Fixed Income Compliance Specialist
4 weeks ago
As a Fixed Income Compliance Specialist at Michael Page, you will be responsible for overseeing the fixed income supervision and surveillance program, ensuring accuracy of written supervisory procedures and organizational structure, providing assistance to the trading desk with real-time inquiries, evaluating industry enforcement actions and regulatory changes relevant to Cantor, reviewing historical activities to support regulatory responses, conducting training for new hires and providing targeted training for sales and trading teams, and performing electronic communications reviews on behalf of supervisors.
Key Responsibilities- Develop and maintain effective fixed-income compliance programs
- Analyze and ensure adherence to regulatory requirements and industry standards
- Collaborate with cross-functional teams to implement compliance initiatives
- Provide expert advice on complex compliance matters
- Conduct regular audits and risk assessments to identify areas for improvement
To succeed in this role, you will need:
- 2-4 years of experience focused on fixed-income surveillance and advisory
- Strong understanding of fixed-income market structure, sales, trading best practices, and TRACE
- Familiarity with order management systems such as Bloomberg TOMS and surveillance tools
- Excellent interpersonal, verbal, and written communication skills
- Ability to analyze, organize, and prioritize tasks effectively to meet internal and external deadlines
- Quick learner with a proactive and team-oriented approach
- Professional and confidential work ethic
- SIE, Series 7, and Series 24 required for the role, but not a prerequisite
We offer a competitive salary of $85,000 - $110,000 per year, depending on experience, plus additional benefits including health insurance, retirement savings plan, and paid time off. As a key member of our team, you will have opportunities to grow and develop your career within the firm.
-
Fixed Income Compliance Specialist
2 weeks ago
New York, New York, United States Michael Page Full timeJob Title: Fixed Income Compliance SpecialistAt Michael Page, we are seeking a highly skilled Fixed Income Compliance Specialist to provide expert guidance and support to our clients' fixed income trading and operational functions.Key Responsibilities:Ensure compliance with fixed income trading regulations, including timely filings, adherence to firm...
-
Compliance Expert for Fixed Income Markets
2 weeks ago
New York, New York, United States TP ICAP Full timeTP ICAP, a leading provider of market infrastructure, seeks a Compliance Expert to support its fixed income trading and operational functions in the Americas region.About the RoleThis role is responsible for providing regulatory and compliance advice to ensure that the firm operates in accordance with applicable laws and regulations. The Compliance Expert...
-
Fixed Income STP Specialist
2 weeks ago
New York, New York, United States Saxon Global Full timeSaxon Global invites experienced professionals to apply for a Fixed Income STP Specialist role in New York City. This position requires a deep understanding of financial markets, fixed-income products, and post-trade processing.The estimated salary for this position is $150,000 plus bonus. The successful candidate will possess strong technical skills,...
-
Fixed Income Indices Sales Specialist
1 week ago
New York, New York, United States S&P Global Full timeOverviewS&P Global is the world's foremost provider of credit ratings, benchmarks, analytics and workflow solutions in the global capital, commodity and automotive markets. We're seeking a skilled Fixed Income Indices Sales Specialist to join our team in New York.About the RoleYou will be responsible for growing our integrated Fixed Income and Loans business...
-
Fixed Income Trading Specialist
1 week ago
New York, New York, United States Neuberger Berman Group LLC Full timeNeuberger Berman Group LLC is a leading investment manager that provides diversified portfolio management services to institutional clients globally. We are currently seeking a talented Fixed Income Trading Specialist to join our team.About the Job:This role involves negotiating and executing municipal bond trades.The successful candidate will have excellent...
-
Fixed Income STP Specialist
2 weeks ago
New York, New York, United States Saxon Global Full timeJob Description:We are looking for a highly skilled Software Engineer to join our team in NYC. As a Senior Application Developer, you will be responsible for designing, developing, and maintaining financial fixed-income post-trade STP systems using C# .NET 4.5 and SQL Server Database development.About the Job:This role requires a highly skilled professional...
-
Fixed Income Quantitative Analyst
1 week ago
New York, New York, United States Ashton Lane Group, Inc Full timeQuantitative Finance ExpertiseWe are seeking a highly skilled Fixed Income Quantitative Analyst to join our team at the Ashton Lane Group, Inc. The successful candidate will have a strong background in quantitative finance and a proven track record of success in fixed income analysis.Responsibilities:Develop and implement quantitative models for fixed income...
-
Fixed Income Markets Solutions Specialist
2 weeks ago
New York, New York, United States TransFICC Full timeAbout the RoleTransFICC is a London-based eTrading technology company providing Fixed Income and Derivatives Markets solutions. We are expanding our US presence and require a Senior Sales Executive to drive business growth in the region.Key ResponsibilitiesThe successful candidate will:Sell API trading solutions to clients in the Fixed Income marketsProvide...
-
Fixed Income Solutions Developer
1 week ago
New York, New York, United States Ashton Lane Group, Inc Full timePortfolio Optimization and Analytics:">A Quantitative Investment Analyst is required to support portfolio optimization and analytics within our investments team.">Key Responsibilities:">">Develop and maintain quantitative fixed income models and frameworks to inform asset allocation decisions.">">Analyze and present effective investment and correlated...
-
Fixed Income Market Expert
2 weeks ago
New York, New York, United States MUFG Bank, Ltd. Full timePosition DescriptionMUFG Bank, Ltd. is seeking a Fixed Income Market Expert to join our Rates Sales Group. This role involves working with traders, strategists, and economists to tailor solutions for clients on a broad range of topics. The ideal candidate will have 5+ years of experience in fixed income sales and a strong understanding of market...
-
Fixed Income Trading Support Analyst
3 weeks ago
New York, New York, United States Sumitomo Mitsui Banking Corporation Full timeWe are seeking an experienced professional to join our Fixed Income Trading Support team as a Fixed Income Trading Support Analyst.In this role, you will provide operational support for the debt syndicate desk in executing primary market offerings of fixed income securities. This includes creating new offerings in various front office systems, identifying...
-
Fixed Income Derivatives IT Expert
2 weeks ago
New York, New York, United States Jefferies Full timeAbout the Role:As a Murex middle and back office business analyst/subject matter expert, you will be part of our global fixed income derivatives IT team.Your primary responsibility will be triage/managing and supporting run the bank inquiries/issues for middle and back office teams (US/UK/EU), e.g., reconciliation breaks, trade/events analysis and booking,...
-
Fixed Income RV Portfolio Strategist
2 weeks ago
New York, New York, United States Caxton Associates Full timeAbout the RoleCaxton Associates, a global trading and investment firm, is seeking an experienced Fixed Income RV Portfolio Manager to join our team.We are looking for someone with a proven track record in Fixed Income RV and a strong background in portfolio management. The ideal candidate will have a minimum of 5 years of experience in the industry and a...
-
Senior Software Engineer
2 weeks ago
New York, New York, United States Hudson River Trading Full timeCompany OverviewHudson River Trading is a leading global trading firm that operates in the financial markets. Our team of experienced developers works together to design, improve, and maintain technology for global trading.Job DescriptionWe are seeking an Experienced C++ Developer to join our team and contribute to the development of trading infrastructure...
-
Advanced Fixed Income Analytics Developer
2 weeks ago
New York, New York, United States PIMCO Full timePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets.Our flexible capital base and deep relationships with issuers have helped us become one of the...
-
Senior Software Architect
1 month ago
New York, New York, United States Syntricate Technologies Full timeCompany OverviewSyntricate Technologies is a leading provider of innovative software solutions. We are seeking an experienced Lead Java Developer to join our team and contribute to the development of our fixed income cash systems.Job SummaryWe are looking for a highly skilled Java developer with expertise in designing and developing complex software systems....
-
New York, New York, United States PIMCO Full timeJob OverviewPIMCO is a global leader in active fixed income, renowned for its expertise across public and private markets. Our investment approach leverages decades of experience navigating complex debt markets, enabling us to provide innovative solutions for companies that need financing and investors seeking strong risk-adjusted returns.
-
Senior Fixed Income Data Analyst
1 month ago
New York, New York, United States Analytic Recruiting Inc. Full timeRole SummaryThis Senior Fixed Income Data Analyst role is a key position at Analytic Recruiting Inc. where you will be responsible for generating critical risk reports for the firm and its clients.Main ResponsibilitiesDevelop and maintain multiple important risk reports, including the Monthly Allocation or Sector Exposure Report, Return Forecasting...
-
New York, New York, United States Societe Generale Full timeAbout Us:Societe Generale is a global financial institution dedicated to delivering innovative solutions to its clients. Our commitment to diversity and inclusion has earned us a reputation as a leader in the industry.Career Arc Returnship Program:This 6-month paid internship is designed to give experienced professionals like you the chance to re-enter the...
-
New York, New York, United States PIMCO Full timeCompany OverviewPIMCO is a renowned global leader in active fixed income, with a rich history spanning over 50 years. Since its inception in 1971, the company has been dedicated to delivering superior investment returns, solutions, and service to its clients.SalaryThe estimated annual salary for this role is $180,000.00, reflecting the competitive...