Regulatory Compliance and Engagement Manager

Job Description:As a key member of the team, you will be responsible for maintaining relationships and interactions with regulators through the execution of the overall strategy for regulatory engagement and enterprise-wide standards. This includes managing regulatory examinations, inquiries, and meetings.Key ResponsibilitiesServing as the primary point of...

About the Role As an Associate Director of Compliance at IQ-EQ, you will play a critical role in supporting our investment adviser clients by providing regulatory compliance services. You will work closely with our experienced team of industry veterans to ensure that client compliance programs are up-to-date and meet the requirements of SEC Rules 206(4)-7...

As a Chief Compliance Officer at DriveWealth, you'll play a crucial role in ensuring the company's regulatory compliance. With a strong background in regulatory and self-regulatory agencies' rules and regulations, you'll lead and manage the broker-dealer compliance team, develop and implement compliance programs, and monitor regulatory changes.You'll be...

We are seeking a Regulatory Compliance Manager to join our team at Macpower Digital Assets Edge. As a Senior Regulatory Affairs Manager, you will be responsible for ensuring regulatory compliance of our cosmetic, OTC, dietary supplement, and device products from brief through launch in North America.The ideal candidate will have over 8 years of experience in...

At LevelUP HCS, we are seeking an experienced Regulatory Compliance Manager to join our team. This is a challenging role that requires strong leadership and technical skills.The estimated salary for this position is around $120,000 - $180,000 per year, depending on experience and qualifications.About the RoleWe are looking for a highly skilled professional...

Company OverviewRSM US LLP is a leading provider of professional services to the middle market globally. Our purpose is to empower our clients and people to realize their full potential.Job DescriptionWe are seeking a strong regulatory compliance resource to join our fast-growing Risk Advisory Services practice at the Manager level. The role will lead and...

The ACLU seeks a skilled Regulatory Compliance Manager to join its team in the Corporate Counsel's Office. As a key member of this office, you will be responsible for ensuring compliance with federal, state, and local laws and regulations.This is a hybrid role that requires 2 days per week or 8 days per month in-office presence. You will work closely with...

Brex is a leading AI-powered spend platform that empowers companies to spend with confidence. As our Compliance Manager, you will play a critical role in ensuring compliance with regulatory requirements and internal policies.Job SummaryThis role involves managing compliance activities related to core compliance program processes and frameworks, ensuring Brex...

About the Team The Finance Regulatory Engagement & Oversight team is responsible for facilitating interactions with regulators across Citi's Finance function, advising internal stakeholders on strategic insights delivering common tools and templates to support best-in-class regulatory engagement and communications. This team plays a vital role in ensuring...

Company OverviewSia Partners is a leading next-generation management consulting firm that offers a unique blend of AI and design capabilities to deliver superior value to clients. With a global footprint in 19 countries, the company has achieved USD 420 million in turnover for the current fiscal year.Job DescriptionWe are seeking an experienced Management...

Unlock Your Career Potential at QuantexaWe are seeking an exceptional Regulatory Compliance Specialist to join our team. This is a unique opportunity to work with a leading data analytics company, driving growth and innovation while ensuring regulatory compliance.About the Role:Align Quantexa's practices with global regulatory standards, including NIST, CMMC...

Job DescriptionCitigroup, Inc. is seeking a highly skilled Regulatory Engagement Expert to join its Finance Regulatory Engagement & Oversight team. As a key member of this team, you will drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities.The ideal candidate will have 10+ years of relevant experience in...

Athari seeks a seasoned Regulatory Compliance Lead to oversee regulatory approval, submission, and policy processes. This critical role ensures compliance with applicable requirements for all lines of business. Estimated salary: $125,000 - $170,000.ResponsibilitiesContribute to the annual risk assessment, collaborating with Compliance teams, to identify...

We are looking for a highly skilled Compliance Manager to join our team at Brex. In this role, you will be responsible for ensuring compliance with regulatory requirements and internal policies. With 5+ years of experience in compliance management, preferably in financial services, you will develop and enhance the organization's compliance program to align...

VetJobs is seeking a highly skilled Regulatory Compliance Specialist to join our team.OverviewThe Regulatory Compliance Specialist will work closely with various business units to ensure adherence to compliance management processes, including documentation, training, reporting, and follow-up. This role will support the Department Manager in Regulatory Intake...

We are seeking a Compliance and Regulatory Affairs Manager to oversee compliance operations in the assigned state(s). The ideal candidate will have experience in managing day-to-day compliance operations across several locations and multiple TJC accredited offices/facilities.About the RoleThe Compliance and Regulatory Affairs Manager will work closely with...

At MetroPlus Health Plan, we're committed to empowering New Yorkers by uniting communities through care. We believe that health care is a right, not a privilege.MetroPlusHealth provides the highest quality healthcare services to residents of Bronx, Brooklyn, Manhattan, Queens and Staten Island through a comprehensive list of products. As a wholly-owned...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

About Us: The New York Public Library is one of the largest public library systems in the United States, with over 92 locations throughout the five boroughs of New York City. We serve more than 18 million visitors annually and provide access to a vast collection of materials, programs, and services that promote education, lifelong learning, and community...

Sia Partners is a global management consulting firm with a unique blend of AI and design capabilities, driving superior value for clients worldwide. With 3,000 consultants in 19 countries, we expect to reach $420 million in turnover for the current fiscal year.We optimize client projects across over 30 sectors and services, leveraging our Consulting for Good...