Audit Director

6 days ago

Plano, Texas, United States Bank of America Full time

About the Role

This position is responsible for overseeing assigned areas of audit work, acting as an Auditor-in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships.

Key Responsibilities

  • Execute audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner.
  • Act as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures.
  • Assess impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge.
  • Exercise intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit.
  • Oversee a team of associates and provide day-to-day mentoring and guidance and foster an inclusive work environment.
  • Maintain business partner relationships, primarily with line management, to develop business knowledge.
  • Exercise sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment.

Requirements

  • Minimum 8 years Audit or risk control risk/controls background preferably in financial services.
  • A minimum of 3 years in a lead auditor / Auditor-in-Charge (AIC) role.
  • Risk assessment skillset to enable evaluation of processes and other operational risks, identification of controls and determination of gaps and weaknesses.
  • Strong written/verbal communication skills with the ability to communicate issues/concerns and recommend corrective course of action. Capability to effectively influence risk direction and willingness to take a stand when required.
  • Intellectual curiosity to identify areas of risk coupled with the analytic, logical reasoning, and problem-solving, risk vs. reward skills to effectively and objectively investigate/evaluate areas of risk.
  • Ability to manage audit projects within a risk-based audit methodology and provide coaching and training to junior associates within the team.
  • Must have good time management skills and the ability to manage multiple priorities in a fast-paced environment.
  • Ability to work well and collaboratively as part of a team and function independently when required.
  • Ability to plan, execute, and evaluate audit test plans within a risk-based audit methodology.
  • Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information.
  • Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives.
  • Bachelor's degree and/or Advanced degree with relevant experience.

Preferred Qualifications

  • Certified Internal Audit (CIA) certification
  • Audit or risk control risk/controls background in financial services
  • Prior Analytical / Automation Skills (SQL, SAS, Python. Alteryx, Advanced Excel)
  • Advanced degree or certifications (CIA, CISA etc – CPA Preferred)
  • Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)

Work Environment

This role is based in the United States of America and requires a 1st shift schedule with 40 hours per week.

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