Senior Operations Leader
3 weeks ago
This leadership role is responsible for overseeing the daily trading of fee-based accounts, mutual funds, and insurance/annuity products, with a focus on ensuring compliance with regulatory reporting guidelines. The successful candidate will lead a team of approximately 100 associates and be responsible for five departments, driving excellence and compliance in client trades and related activities.
Key Responsibilities- Clearing all trades, funding daily settlement, and ensuring trade confirms are correct and in compliance with regulatory reporting guidelines.
- Collaborating with counterparts across the firm to ensure processes and systems are compliant, scalable, and prepared for the firm's and Operations transformation.
- Representing the firm to external strategic partners and industry utilities, participating in forums to review the performance of these partners.
- Supporting regulatory inquiries and being appropriately licensed to execute selling agreements/insurance contracts.
- Bachelor's Degree, Master's Degree preferred.
- CPA or other industry designation(s) a plus.
- 15+ Years Operations experience.
- 10+ years' experience in a matrixed environment as a leader of leaders, teams of 50+ associates.
- FINRA certifications 7 and 24 required within 6-12 months of hire. Other certifications may be required depending on specific responsibilities.
Edward Jones is a Fortune 500 company where people come first. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns. We're committed to partnering for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society.
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