Dart Audit Manager
3 days ago
We are seeking an experienced Audit Manager to join our Dynamic Audit Resourcing Team (Dart) at Capital One. As a key member of our team, you will be responsible for conducting operational audits across various business areas, including Card, Commercial Bank, Retail Bank, and Financial Services.
Key Responsibilities- Plan, perform, and lead audits of Capital One business operations, as well as other diverse lines of business and specialty areas.
- Develop and maintain effective working relationships with key business partners.
- Develop audit engagement planning documentation, and develop the audit program to ensure adequate coverage of risk.
- Design and perform audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
- Effectively communicate audit process scope, protocol, issues, risks, and recommendations in written reports and oral presentations to clients during kick-off, periodic status updates, and exit meetings.
- Assess the relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues.
- Manage timely and quality delivery of audit work.
- Supervise and coordinate work assignments amongst audit team members. Provide timely feedback and coaching to audit staff.
- Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus.
- Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
- Bachelor's Degree or military experience.
- At least 5 years of experience in auditing, compliance, risk management, or a combination.
- At least 2 years of experience in leading audits and performing in the role of auditor-in-charge.
- Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA) preferred.
- 2+ years of experience in banking or financial services industry.
- 2+ years of experience auditing in the areas of retail, treasury management, payments, operations, small business banking, credit card, commercial lending, financial services/auto finance, third party management risks, or any combination.
- 1+ years of experience performing data analysis/data analytics techniques in support of internal auditing.
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth, or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state, or local law.
-
DART Audit Manager, Practices Audit
11 hours ago
Plano, Texas, United States Capital One Full timeAbout the RoleCapital One is seeking an experienced Audit Manager to join our Dynamic Audit Resourcing Team (DART). As a member of DART, you will be responsible for supporting Audit Practices in performing quality assurance reviews, aligning audit methodology, and driving forward audit methodology updates.Key ResponsibilitiesAssist with or lead the...
-
DART Audit Manager, Practices Audit
1 week ago
Plano, Texas, United States Capital One Full timeAbout the RoleWe are seeking an experienced Audit Manager to join our Dynamic Audit Resourcing Team (DART) at Capital One. As a member of DART, you will be responsible for supporting Audit Practices in performing quality assurance reviews, aligning our audit methodology, and driving forward audit methodology updates and related enhancement efforts.Key...
-
Dart Audit Manager FCC/Compliance Audit
2 weeks ago
Plano, Texas, United States Capital One Full timeAbout the RoleCapital One is seeking an experienced Audit Manager to join our Dynamic Audit Resourcing Team (DART). As a member of DART, you will focus on audits of Financial Crime Compliance and Corporate Compliance, conducting operational, financial, and compliance audit projects and providing input to the annual audit plan.Key ResponsibilitiesPlan,...
-
DART Audit Manager, FCC/Compliance Audit
1 week ago
Plano, Texas, United States Capital One Full timeAbout the RoleWe are seeking an experienced Audit Manager to join our Dynamic Audit Resourcing Team (DART) at Capital One. As a member of DART, you will focus on audits of Financial Crime Compliance and Corporate Compliance, conducting operational, financial, and compliance audit projects and providing input to the annual audit plan.Key ResponsibilitiesPlan,...
-
DART Audit Manager, FCC/Compliance Audit
2 weeks ago
Plano, Texas, United States Capital One Full timeJob SummaryCapital One is seeking an experienced Audit Manager to join our Dynamic Audit Resourcing Team (DART) in a hybrid role. As a member of DART, you will focus on audits of Financial Crime Compliance and Corporate Compliance, conducting operational, financial, and compliance audit projects and providing input to the annual audit plan.Key...
-
Senior Auditor
3 weeks ago
Plano, Texas, United States Capital One Full timeJob SummaryWe are seeking a highly skilled Senior Auditor to join our Dynamic Audit Resourcing Team (DART) at Capital One. As a member of DART, you will focus on audits of critical technology functions, including cloud-based technology implementations, emerging technology, application controls, and cybersecurity risks.Key ResponsibilitiesParticipate in and...
-
Audit Manager
3 weeks ago
Plano, Texas, United States CyberCoders Full timeJob Title: Audit Manager / Senior Audit ManagerWe are seeking a highly experienced Audit Manager to oversee our audit team and ensure that all financial statements are accurate and compliant with GAAP regulations.Key Responsibilities:Manage and oversee audits for various clientsPrepare and review financial statements and reportsProvide guidance and...
-
Audit Manager
3 weeks ago
Plano, Texas, United States CyberCoders Full timeAudit Manager / Senior Audit ManagerWe are seeking a highly experienced Audit Manager to oversee our audit team and ensure that all financial statements are accurate and compliant with GAAP regulations.Key Responsibilities:Manage and oversee audits for various clientsPrepare and review financial statements and reportsProvide guidance and mentorship to junior...
-
Senior Audit Manager
3 weeks ago
Plano, Texas, United States Bank of America Full timeAbout the RoleThis position is responsible for leading audits of Lines of Business (LOBs) across various scales and scopes. The ideal candidate will have a strong understanding of audit practices, risk management, and compliance. Key responsibilities include developing audit plans, assessing risks, and providing coverage for current and emerging risks. The...
-
Senior Audit Manager
3 days ago
Plano, Texas, United States Capital One Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Audit Manager to join our Treasury Audit team at Capital One. As a key member of our audit team, you will be responsible for leading audits and providing assurance services to our Treasury business.Key ResponsibilitiesLead audits and provide assurance services to our Treasury...
-
Senior Audit Manager
2 weeks ago
Plano, Texas, United States Capital One Full timeAbout the RoleCapital One is seeking a highly skilled and experienced Audit Senior Manager to join our Treasury Audit team. As a key member of our team, you will be responsible for leading audits and providing assurance services to our Treasury business.Key ResponsibilitiesLead audits and provide assurance services to our Treasury business.Develop and...
-
Cyber Risk Audit Manager
4 days ago
Plano, Texas, United States Capital One Full timeJob Title: Cyber Risk Audit ManagerCapital One is seeking a highly skilled Cyber Risk Audit Manager to join our team. As a key member of our Audit function, you will be responsible for delivering top-quality assurance services to our organization's Audit Committee.About the RoleThis is a hybrid role, with associates typically spending about half their time...
-
Audit Director, Audit Practices
4 weeks ago
Plano, Texas, United States Capital One Full timeCapital One Audit Director Job DescriptionCapital One is seeking a highly skilled Audit Director to join our Audit Practices team. As a leader in our organization, you will be responsible for setting the strategic direction and providing oversight of our Quality Programs team.Key Responsibilities:Apply strategic thinking to set the direction and ensure...
-
Senior Audit Manager, Consumer Lending
2 weeks ago
Plano, Texas, United States Capital One Full timeJob SummaryCapital One is seeking a highly skilled and experienced Senior Audit Manager to join our Consumer Lending team. As a Senior Audit Manager, you will be responsible for leading audits and providing assurance on the effectiveness and efficiency of our governance, risk management, and internal control processes.Key ResponsibilitiesLead audits and...
-
Senior Audit Manager
4 weeks ago
Plano, Texas, United States Bank of America Full timeAbout the RoleThis is a challenging and rewarding opportunity to lead the audit function for Bank of America's Lines of Business (LOBs). As a Senior Audit Manager - Risk Oversight, you will be responsible for developing and implementing audit plans, assessing risks, and providing coverage for current and emerging risks.Key ResponsibilitiesAudit LOBs ranging...
-
Senior Audit Manager, Consumer Lending
2 weeks ago
Plano, Texas, United States Capital One Full timeJob SummaryCapital One is seeking a highly skilled and experienced Senior Audit Manager to join our Consumer Lending Audit team. As a Senior Audit Manager, you will be responsible for leading audits and providing assurance services to the organization's Audit Committee. You will work closely with members of the technology, compliance, and analytics audit...
-
Senior Audit Manager, Consumer Lending
1 week ago
Plano, Texas, United States Capital One Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Audit Manager to join our Consumer Lending team. As a key member of our audit team, you will be responsible for leading audits and providing assurance services to our business partners.Key ResponsibilitiesLead audits and provide assurance services to our business partnersDevelop and execute...
-
Audit Director
3 weeks ago
Plano, Texas, United States Bank of America Full timeAbout the RoleThis position is responsible for overseeing assigned areas of audit work, acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies,...
-
Audit Manager, Quality Assurance Practices Team
2 weeks ago
Plano, Texas, United States Capital One Full timeJob SummaryCapital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Committee. We are seeking an energetic, self-motivated Manager, with Audit experience, to join the Audit Practices team.Key ResponsibilitiesCoordinate and execute key quality assurance reviews,...
-
IT Audit Specialist
4 weeks ago
Plano, Texas, United States Dexian Full timeAbout the RoleDexian is seeking a highly skilled IT Audit Consultant to join our team. As a key member of our Technology Business Management Resiliency & Controls Quality Assurance team, you will play a critical role in establishing effective controls within processes, performing reviews, and testing the effectiveness of controls.Key ResponsibilitiesProcess...
