Chief Compliance Risk Officer
9 hours ago
Company Overview
Capital One is a leading financial institution dedicated to delivering top-notch services to its clients. Our company culture emphasizes collaboration, innovation, and professional growth.
About the Role
We are seeking an experienced Audit Director to join our Financial Crimes Compliance (FCC) team. As a key member of our audit team, you will play a crucial role in designing and executing risk-based testing strategies to ensure the effectiveness of AML, Sanctions, and Fraud risk management across all lines of business within Capital One.
Responsibilities
- Lead and/or execute compliance-related audits within Capital One, including supervision of audit staff on related engagements.
- Proactively monitor the assigned audit universe for changing risks and needed updates, leading continuous monitoring activities and updates to risk assessments, audit universe, and audit plan.
- Direct business unit and project audits across assigned portfolios.
- Review engagement planning documentation and audit programs to ensure adequate coverage of risk and sufficient rationale for audit scope.
- Supervise and coordinate work assignments amongst audit team members, providing timely feedback, on-the-job training, and coaching to audit staff and direct reports.
- Establish and maintain good relationships with key business and audit partners, leveraging specialized knowledge and skills to provide management with insight into their area of subject-matter focus. Effectively represent internal audit at management meetings, internal forums, and to external organizations.
- Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues. Interpret business priorities, anticipate issues and obstacles, and
Requirements
- Bachelor's degree in Accounting, Business Administration, or related field.
- Minimum 10 years of experience in audit and/or compliance, with a strong background in risk management and internal controls.
- Excellent communication and interpersonal skills, with the ability to work effectively with cross-functional teams.
- Strong analytical and problem-solving skills, with the ability to interpret complex data and develop actionable recommendations.
- Certifications such as CFE, CIA, or CISA are highly desirable.
Compensation and Benefits
The estimated salary for this role is $185,000 per year, plus additional benefits, including comprehensive health insurance, retirement savings plan, and generous paid time off.
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