Senior Audit Manager

3 days ago

Plano, Texas, United States Capital One Full time
About the Role

We are seeking a highly skilled and experienced Senior Audit Manager to join our Treasury Audit team at Capital One. As a key member of our audit team, you will be responsible for leading audits and providing assurance services to our Treasury business.

Key Responsibilities
  • Lead audits and provide assurance services to our Treasury business
  • Develop and execute audit plans to ensure adequate coverage of risk
  • Communicate audit scope, issues, risks, and recommendations to management in written reports and oral presentations
  • Design and execute internal control testing for audits
  • Manage timely and quality delivery of audit deliverables
  • Supervise and coordinate work assignments amongst audit team members
  • Leverage specialized Treasury/Capital Markets knowledge and skills to provide management with insight into their area of subject-matter focus
Requirements
  • Bachelor's Degree or military experience
  • At least 7 years of experience in auditing, accounting, and regulatory reporting, or a combination
  • At least 5 years of experience in leading audits and performing in the role of auditor-in-charge
  • At least 1 year of people management experience
Preferred Qualifications
  • Master's Degree in Auditing, Accounting, Information Systems, or Business Administration
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Chartered Financial Analyst (CFA), or Financial Risk Manager (FRM)
  • 5+ years of experience in Banking or in the financial services industry
  • 4+ years of experience performing data analysis in support of internal auditing
About Capital One

Capital One is a leading financial services company that provides a wide range of financial products and services to consumers and small businesses. We are committed to delivering exceptional customer service and creating a positive work environment for our employees.

This role is hybrid, meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices. Monday and Fridays are enterprise-wide virtual work days. Tuesday, Wednesday, and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

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