Licensing and Registration Specialist

1 week ago


GondrecourtleChâteau, Grand Est, United States Cetera Financial Group Full time
About the Role

Cetera Financial Group is seeking a highly skilled Licensing & Registration Associate to join our team. This is a unique opportunity to contribute to the growth and success of our company.

Key Responsibilities
  • Ensure timely filing of paperwork with State and Government Agencies
  • Manage carrier appointments, renewals, and invoices for our representatives
  • Assist representatives with continuing education questions and study materials
  • Research and resolve complex errors associated with the FINRA registration process
  • Maintain data for internal and external registration systems, including FINRA CRD
  • Contribute to the development and improvement of procedures, processes, and workflow to increase efficiencies
  • Be the first point of contact for representatives' Licensing & Registration questions
  • Process insurance licensing and appointments, including appointing agents and brokers
Requirements
  • High School Diploma or GED
  • 1+ years of experience in the Financial Services Industry
  • 1+ years of experience with Microsoft Office programs
Preferred Qualifications
  • Bachelor's degree
  • 1+ years of experience working with FINRA WebCRD or FINPRO
  • 2+ years of experience in the Financial Services Industry
  • 2+ years of experience delivering excellent problem resolution, organizational, and follow-up skills

#LI-HYBRID



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