Compliance Analyst, Market Surveillance Specialist
1 day ago
OKX is seeking a highly skilled Market Surveillance and Compliance Specialist to join our Compliance Advisory team. As a key member of our team, you will be responsible for monitoring market surveillance activity, identifying and reporting on attempts by clients to engage in insider dealing or market manipulation, and collaborating with cross-functional teams to build and improve our data and reporting capabilities.
Key Responsibilities- Monitor market surveillance activity using industry-leading tools and platforms
- Act as a subject matter expert in the performance of Market Surveillance
- Strong regulatory knowledge and experience with US AML regulatory requirements for financial institutions and an understanding of their impact on Market Surveillance
- Carry out market surveillance with the aim of finding and reporting on attempts by clients to engage in insider dealing or market manipulation across a range of market abuse typologies
- Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making
- Collaborate across compliance, risk, product, engineering, data science, marketing, business development, finance, and our customers to help build and continuously improve the data and reporting capabilities
- BA/BS in a related technical field or equivalent practical experience
- 2-3 years of experience in market surveillance, trade surveillance, or closely related field
- Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity
- Comfort with working in a fast-paced environment, handling multiple priorities simultaneously
- Competitive total compensation package
- L&D programs and education subsidy for employees' growth and development
- Various team building programs and company events
- Wellness and meal allowances
- Comprehensive healthcare schemes for employees and dependents
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