Securities and Capital Markets Attorney

6 days ago

Albany, New York, United States Jobot Full time
About the Role:

We are seeking an experienced Senior Associate Attorney specializing in Securities and Capital Markets to join our dynamic and fast-paced legal team. This role requires a highly motivated individual with at least 6 years of relevant legal experience, providing high-level counsel and support to clients in capital market transactions, regulatory compliance, and securities-related matters. The Senior Associate Attorney will work closely with our partners and key stakeholders to manage complex legal issues in this area.

Key Responsibilities:
  • Advise clients on a broad range of securities and capital markets matters, including IPOs, debt and equity offerings, public and private placements, and SEC reporting and compliance.
  • Draft, review, and negotiate offering memoranda, prospectuses, underwriting agreements, indentures, and other related securities documents.
  • Provide legal guidance on regulatory requirements under the Securities Act, Securities Exchange Act, and other relevant financial regulations.
  • Assist in managing and conducting due diligence processes for capital market transactions.
  • Advise public companies on corporate governance matters, including compliance with stock exchange rules (NYSE, NASDAQ, etc.).
  • Work with cross-functional teams to ensure seamless execution of transactions.
  • Develop and maintain client relationships, ensuring legal solutions are tailored to client needs.
  • Stay updated on changes in securities law, capital markets regulations, and industry trends to provide proactive legal advice.
  • Mentor and provide guidance to junior associates and paralegals.
Qualifications and Requirements:
  • Juris Doctor (JD) from an accredited law school.
  • Admission to the bar, ideally in NY.
  • Minimum of 6 years of legal experience in securities and capital markets law at a top-tier law firm or corporate legal department.
  • Strong experience with securities offerings, IPOs, and capital market transactions.
  • Expertise in SEC reporting and compliance, including Regulation D, Section 13 and 16 filings, and Sarbanes-Oxley Act requirements.
  • Excellent drafting, analytical, and negotiation skills.
  • Ability to work independently and collaboratively within a team-oriented environment.
  • Strong interpersonal skills with the ability to build and maintain client relationships.
  • High attention to detail and the ability to manage multiple projects under tight deadlines.
Preferred Skills:
  • Experience advising clients on cross-border capital market transactions.
  • Knowledge of FINRA rules and regulations.
  • Exposure to financial services regulations, including Dodd-Frank.

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