Risk and Compliance Specialist

2 weeks ago


Peoria, Illinois, United States Caterpillar Full time
Job Title: Risk & Compliance Professional

Career Area: Legal and Compliance

Job Description:

Your Work Shapes the World at Caterpillar Inc.

As a Risk & Compliance Professional in the Enterprise Strategy Division, you will serve as an experienced resource to lead and support projects and assignments that are complex in nature. You will be a champion for Caterpillar's Ethics and Compliance program, collaborating with team members within the division, as well as others across Caterpillar's compliance community.

The Opportunity

You will oversee key compliance programs, provide back-office support for the Enterprise Risk Management process, lead/support projects focused on ensuring risk is appropriately managed, and coordinate the timely completion of internal reporting requests.

Key Responsibilities:
  • Oversee key compliance programs, including the division's Data Privacy program
  • Provide back-office support for the Enterprise Risk Management process
  • Lead/support projects focused on ensuring risk is appropriately managed
  • Coordinate the timely completion of internal reporting requests
  • Support Interdepartmental Procedures (IDP) and division compliance dashboard reporting needs
  • Proactively conduct IT compliance assessments to ensure alignment with Information Security Directives
  • Support internal and external audits - planning and remediation
  • Enhance and maintain the compliance resource SharePoint site
  • Identify, enhance, and deploy compliance-related tools
  • Benchmark with other Risk and Compliance professionals to identify and implement compliance program enhancements
  • Serve as a resource when division personnel need compliance support
  • Lead proactive training sessions
  • Assist with newsletters and other communications where proactive compliance messages are incorporated
  • Lead Record Retention program initiatives
  • Support compliance in inherent risk areas, including Fair Competition, Anti-bribery, Export Controls, Insider Trading Policy, Data Privacy, Enterprise Risk Management, Competitive Intelligence gathering, Contracts/Agreements, Third-party risks, and Sarbanes Oxley
Requirements:
  • Bachelor's degree or equivalent experience in accounting or finance
  • Prior experience developing/leading compliance programs in some of the fore-mentioned inherent risks areas
  • Audit/assessment experience
  • Experience in leading effective risk mitigation projects
Additional Information:
  • This position will be located in Peoria
  • Domestic relocation assistance is available for those who qualify
  • May require international and/or domestic travel up to 10%
Employee Benefits:
  • Our goal at Caterpillar is for you to have a rewarding career
  • Our teams are critical to the success of our customers who build a better world
  • We offer a total rewards package that provides day one benefits, including medical, dental, vision, RX, and 401(k), along with the potential of an annual bonus
  • Additional benefits include paid vacation days and paid holidays (prorated based upon hire date)


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