Specialist

    3 weeks ago

    Atlanta, Georgia, United States Truist Inc Full time

    Job SummaryWe are seeking a highly skilled and experienced Risk Management Specialist to join our Capital Markets team at Truist Inc. The successful candidate will be responsible for providing independent quantitative and qualitative assessments of risk management practices and risk levels to senior managers.Key ResponsibilitiesSupport the company's...

  • Software Engineer

    4 weeks ago

    Atlanta, Georgia, United States Truist Inc Full time

    Job SummaryWe are seeking a highly skilled Software Engineer to join our Capital Markets team. As a key member of our team, you will be responsible for designing, developing, and testing complex software solutions that meet the business requirements of our Capital Markets Securities business.Key Responsibilities:Design and develop software solutions that...

  • Chief Financial Officer

    1 month ago

    Atlanta, Georgia, United States NorthPoint Search Group Inc Full time

    Chief Financial Officer (CFO)We are seeking a highly motivated and experienced Chief Financial Officer (CFO) to join our team at NorthPoint Search Group Inc. The CFO will play a pivotal role in our organization's financial leadership.Responsibilities:Provide monthly financial statements, tracking, and analysis to ensure transparency and...

  • Chief Financial Officer

    3 weeks ago

    Atlanta, Georgia, United States Monge & Associates, LLC Full time

    Job Title: Chief Financial Officer (CFO)About Us: Monge & Associates, LLC is a premier law firm specializing in Personal Injury matters. With a commitment to excellence and a client-centric approach, we provide high-quality legal services to a diverse range of clients. We are seeking a dynamic and experienced Chief Financial Officer (CFO) to join our...

  • Chief Financial Officer

    4 weeks ago

    Atlanta, Georgia, United States https:www.pcrecruiter.netsitemap Full time

    Job Title: Chief Financial OfficerJob Summary:We are seeking a highly experienced and motivated Chief Financial Officer to join our team. The successful candidate will play a pivotal role in our organization's financial leadership, providing strategic guidance and oversight to ensure the organization's financial health and stability.Key...

  • Chief Financial Officer

    4 weeks ago

    Atlanta, Georgia, United States NorthPoint Search Group Inc Full time

    Job Title: Chief Financial OfficerJob Summary:We are seeking a highly motivated and experienced Chief Financial Officer to join our team. The ideal candidate will have a strong background in non-profit accounting, with experience working with municipalities and non-profits. The CFO will play a pivotal role in our organization's financial leadership,...

  • Chief Growth Officer

    3 weeks ago

    Atlanta, Georgia, United States The Knowledge House Full time

    Job OverviewThe Knowledge House is seeking a seasoned Chief Growth Officer to lead the organization's innovation and external relations teams during a critical period in its history. This senior leader will develop and execute strategies to increase the company's influence, revenue, and impact. The Chief Growth Officer will work cross-functionally with the...

  • Marketing Coordinator

    3 weeks ago

    Atlanta, Georgia, United States Capital NYC Full time

    Marketing AssistantCapital NYC is seeking a dynamic and motivated Marketing Assistant to join our team. As a Marketing Assistant, you will play a critical role in supporting our marketing department by executing various administrative and project-based tasks.Key Responsibilities: Assist in the development and implementation of marketing campaigns. Coordinate...

  • Marketing Coordinator

    4 weeks ago

    Atlanta, Georgia, United States Capital NYC Full time

    Marketing AssistantCapital NYC is seeking a dynamic and motivated Marketing Assistant to join our team. As a Marketing Assistant, you will play a critical role in supporting our marketing department by executing various administrative and project-based tasks.Responsibilities: Assist in the development and implementation of marketing campaigns. Coordinate...

  • Chief Information Technology Officer

    3 weeks ago

    Atlanta, Georgia, United States XCMG Group Full time

    Job Title: Chief Information Technology OfficerJob Summary: We are seeking a highly experienced Chief Information Technology Officer to lead our IT strategy and operations. The successful candidate will be responsible for developing and implementing our IT development strategy, managing and maintaining our SAP, CRM, and WMS systems, and collaborating closely...

  • Chief Counsel for Health Affairs

    1 month ago

    Atlanta, Georgia, United States ACC - Association of Corporate Counsel Full time

    Job Title: Chief Counsel for Health AffairsEmory University's Office of the General Counsel is seeking a highly experienced and skilled Chief Counsel for Health Affairs to oversee all legal matters for Emory Healthcare and serve as the primary legal advisor to Emory Healthcare's CEO, senior management team, Board of Directors, and more than 490 outpatient...