Compliance Manager

4 weeks ago


White Plains, New York, United States A-Line Staffing Solutions Full time
Job Description

Job Title: Compliance Manager - Agency & Partnership

Location: White Plains, NY – Onsite 5 days a week

Job Type: Full-time

Salary: $110-$140k

About the Role:

We are seeking a highly skilled Compliance Manager to join our team at A-Line Staffing Solutions. The successful candidate will be responsible for managing the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third party administrators, and other sales, marketing, and distribution partners.

Key Responsibilities:

  • Develop and implement compliance policies and procedures that adhere to legal and regulatory requirements and Company standards.
  • Research and analyze laws and regulations to provide written guidance and respond to insurance compliance questions.
  • Work with internal and external partners to collect and analyze data and timely report to federal and state regulatory agencies.
  • Manage the resolution of exams, audits and inquiries (including complaints, market conduct exams, and surveys).
  • Research and track regulatory developments to update compliance policies and procedures.
  • Record, investigate and escalate alleged non-compliance with laws, regulations, and Company policies for appropriate handling.

Requirements:

  • Working knowledge of life and health insurance laws, regulations and best practices and/or substantially related experience.
  • Demonstrated effective verbal and written communication skills with the ability to convey information to internal and external clients in a clear, accurate, and concise manner.
  • Demonstrated ability to document procedures and activities in a manner that is understandable.
  • Demonstrate high level of attention to detail and excellent organizational skills.
  • Proven examples of management-level experience leading multiple projects and priorities simultaneously.
  • Proven research, problem-solving and analytical skills.
  • Demonstrated successful experience working as part of a team and collaborative work efforts.
  • Ability to take decisive action.

Computer Skills and Knowledge of Hardware & Software Required:

  • Knowledge of legal research engines (e.g., Westlaw);
  • Ability to learn and use electronic compliance programs (e.g., RegEd (Code and Thomson Reuters Legal Tracker);
  • Proficient using SERFF.

Educational Requirements:

  • Bachelor's degree, Advanced degree (preferred)

  • Compliance Manager

    2 weeks ago


    White Plains, New York, United States Hired by Matrix, Inc. Full time

    Job Summary: Matrix, Inc. is seeking a highly skilled Compliance Manager to join our team. The ideal candidate will have a strong background in NERC CIP compliance and a proven track record of managing complex compliance programs.About the Role:Develop and implement NERC CIP compliance programs to ensure ongoing compliance with regulatory...


  • White Plains, New York, United States Western & Southern Financial Group Full time

    Compliance Program ManagerJob Summary: We are seeking a highly skilled Compliance Program Manager to join our team at Western & Southern Financial Group. As a key member of our compliance team, you will be responsible for managing the compliance program for Group Benefits business, ensuring that all regulatory requirements are met and that our business...


  • White Plains, New York, United States A-Line Staffing Solutions Full time

    Job Title: Compliance Manager - Agency & PartnershipJob Summary:We are seeking a highly skilled Compliance Manager to join our team at A-Line Staffing Solutions. The successful candidate will be responsible for managing the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third party administrators, and...


  • White Plains, New York, United States Lexitas Legal Full time

    Job OpportunityLexitas Legal, a leading litigation boutique law firm, seeks a seasoned Compliance Manager, Agency to oversee the company's compliance program for insurance sales partnerships.Key Responsibilities:Develop and maintain compliance guidance for agents, brokers, and other sales partners.Provide regulatory expertise and guidance to business unit...

  • Compliance Manager

    1 week ago


    White Plains, New York, United States A-Line Staffing Solutions Full time

    Agency & Partnership Compliance Management:Develop and maintain compliance guidance for insurance sales partnerships, including agents, brokers, managing general agents, third party administrators, and other sales, marketing, and distribution partners for life and health products.Provide compliance guidance to business unit management, including compliance...


  • White Plains, New York, United States Lexitas Legal Full time

    Job Title: Compliance Manager, AgencyWe are seeking a highly skilled Compliance Manager, Agency to join our team at Lexitas Legal. As a key member of our compliance team, you will be responsible for managing the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third party administrators, and other...

  • Compliance Manager

    4 weeks ago


    White Plains, New York, United States A-Line Staffing Solutions Full time

    Job Title: Group Benefits Compliance ManagerA-Line Staffing Solutions is seeking a highly skilled Group Benefits Compliance Manager to join our team. As a key member of our compliance team, you will be responsible for managing the compliance program for our Group Benefits business, ensuring that all regulatory requirements are met and that our products and...


  • White Plains, New York, United States Lexitas Legal Talent Outsourcing Full time

    Compliance Manager Group BenefitsLexitas Legal Talent Outsourcing is seeking a seasoned Compliance Manager Group Benefits to oversee the compliance program for Group Benefits business. This role is a critical component of our company's commitment to regulatory excellence.Key Responsibilities:Maintain the Group Benefits business compliance program, providing...

  • Compliance Manager

    1 week ago


    White Plains, New York, United States A-Line Staffing Solutions Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at A-Line Staffing Solutions. The successful candidate will be responsible for managing the compliance program for our Group Benefits business, ensuring adherence to regulatory requirements and industry best practices.Key ResponsibilitiesMaintain the compliance program for Group...


  • White Plains, New York, United States Lexitas Legal Full time

    Job OverviewLexitas Legal, a leading litigation boutique law firm, seeks a seasoned Compliance Manager, Agency Partnership, to oversee the compliance program for insurance sales partnerships. This role is a critical component of our company's commitment to regulatory excellence.Key Responsibilities:Develop and maintain compliance guidance for agents,...


  • White Plains, New York, United States Lexitas Legal Talent Outsourcing Full time

    Job Title: Compliance Manager for Group BenefitsJob Summary: We are seeking a highly skilled Compliance Manager for Group Benefits to join our team at Lexitas Legal Talent Outsourcing. As a Compliance Manager, you will be responsible for managing the compliance program for Group Benefits business, including providing guidance to internal and external...


  • White Plains, New York, United States Lexitas Legal Full time

    Job Title: Compliance Manager, Group BenefitsWe are seeking a highly skilled Compliance Manager, Group Benefits to join our team at Lexitas Legal. This role will be responsible for managing the compliance program for Group Benefits business, ensuring that all regulatory requirements are met and that our company remains compliant with relevant laws and...

  • Compliance Manager

    2 weeks ago


    White Plains, New York, United States A-Line Staffing Solutions Full time

    Job Title: Compliance Manager - Agency & PartnershipJob Summary:We are seeking a highly skilled Compliance Manager - Agency & Partnership to join our team at A-Line Staffing Solutions. The successful candidate will be responsible for managing the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third...


  • White Plains, New York, United States Lexitas Legal Full time

    Job Title: Compliance Manager, Group BenefitsWe are seeking a highly skilled Compliance Manager, Group Benefits to join our team at Lexitas Legal. As a key member of our compliance team, you will be responsible for managing the compliance program for Group Benefits business, ensuring that all regulatory requirements are met and that our company remains...


  • White Plains, New York, United States Lexitas Legal Full time

    Job Title: Compliance Manager, Group BenefitsWe are seeking a highly skilled Compliance Manager, Group Benefits to join our team at Lexitas Legal. As a key member of our compliance team, you will be responsible for managing the compliance program for Group Benefits business, ensuring that all regulatory requirements are met and that our company remains...


  • White Plains, New York, United States Lexitas Legal Full time

    Job OverviewLexitas Legal, a leading litigation boutique law firm, is seeking a highly skilled Compliance Manager, Group Benefits to join our team. As a key member of our compliance team, you will be responsible for managing the compliance program for our Group Benefits business, ensuring that all regulatory requirements are met and that our clients receive...


  • White Plains, New York, United States Western & Southern Financial Group Full time

    Job SummaryWe are seeking a highly skilled Compliance Manager Group Benefits to join our team at Western & Southern Financial Group. The ideal candidate will have a strong background in insurance regulatory compliance and be able to manage multiple priorities simultaneously.Key ResponsibilitiesCompliance Program Management: Develop and implement compliance...


  • White Plains, New York, United States Lexitas Legal Talent Outsourcing Full time

    Compliance Manager, Group BenefitsLexitas Legal Talent Outsourcing is seeking a seasoned Compliance Manager, Group Benefits to oversee the compliance program for our client's Group Benefits business. This role is a critical part of our team and requires a strong understanding of group health insurance laws, regulations, and best practices.Key...


  • White Plains, New York, United States Lexitas Legal Talent Outsourcing Full time

    Job Title: Insurance Compliance Manager, Group BenefitsLexitas Legal Talent Outsourcing is seeking a highly skilled Insurance Compliance Manager, Group Benefits to join our team. As a key member of our compliance team, you will be responsible for managing the compliance program for Group Benefits business, ensuring that all regulatory requirements are met...


  • White Plains, New York, United States Sumitomo Mitsui Banking Corporation (SMBC) Full time

    Job Title: Supplier Management AssociateSumitomo Mitsui Banking Corporation (SMBC) is seeking a highly skilled Supplier Management Associate to join our team. As a key member of our Risk and Compliance department, you will play a critical role in developing and managing critical and high-risk relationships with internal and external stakeholders.The ideal...