Current jobs related to Senior AML Investigations Specialist - Miami, Florida - StoneX

  • BSA-AML Compliance Specialist

    1 week ago

    Miami, Florida, United States Paysend Group Full time

    Job DescriptionPaysend Group is seeking a highly skilled BSA-AML Compliance Analyst to join our team. As a key member of our compliance department, you will be responsible for ensuring the company's adherence to Bank Secrecy Act regulations and Anti-Money Laundering requirements.The ideal candidate will have a strong understanding of AML/BSA regulations and...

  • BSA/AML Compliance Manager

    3 weeks ago

    Miami, Florida, United States City National Bank of Florida Full time

    Job SummaryThe BSA High Risk Team Lead is responsible for overseeing various functions within the BSA/AML Compliance area at City National Bank of Florida. This role requires a high level of knowledge and expertise in BSA regulations, as well as the ability to lead a team in ensuring adherence to standards critical for the bank's operational integrity.Key...

  • Senior Data Investigator

    3 weeks ago

    Miami, Florida, United States Elevance Health Full time

    Job SummaryWe are seeking a highly skilled Senior Data Investigator to join our team at Elevance Health. As a key member of our Payment Integrity team, you will be responsible for identifying, investigating, and developing complex cases against perpetrators of healthcare fraud.Key ResponsibilitiesConduct in-depth investigations of healthcare claims to...

  • Sales and Business Development Professional

    4 weeks ago

    Miami, Florida, United States Lauth Investigations International Full time

    Job OpportunityLauth Investigations International, Inc. is a privately-owned private investigation firm headquartered in Indianapolis, Indiana. We are seeking a self-motivated and organized Sales / Business Development Specialist to drive our company's growth in the investigations market.Key Responsibilities:Improve our market position and achieve financial...

  • BSA High Risk Team Lead

    4 weeks ago

    Miami, Florida, United States City National Bank of Florida Full time

    Job Title: BSA High Risk Team LeadAt City National Bank of Florida, we are seeking a highly skilled and experienced BSA High Risk Team Lead to join our BSA/AML Compliance team. The successful candidate will be responsible for leading a team of professionals in ensuring the bank's compliance with BSA/AML regulations and maintaining the highest standards of...

  • Operations Specialist Associate

    1 month ago

    Miami, Florida, United States GFG Holdings Full time

    Job OverviewGFG Holdings is a multi-family office that offers a unique perspective on family wealth. Our approach is centered around putting the client's interests first, which sets us apart from other firms. As a result, we provide a fresh and personalized experience for our clients.Key ResponsibilitiesProvide operational support for new account...

  • Senior Business Analyst

    2 weeks ago

    Miami, Florida, United States Crowe Full time

    Job Title: Senior Business Analyst - Bank FraudCrowe is seeking a Senior Business Analyst to join our Financial Crime Analytics and Technology Practice. As a key member of our team, you will be responsible for managing the implementation of fraud systems, including Fraud Detection and Case Management.Key Responsibilities:Collaborate with clients to...

  • Senior Sponsored Programs Specialist

    3 weeks ago

    Miami, Florida, United States The University of Miami Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Sponsored Programs Specialist to join our team at the University of Miami. As a key member of our post-award team, you will be responsible for coordinating administrative and financial functions for assigned departments, ensuring compliance with applicable guidelines, rules, and...

  • Senior Wealth Advisor

    2 weeks ago

    Miami, Florida, United States Citigroup Inc Full time

    Job Title: Senior Wealth AdvisorCiti Global Wealth is seeking a Senior Wealth Advisor to join our team. As a Senior Wealth Advisor, you will be responsible for providing comprehensive financial and investment advice to our Citigold and Citigold Private Client segments.Key Responsibilities:Build relationships with new clients and deepen relationships with...

  • Senior Code Enforcement Specialist

    3 days ago

    Miami, Florida, United States City of Sunny Isles Beach Florida Full time

    Job Summary:The City of Sunny Isles Beach Florida seeks a highly skilled Senior Code and Parking Enforcement Officer to join its team. As a senior level class in the support services department, this position is responsible for performing enforcement and investigation of City codes, regulations, and ordinances to ensure compliance regarding violations...

  • Transportation Specialist

    4 days ago

    Miami, Florida, United States Vi Senior Living Full time

    Job SummaryThe Transportation Specialist at Vi Senior Living is responsible for safely transporting residents to and from appointments and outings using the community vehicles. This role ensures residents receive all necessary assistance and support during transportation.Key ResponsibilitiesTransport residents to and from appointments and outingsProvide...

  • BSA Specialist

    2 weeks ago

    Miami, Florida, United States Banesco USA Full time

    Job SummaryWe are seeking a highly skilled BSA Specialist to join our BSA Regulatory Unit at Banesco USA.The ideal candidate will have a strong background in banking regulations, with a focus on BSA/AML compliance.Responsibilities will include:Performing reviews of KYC profiles and documentation for high-risk accounts.Ensuring OFAC and worldcheck...

  • Senior Security Specialist

    2 weeks ago

    Miami, Florida, United States Eateam Full time

    Job Title: Senior Security SpecialistAt Eateam, we are seeking a highly skilled Senior Security Specialist to join our team. As a key member of our Information Security Program, you will be responsible for providing expert-level security consultancy and engineering support for Windows/Azure security solutions.Key Responsibilities:Provide high-level security...

  • International Relationship Manager

    3 days ago

    Miami, Florida, United States Amerantbank Full time

    Job DescriptionAmerantbank is seeking a seasoned Relationship Manager to join our team. As a Relationship Manager, you will be responsible for managing and retaining a book of business of personal & commercial customers (usually $750K and above).Key Responsibilities:Develop new client business using external knowledge of target market (LATAM).Assess customer...

  • Senior Billing Specialist

    3 weeks ago

    Miami, Florida, United States Ascension Global Staffing & Executive Search Full time

    Job Title: Senior Billing SpecialistAscension Global Staffing & Executive Search is a leading national recruiting firm dedicated to excellence and innovation.We are seeking a highly skilled Senior Billing Specialist to join our team in Miami. The successful candidate will lead the full billing cycle for assigned attorneys, ensuring timely and accurate...

  • BSA High Risk Team Lead

    1 week ago

    Miami, Florida, United States City National Bank of Florida Full time

    Job SummaryThe BSA High Risk Team Lead is responsible for overseeing the BSA/AML Compliance area, ensuring adherence to regulatory standards. This role requires a high level of expertise and independent judgment to fill in on day-to-day assignments.Key ResponsibilitiesEnsure Quality Assurance of cases completed by team members, adhering to standards critical...

  • Senior Network Security Specialist

    3 weeks ago

    Miami, Florida, United States CloudBC Labs Full time

    Job Title: Senior Network Security SpecialistCloudBC Labs is seeking a highly skilled Senior Network Security Specialist to join our team. As a key member of our security team, you will be responsible for designing, implementing, and maintaining our network security infrastructure.Key Responsibilities:Design and implement network security solutions to...

  • Senior Auditor

    1 week ago

    Miami, Florida, United States CGS Full time

    Senior Auditor Job DescriptionCGS is seeking a highly skilled Senior Auditor to provide general auditing and accounting services in support of fraud investigations involving complex financial transactions and organizations attempting to evade detection.The ideal candidate will develop, coordinate, and draft technical audit guidelines, be proficient in...

  • Senior Design Engineer

    4 days ago

    Miami, Florida, United States HNTB Full time

    At HNTB, we're seeking a talented Senior Design Engineer to join our team of employee-owners. As a key member of our engineering team, you will be responsible for assisting in the production and modification of design calculations, technical reports, engineering plans and specifications for assigned projects.This opportunity entails leveraging your technical...

  • Senior Forensic Engineer

    4 weeks ago

    Miami, Florida, United States Charles Taylor Full time

    Job Title:Senior Forensic EngineerJob Summary:We are seeking a highly skilled Senior Forensic Engineer to join our team at Charles Taylor. As a Senior Forensic Engineer, you will be responsible for conducting structural assessments, design compliance reports, and building envelope investigations for commercial and residential buildings.Key...

Senior AML Investigations Specialist

2 months ago

Miami, Florida, United States StoneX Full time

Position Overview

This is a permanent, full-time role with a hybrid work model, requiring three days a week in the office.

The Enhanced Due Diligence (EDD) Associate plays a crucial role in performing comprehensive customer due diligence on accounts flagged for Anti-Money Laundering (AML) reviews, as well as conducting periodic Know Your Customer (KYC) updates. This position involves addressing escalations and inquiries that arise within the department. The associate will assess information received, identify risk factors, and provide detailed evaluations based on thorough investigative research to support AML Officers. A solid understanding of intricate corporate accounts and their structures, along with experience in conducting extensive due diligence on high-risk clients, is essential. Familiarity with the FINCEN Customer Due Diligence Rule, Bank Secrecy Act, USA Patriot Act, and OFAC regulations is also required.

Key Responsibilities

  • Execute Enhanced Due Diligence on complex accounts and high-risk customers.
  • Draft detailed memos outlining findings and assessments, collaborating with the unit to develop EDD and CDD templates.
  • Conduct periodic reviews and remediation of EDD cases.
  • Manage escalations from front office or onboarding teams effectively.
  • Ensure that unwanted prospects, relationships, or exited customers are documented in the internal Blacklist.
  • Collaborate with the team to enhance desktop procedures.
  • Update EDD and Politically Exposed Persons (PEP) lists, conducting regular reviews as necessary.
  • Provide guidance to onboarding teams regarding additional documentation requirements and alerts that necessitate escalation.
  • Review and evaluate Alert escalations, including name screening for negative news, PEPs, and potential sanctions.
  • Work closely with stakeholders across departments.
  • Assist the AML Escalations Manager in enhancing existing Business As Usual (BAU) KYC/EDD functions to improve processes as needed.

Qualifications

Required Expertise:

  • Proven experience in AML Compliance and KYC regulations.
  • A minimum of 2-4 years in a similar AML role, focusing on Enhanced Due Diligence within a complex international financial services environment, preferably in a large broker-dealer, private banking, or investment banking setting.
  • Ability to perform in-depth due diligence and make informed recommendations based on gathered information.
  • Document findings and risk assessments in the EDD template accurately.
  • Actively engage in KYC/EDD projects and process enhancements within the unit.
  • Assess risk appropriately, with a focus on the firm’s reputation and the safeguarding of its clients and assets, ensuring compliance with applicable laws and regulations.
  • Strong communication and writing skills.
  • Ability to collaborate and build relationships across a multi-site organizational structure.
  • Extensive experience in Financial Services, including Broker-Dealer, Retail, and Wholesale Banking.

Candidates must be authorized to work in the US for any employer.

The hiring salary range for this position is between $70,000 and $95,000, determined by the applicant's education, experience, knowledge, skills, and abilities, as well as internal equity and market alignment. This role may also be eligible for an incentive compensation plan based on business performance and management recommendations. A comprehensive compensation package, including a full range of medical, financial, and other benefits, is offered depending on the position.