Regulatory Compliance Risk Advisor

2 weeks ago


Charlotte, North Carolina, United States Artius Solutions LLC Full time
Position:
Regulatory Compliance Risk Advisor (Contract Position)

Company:
Artius Solutions LLC

Location:
Remote (Preference for candidates in specific regions)

Job Type:
Contract

About The Position

We are in search of a proficient Regulatory Compliance Risk Advisor to become part of our team on a contractual basis, providing support to a major financial organization.

This position is tailored for a professional with substantial expertise in compliance risk oversight within the financial services industry.

As a member of our innovative consulting firm, you will be involved in pivotal projects, which include the validation of regulatory issues and real-time assessments, while also contributing to various other initiatives as required.

Key Responsibilities

  • Act as a Subject Matter Expert (SME) in the realm of Compliance Risk Management.
  • Develop and implement compliance risk management frameworks.
  • Perform thorough evaluations of Internal Audit (IA) regulatory issue validation efforts for a significant financial entity.
  • Oversee projects with an emphasis on regulatory MRA validations and Consent Orders.
  • Offer insights and recommendations grounded in extensive experience within the financial services sector.
  • Support additional consulting projects as necessitated by the firm.
Qualifications

  • Comprehensive knowledge and proficiency in Compliance Risk Management.
  • Proven experience in the design and execution of frameworks.
  • Strong background in financial services is essential, particularly in regulatory MRA validations and Consent Orders.
  • Demonstrated success in compliance risk management roles.
  • Capability to work autonomously and remotely, with preference given to candidates located in specific regions.
  • Exceptional analytical, communication, and interpersonal abilities.
Preferred Qualifications

  • Advanced degree in a relevant field.
  • Relevant certifications (e.g., CRCM, CCEP, CAMS).


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