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Senior Business Control Manager

1 month ago


Los Angeles, California, United States City National Bank Full time
Senior Business Control Manager - Capital Markets

City National Bank is seeking a highly skilled Senior Business Control Manager to join our Capital Markets team. As a key member of our risk management team, you will be responsible for designing, implementing, and managing the first line risk program for our capital markets activities.

Key Responsibilities:
  • Advocate for a strong capital markets first line risk program, ensuring compliance with laws, regulations, and regulatory guidance.
  • Manage a team of risk professionals, assisting in the development, implementation, and monitoring of controls, processes, and procedures.
  • Evaluate the effectiveness of existing processes and recommend new processes to anticipate, manage, and reduce risk.
  • Conduct risk assessments to identify various risk exposures across OCC risk stripes and help prioritize such exposures.
  • Support the timely and effective resolution of issues and implementation of recommendations identified through 1st, 2nd, and 3rd Lines of Defense and external regulatory examinations.
  • Analyze findings and perform root cause analysis, distinguishing between various levels of compliance and other types of risk.
  • Prepare and support corrective action plans with business lines and validate implementation.
  • Maintain subject matter expertise and understanding of laws, rules, and regulations with which the Business Unit must comply.
  • Identify and measure risk issues and escalate to leadership, as well as the 2nd Lines of Defense, as necessary.
Requirements:
  • Bachelor's Degree or equivalent.
  • Minimum 8 years managing projects.
  • Minimum 8 years within or related to financial services.
Preferred Qualifications:
  • MBA, JD, or other advanced degree.
  • 8-10 years of experience managing projects.
  • 8-10 years in a role requiring complex problem solving.
  • Strong interpersonal and influencing skills and ability to interact with colleagues at all levels in a peer-like way.
  • Strong emerging end-to-end generalist problem solving skills.
  • Knowledge in Financial Services, Project Management.
  • Demonstrated ability to Influence change, build relationships, communicate effectively, work under pressure, manage multiple priorities, and deliver high-caliber results.

City National Bank offers a competitive compensation package, including a starting base salary of $127,626 - $237,014 per year, bonus, and/or commissions. We strive to be the best at whatever we do, including the benefits and perks we offer our colleagues. Get an inside look at our Benefits and Perks. City National Bank is an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status, or any other basis protected by law.