Anti-Money Laundering Compliance Specialist

1 day ago


Melville, New York, United States Capital One Full time

West Creek 3, United States of America is home to Capital One, a leading bank that seeks an experienced Anti-Money Laundering (AML) Compliance Specialist to join its team.

About the Role

This key risk management position ensures business lines deliver AML strategies compliant with applicable laws and regulations. The role collaborates with line of businesses to deliver AML requirements and monitors compliance with regulatory standards.

Responsibilities
  1. Implement and facilitate the company's compliance processes, procedures, and systems developed to support the global Anti-Money Laundering Compliance Management Program (CMP).
  2. Advise internal management and business partners on the implementation and operation of AML compliance programs, as well as the applicability of compliance requirements to products and services and internal processes, and developing AML compliance controls and monitoring.
  3. Develop and maintain documentation of AML compliance activities, conduct periodic internal reviews or audits to ensure compliance procedures are followed, and file appropriate compliance reports with regulatory agencies.
  4. Design and implement improvements in communication, monitoring, and enforcement of compliance standards.
  5. Identify compliance issues that require follow-up or investigation and discuss emerging compliance issues with stakeholders.
  6. Consult with legal counsel, accounting specialists, and government relations specialists as necessary to address technical and legal AML compliance issues.
  7. Direct the documentation, implementation, and dissemination of the company's AML compliance policies and procedures and serve as a knowledge source and liaison among stakeholders on AML analysis and compliance issues.
  8. Serve as AML subject matter expert to assist in monitoring the company's compliance systems to ensure their effectiveness.
  9. Prepare management reports regarding compliance operations and progress.
Requirements
  • Bachelor's degree or military experience.
  • At least 3 years of Anti-Money Laundering (AML) Compliance experience.
  • At least 3 years of experience in Compliance, Legal, or Audit.
Preferred Qualifications
  • 6+ years in AML Compliance experience.
  • 2+ years of Compliance Advisory Experience.
  • Certified Regulatory Compliance Manager (CRCM) Certification, Association of Certified Anti-Money Laundering Specialist (ACAMS) certification, or Certified Information Privacy Professional (CIPP) certification.
  • Experience with Canadian AML regulations.

The estimated annual salary for this role is $147,800 - $168,700 in New York City (Hybrid On-Site). Performance-based incentive compensation may also be included.

Candidates hired to work in other locations will be subject to the pay range associated with that location.

Capital One offers a comprehensive set of benefits that support your total well-being.



  • Melville, New York, United States Capital One Full time

    Capital One Career OpportunityAbout Us:Capital One is a leading financial institution dedicated to providing innovative solutions for individuals and businesses.Estimated Salary Range:$71,400 - $81,500 per annum (dependent on location)Job DescriptionJob Title: Anti-Money Laundering Investigator - Transaction Monitoring SpecialistLocation: Wilmington, DE /...


  • Melville, New York, United States KLM Careers Full time

    Job Summary: As a Tax Compliance Specialist, you will play a crucial role in ensuring the company's compliance with sales tax regulations. This is an exciting opportunity to work with a respected leader in the Imaging and Office Equipment industry.About the Role: We are seeking a highly skilled professional with experience in multi-state sales tax accounting...


  • Melville, New York, United States Nesco Resource Full time

    Job SummaryWe are seeking a seasoned Tax Compliance Specialist to join our team in New York City. As a key member of our tax compliance team, you will be responsible for ensuring timely and accurate preparation and filing of multi-state sales and use tax returns.About the RoleThis role involves working collaboratively with cross-functional teams to identify,...


  • Melville, New York, United States KLM Careers Full time

    About the JobThe Sales Tax Accountant position at KLM Careers offers an exciting opportunity to ensure compliance obligations are met efficiently, accurately, and on time, while effectively minimizing the company's sales tax liabilities.


  • Melville, New York, United States The Goodkind Group Full time

    **Job Title:** Medical Coding Specialist - Hybrid RoleThe Goodkind GroupWe are seeking a skilled and detail-oriented Medical Coding Specialist to join our team in a hybrid role. This position will involve working from home with occasional visits to our office.About the Job:This is a challenging opportunity for a coding professional who can analyze medical...


  • Melville, New York, United States North American Partners In Anesthesia Full time

    About This OpportunityWe are seeking a skilled Medical Billing Specialist to join our team at North American Partners in Anesthesia. As an Accounts Receivable Representative II, you will play a crucial role in effective and efficient accounts receivable management of assigned payers.Key Responsibilities:Claims Submission and Follow-up: Review, evaluate, and...


  • Melville, New York, United States Huntington Hills Center for Health & Rehabilitation Full time

    At Huntington Hills Center for Health & Rehabilitation, we are seeking a dedicated and compassionate Advanced Wound Care Specialist to join our team.About Us:Huntington Hills is a proud affiliate of National Health Care Associates, a family-run organization since 1984. We share common values: Kindness, Service, Compassion, and Excellence. Our centers provide...


  • Melville, New York, United States Crothall Healthcare Full time

    Job OverviewCrothall Healthcare is a leading provider of specialized healthcare services, and we are seeking a Medical Gas Installation Specialist to join our team. This is a traveling position that will involve working in various locations throughout the NYC Metro market and beyond.Key ResponsibilitiesPerform installation, repair, and maintenance of medical...


  • Melville, New York, United States Canon Solutions America, Inc. Full time

    Explore a dynamic career opportunity as a Strategic Pricing Operations Specialist at Canon Solutions America, Inc. in Melville, NY.About the RoleWe are seeking an ambitious professional to join our talented team of pricing experts. As a Strategic Pricing Operations Specialist, you will play a crucial role in reviewing and accurately validating Sales orders,...


  • Melville, New York, United States Crothall Healthcare Full time

    Job OverviewCrothall Healthcare, a leading provider of specialized healthcare support services, is seeking an experienced Electrical Equipment Specialist - Field Service Professional to join our team.This role offers a unique opportunity to work in a dynamic environment, providing critical maintenance and repair services to patient care equipment in...


  • Melville, New York, United States Amergis Full time

    About the RoleWe are seeking a dedicated Behavioral Therapist to join our team as an Autism Support Specialist. In this role, you will work with children and adults with special needs, providing behavioral services and collaborating with school professionals to achieve learning and behavioral goals.Job DescriptionImplement behavior management techniques to...


  • Melville, New York, United States Canon Solutions America, Inc. Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Dynamic Pricing Analyst Specialist to join our team. The successful candidate will be responsible for reviewing and accurately validating Sales orders, working closely with our Sales, Service, Order Management, and Sales Administration teams, as well as other internal departments, to ensure...

  • Corporate Counsel

    1 week ago


    Melville, New York, United States Grassi Full time

    **Job Overview**Grassi, a leading organization in the industry, is seeking a highly skilled Corporate Counsel - Risk Management Specialist to join our team. This key role will be responsible for overseeing compliance and risk management activities, ensuring that all company contracts adhere to policies and legal guidelines.**About the Role**The successful...


  • Melville, New York, United States Family of Kidz Full time

    Company Overview: Family of Kidz is a renowned organization dedicated to providing exceptional support services for children with special needs. Since 1998, we have been bringing together highly qualified professionals who work tirelessly to help children from birth to adulthood achieve greater independence and an enhanced quality of life.Salary: $200-$250...


  • Melville, New York, United States Huntington Hills Center for Health & Rehabilitation Full time

    Wound Care Nurse Opportunity at Huntington Hills Center for Health & RehabilitationWe are seeking a dedicated and compassionate Wound Care Nurse to join our team at Huntington Hills Center for Health & Rehabilitation. This is an exciting opportunity to make a meaningful difference in the lives of our residents and contribute to our commitment to delivering...


  • Melville, New York, United States EisnerAmper LLP Full time

    At EisnerAmper, we're seeking a dynamic Tax Senior Manager to join our Private Client Services (PCS) practice.About the RoleThis is an exceptional opportunity for a seasoned tax professional to leverage their expertise in business development, marketing, and recruitment efforts while fostering professional growth within our staff.The ideal candidate will...


  • Melville, New York, United States Randstad USA Full time

    Key ResponsibilitiesDevelop and implement logistics strategies to improve efficiency and reduce costsManage the shipper development process from project launch to actual shippingCoordinate requests and deliveries of WIP and components from packaging, suppliers, and/or warehouse inventoriesEnsure compliance with domestic and international shipping...


  • Melville, New York, United States Banfi Wines Full time

    Join Our TeamBanfi Wines invites applications for the position of Marketing Project Manager in Melville, NY.ResponsibilitiesAs a Marketing Project Manager, you will be responsible for:Trafficking multiple projects simultaneously, ensuring timely completion within scope and budget.Coordinating with various departments to keep business moving...


  • Melville, New York, United States Professional Physical Therapy Full time

    Job OverviewAt Professional Physical Therapy, we are seeking a skilled Credentialing Coordinator to join our team. This is an exciting opportunity for individuals who are passionate about ensuring the accuracy and timeliness of provider credentialing processes.Key Responsibilities:Collaborate with the RCO and Credentialing team to monitor and maintain...


  • Melville, New York, United States Huntington Hills Center for Health & Rehabilitation Full time

    About UsHuntington Hills Center for Health & Rehabilitation is a proud affiliate of National Health Care Associates, certified as a Great Place to Work. Our mission is to provide exceptional care and ensure the health, comfort, and overall well-being of our residents.Job SummaryWe are seeking an experienced Nursing Supervisor to lead an interdisciplinary...