Financial Crimes Risk Specialist

3 weeks ago

Minneapolis, Minnesota, United States Apex Systems Full time

Job Summary:

The Financial Crimes Specialist will play a critical role within the operations function, focusing on the assessment and management of financial crimes risk. This role involves creating and implementing strategies that account for the specific risks posed by clients, while also enhancing the overall due diligence process.

Key Responsibilities:

  • Conduct thorough financial and reputational reviews of entities, evaluating risks and ensuring adherence to AML policies.
  • Generate relationship memos outlining entity characteristics, including demographic information, locations, and compliance with risk management criteria.
  • Execute comprehensive due diligence reviews by sourcing information from various platforms, including databases and the internet.
  • Calculate and assign risk ratings to entities based on defined criteria, with an understanding of how to mitigate risks associated with high-risk customers.
  • Maintain collaboration with business partners to meet productivity metrics while ensuring compliance with enhanced due diligence standards.

Requirements:

  • 3+ years of experience in financial crimes due diligence, specifically in enhanced due diligence and underwriting.
  • Proven ability to review customer transactions and write detailed risk summaries.
  • Strong writing skills to develop relationship memos and documentation.
  • Expertise in sourcing due diligence reviews from reputable databases and conducting investigations to identify PEP.
  • Familiarity with Anti-Money Laundering (AML) programs and relevant compliance regulations.

Preferred Qualifications:

  • Background in assessing risks associated with customers, including hedge funds and collective fund structures.
  • Knowledge of the updated risk rating model for customers and the capacity to manage high-risk relationship profiles.
  • Familiarity with regulatory requirements, including the Patriot Act and other relevant financial regulations.

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