Risk & Compliance Specialist
4 weeks ago
Caterpillar is seeking a highly skilled Risk & Compliance Professional to join our Enterprise Strategy Division. As a champion for our Ethics and Compliance program, you will lead and support complex projects, manage multiple initiatives, and collaborate with team members across the organization.
Key Responsibilities- Oversee key compliance programs, including Data Privacy and Enterprise Risk Management
- Provide back-office support for the Enterprise Risk Management process
- Lead/support projects focused on ensuring risk is appropriately managed
- Coordinate the timely completion of internal reporting requests
- Support Interdepartmental Procedures (IDP) and division compliance dashboard reporting needs
- Proactively conduct IT compliance assessments to ensure alignment with Information Security Directives
- Support internal and external audits - planning and remediation
- Enhance and maintain the compliance resource SharePoint site
- Identify, enhance, and deploy compliance-related tools
- Benchmark with other Risk and Compliance professionals to identify and implement compliance program enhancements
- Serve as a resource when division personnel need compliance support
- Lead proactive training sessions
- Assist with newsletters and other communications where proactive compliance messages are incorporated
- Lead Record Retention program initiatives
- Support compliance in inherent risk areas, including Fair Competition, Anti-bribery, Export Controls, Insider Trading Policy, Data Privacy, Enterprise Risk Management, Competitive Intelligence gathering, Contracts/Agreements, Third-party risks, and Sarbanes Oxley
- Bachelor's degree or equivalent experience in accounting or finance
- Prior experience developing/leading compliance programs in inherent risk areas
- Audit/assessment experience
- Experience leading effective risk mitigation projects
- A rewarding career with a global company
- A total rewards package, including day one benefits and an annual bonus
- Additional benefits, including paid vacation days and paid holidays
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