Risk & Compliance Specialist

4 weeks ago


Peoria, Illinois, United States Caterpillar Full time
Job Summary

Caterpillar is seeking a highly skilled Risk & Compliance Professional to join our Enterprise Strategy Division. As a champion for our Ethics and Compliance program, you will lead and support complex projects, manage multiple initiatives, and collaborate with team members across the organization.

Key Responsibilities
  • Oversee key compliance programs, including Data Privacy and Enterprise Risk Management
  • Provide back-office support for the Enterprise Risk Management process
  • Lead/support projects focused on ensuring risk is appropriately managed
  • Coordinate the timely completion of internal reporting requests
  • Support Interdepartmental Procedures (IDP) and division compliance dashboard reporting needs
  • Proactively conduct IT compliance assessments to ensure alignment with Information Security Directives
  • Support internal and external audits - planning and remediation
  • Enhance and maintain the compliance resource SharePoint site
  • Identify, enhance, and deploy compliance-related tools
  • Benchmark with other Risk and Compliance professionals to identify and implement compliance program enhancements
  • Serve as a resource when division personnel need compliance support
  • Lead proactive training sessions
  • Assist with newsletters and other communications where proactive compliance messages are incorporated
  • Lead Record Retention program initiatives
  • Support compliance in inherent risk areas, including Fair Competition, Anti-bribery, Export Controls, Insider Trading Policy, Data Privacy, Enterprise Risk Management, Competitive Intelligence gathering, Contracts/Agreements, Third-party risks, and Sarbanes Oxley
Requirements
  • Bachelor's degree or equivalent experience in accounting or finance
  • Prior experience developing/leading compliance programs in inherent risk areas
  • Audit/assessment experience
  • Experience leading effective risk mitigation projects
What We Offer
  • A rewarding career with a global company
  • A total rewards package, including day one benefits and an annual bonus
  • Additional benefits, including paid vacation days and paid holidays


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