Regulatory Reporting Leader

2 days ago


Charlotte, North Carolina, United States Disability Solutions Full time
About the Role

We are seeking a highly skilled Regulatory Reporting Leader to join our team at Disability Solutions. As a key member of our Compliance Risk Management department, you will be responsible for ensuring the accuracy and completeness of regulatory reports submitted by the company.

The ideal candidate will have a strong background in audit and/or the financial services industry, with specific subject matter expertise in U.S. regulatory reporting (e.g. Y-14, Y-9C, 009, Y-15, 031) or SEC financial reporting (10K/10Q). A CPA, CIA, CISA or similar certification is also highly desirable.

In this role, you will perform ongoing risk assessments to identify key risks impacting regulatory reports and contribute to the building and maintaining the audit plan to mitigate those risks. You will also lead/executes multiple regulatory reporting audits, ensuring that audit reports address key risks, are impactful, insightful, timely, error free, and concise.

With a salary range of $115,600.00 - $157,000.00 per year, based on experience, education and skill set, this is an excellent opportunity for professionals looking to advance their careers in compliance risk management.



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